[0001] This invention relates to a method for encoding frames of an input HOA signal having
a given number of coefficient sequences, a method for decoding a HOA signal, an apparatus
for encoding frames of an input HOA signal having a given number of coefficient sequences,
and an apparatus for decoding a HOA signal.
Background
[0002] Higher Order Ambisonics (HOA) offers one possibility to represent three-dimensional
sound, among other techniques like wave field synthesis (WFS) or channel based approaches
like the one known as "22.2". In contrast to channel based methods, a HOA representation
offers the advantage of being independent of a specific loudspeaker set-up. This flexibility
comes at the expense of a decoding process that is required for the playback of the
HOA representation on a particular loudspeaker set-up. Compared to the WFS approach,
where the number of required loudspeakers is usually very large, HOA may also be rendered
to set-ups consisting of only few loudspeakers. A further advantage of HOA is that
the same representation can also be employed without any modification for binaural
rendering to head-phones.
[0003] HOA is based on the representation of the so-called spatial density of complex harmonic
plane wave amplitudes by a truncated Spherical Harmonics (SH) expansion. Each expansion
coefficient is a function of angular frequency, which can be equivalently represented
by a time domain function. Hence, without loss of generality, the complete HOA sound
field representation actually can be understood as consisting of
0 time domain functions, where
0 denotes the number of expansion coefficients. These time domain functions will be
equivalently referred to as HOA coefficient sequences or as HOA channels in the following.
[0004] The spatial resolution of the HOA representation improves with a growing maximum
order
N of the expansion. Unfortunately, the number of expansion coefficients
0 grows quadratically with the order
N, and in particular
0 = (
N +1)
2. For example, typical HOA representations using order
N = 4 require
0 = 25 HOA (expansion) coefficients. According to the above considerations, a total
bit rate for the transmission of a HOA representation, given a desired single-channel
sampling rate
fS and the number of bits
Nb per sample, is determined by
0 · fS ·
Nb. Consequently, transmitting a HOA representation e.g. of order
N = 4 with a sampling rate of
fS = 48
kHz employing
Nb = 16 bits per sample results in a bit rate of 19.2
MBits/
s, which is very high for many practical applications such as e.g. streaming. Thus,
a compression of HOA representations is highly desirable. Various approaches for compression
of HOA sound field representations were proposed in [4, 5, 6]. These approaches have
in common that they perform a sound field analysis and decompose the given HOA representation
into a directional and a residual ambient component. The final compressed representation
comprises, on the one hand, a number of quantized signals, resulting from the perceptual
coding of so called directional and vector-based signals as well as relevant coefficient
sequences of the ambient HOA component. On the other hand, it comprises additional
side information related to the quantized signals, which is necessary for the reconstruction
of the HOA representation from its compressed version.
[0005] A reasonable minimum number of quantized signals for the approaches [4, 5, 6] is
eight. Hence, the data rate with one of these methods is typically not lower than
256kbit/s, assuming a data rate of 32kbit/s for each individual perceptual coder.
For certain applications, like e.g. audio streaming to mobile devices, this total
data rate might be too high. Thus, there is a demand for HOA compression methods addressing
distinctly lower data rates, e.g. 128kbit/s.
Summary of the invention
[0006] A new method and apparatus for a low bit-rate compression of Higher Order Ambisonics
(HOA) representations of sound fields is disclosed.
[0007] One main aspect of the low-bit rate compression method for HOA representations of
sound fields is to decompose the HOA representation into a plurality of frequency
sub-bands, and approximate coefficients within each frequency sub-band by a combination
of a truncated HOA representation and a representation that is based on a number of
predicted directional sub-band signals.
[0008] The truncated HOA representation comprises a small number of selected coefficient
sequences, where the selection is allowed to vary over time. E.g. a new selection
is made for every frame. The selected coefficient sequences to represent the truncated
HOA representation are perceptually coded and are a part of the final compressed HOA
representation. In one embodiment, the selected coefficient sequences are de-correlated
before perceptual coding, in order to increase the coding efficiency and to reduce
the effect of noise unmasking at rendering. A partial de-correlation is achieved by
applying a spatial transform to a predefined number of the selected HOA coefficient
sequences. For decompression, the de-correlation is reversed by re-correlation. A
great advantage of such partial de-correlation is that no extra side information is
required to revert the de-correlation at decompression.
[0009] The other component of the approximated HOA representation is represented by a number
of directional sub-band signals with corresponding directions. These are coded by
a parametric representation that comprises a prediction from the coefficient sequences
of the truncated HOA representation. In an embodiment, each directional sub-band signal
is predicted (or represented) by a scaled sum of the coefficient sequences of the
truncated HOA representation, where the scaling is, in general, complex valued. In
order to be able to re-synthesize the HOA representation of the directional sub-band
signals for decompression, the compressed representation contains quantized versions
of the complex valued prediction scaling factors as well as quantized versions of
the directions.
[0010] In one embodiment, a method for encoding (and thereby compressing) frames of an input
HOA signal having a given number of coefficient sequences, where each coefficient
sequence has an index, comprises steps of
determining a set of indices of active coefficient sequences I
C,ACT(k) to be included in a truncated HOA representation,
computing the truncated HOA representation
CT(
k) having a reduced number of non-zero coefficient sequences (i.e. less non-zero coefficient
sequences and thus more zero coefficient sequences than the input HOA signal),
estimating from the input HOA signal a first set of candidate directions M
DIR(k),
dividing the input HOA signal into a plurality of frequency subbands, wherein coefficient
sequences
C̃(
k - 1,
k, f1,...,F) of the frequency subbands are obtained,
estimating for each of the frequency subbands a second set of directions M
DIR(k,f
1), ..., M
DIR(k,f
F), wherein each element of the second set of directions is a tuple of indices with
a first and a second index, the second index being an index of an active direction
for a current frequency subband and the first index being a trajectory index of the
active direction, wherein each active direction is also included in the first set
of candidate directions M
DIR(k) of the input HOA signal (i.e. active subband directions in the second set of directions
are a subset of the first set of full band directions),
for each of the frequency subbands, computing directional subband signals
X̃(
k - 1
, k, f1),...,
X̃(
k -1,
k,
fF) from the coefficient sequences
C̃(
k - 1,
k, f1,...,F) of the frequency subband according to the second set of directions M
DIR(k,f
1),....,M
DIR(k,f
F) of the respective frequency subband,
for each of the frequency subbands, calculating a prediction matrix
A(
k,f1),...,
A(
k,fF) that is adapted for predicting the directional subband signals
X̃(
k - 1
, k, f1,...,F) from the coefficient sequences
C̃(
k - 1
, k, f1,...,F) of the frequency subband using the set of indices of active coefficient sequences
I
C,ACT(k) of the respective frequency subband, and encoding the first set of candidate directions
M
DIR(k), the second set of directions M
DIR(k,f
1),...,M
DIR(k,f
F), the prediction matrices
A(k,f1),...,
A(k,fF) and the truncated HOA representation
CT(
k)
.
[0011] The second set of directions relates to frequency subbands. The first set of candidate
directions relates to the full frequency band. Advantageously, in the step of estimating
for each of the frequency subbands the second set of directions, the directions M
DIR(k,f
1),..., M
DIR(k,f
F) of a frequency subband need to be searched only among the directions M
DIR(k) of the full band HOA signal, since the second set of subband directions is a subset
of the first set of full band directions. In one embodiment, the sequential order
of the first and second index within each tuple is swapped, ie. the first index is
an index of an active direction for a current frequency subband and the second index
is a trajectory index of the active direction.
[0012] A complete HOA signal comprises a plurality of coefficient sequences or coefficient
channels. A HOA signal in which one or more of these coefficient sequences are set
to zero is called a truncated HOA representation herein. Computing or generating a
truncated HOA representation comprises generally a selection of coefficient sequences
that will or will not be set to zero. This selection can be made according to various
criteria, e.g. by selecting as coefficient sequences not to be set to zero those that
comprise a maximum energy, or those that are perceptually most relevant, or selecting
coefficient sequences arbitrarily etc. Dividing the HOA signal into frequency subbands
can be performed by Analysis Filter banks, comprising e.g. Quadrature Mirror Filters
(QMF).
[0013] In one embodiment, encoding the truncated HOA representation
CT(
k) comprises partial decorrelation of the truncated HOA channel sequences, channel
assignment for assigning the (correlated or decorrelated) truncated HOA channel sequences
y
1(k),..., y
I(k) to transport channels, performing gain control on each of the transport channels,
wherein gain control side information
ei(
k - 1),
βi(
k - 1) for each transport channel is generated, encoding the gain controlled truncated
HOA channel sequences z
1(k),..., z
I(k) in a perceptual encoder, encoding the gain control side information
ei(k - 1),
βi(
k - 1), the first set of candidate directions M
DIR(k), the second set of directions M
DIR(k,f
1),..., M
DIR(k,f
F) and the prediction matrices
A(k,f1),...,A(k,fF) in a side information source coder, and multiplexing the outputs of the perceptual
encoder and the side information source coder to obtain an encoded HOA signal frame

(
k - 1).
[0014] In one embodiment, a computer readable medium has stored thereon executable instructions
to cause a computer to perform said method for encoding or compressing frames of an
input HOA signal.
[0015] In one embodiment, an apparatus for frame-wise encoding (and thereby compressing)
frames of an input HOA signal having a given number of coefficient sequences, where
each coefficient sequence has an index comprises a processor and a memory for a software
program that when executed on the processor performs steps of the above-described
method for encoding or compressing frames of an input HOA signal.
[0016] Further, in one embodiment, a method for decoding (and thereby decompressing) a compressed
HOA representation comprises
extracting from the compressed HOA representation a plurality of truncated HOA coefficient
sequences
ẑ1(
k),...,
ẑI(
k)
, an assignment vector
vAMB,ASSIGN(
k) indicating (or containing) sequence indices of said truncated HOA coefficient sequences,
subband related direction information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F), a plurality of prediction matrices
A(k+1,f1),...,A(k+
1,fF), and gain control side information
e1(
k)
,β1(
k)
,...,eI(
k),
βI(
k), reconstructing a truncated HOA representation
ĈT(
k) from the plurality of truncated HOA coefficient sequences
ẑ1(
k)
, ..., ẑI(
k)
, the gain control side information
e1(
k),
β1(
k)
, ...,
eI(
k),
β1(
k) and the assignment vector
vAMB,ASSIGN(
k),
decomposing in Analysis Filter banks the reconstructed truncated HOA representation
ĈT(
k) into frequency subband representations

for a plurality of
F frequency subbands,
synthesizing in Directional Subband Synthesis blocks for each of the frequency subband
representations a predicted directional HOA representation

from the respective frequency subband representation

of the reconstructed truncated HOA representation, the subband related direction
information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F) and the prediction matrices
A(k+1,f1),...,A(k+1
,fF),
composing in Subband Composition blocks for each of the
F frequency subbands a decoded subband HOA representation

with coefficient sequences

that are either obtained from coefficient sequences of the truncated HOA representation

if the coefficient sequence has an index
n that is included in (ie. an element of) the assignment vector
vAMB,ASSIGN(
k), or otherwise obtained from coefficient sequences of the predicted directional HOA
component

provided by one of the Directional Subband Synthesis blocks, and
synthesizing in Synthesis Filter banks the decoded subband HOA representations

to obtain the decoded HOA representation
Ĉ(
k)
.
[0017] In one embodiment, the extracting comprises demultiplexing the compressed HOA representation
to obtain a perceptually coded portion and an encoded side information portion. In
one embodiment, the perceptually coded portion comprises perceptually encoded truncated
HOA coefficient sequences

(
k), ...,

(
k) and the extracting comprises decoding in a perceptual decoder the perceptually encoded
truncated HOA coefficient sequences

(
k), ...,

(
k) to obtain the truncated HOA coefficient sequences
ẑ1(
k),
...,ẑI(
k)
. In one embodiment, the extracting comprises decoding in a side information source
decoder the encoded side information portion to obtain the set of subband related
directions M
DIR(k+1,f
1),..., M
DIR(k+1,f
F), prediction matrices
A(k+1,f1),...,A(k+1,fF), gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k) and assignment vector
vAMB,ASSIGN(
k).
[0018] In one embodiment, a computer readable medium has stored thereon executable instructions
to cause a computer to perform said method for decoding of directions of dominant
directional signals.
[0019] In one embodiment, an apparatus for frame-wise decoding (and thereby decompressing)
a compressed HOA representation comprises a processor and a memory for a software
program that when executed on the processor performs steps of the above-described
method for decoding or decompressing frames of an input HOA signal.
[0020] In one embodiment, an apparatus for decoding a HOA signal comprises
a first module configured to receive indices of a maximum number of directions D for
a HOA signal representation to be decoded, a second module configured to reconstruct
directions of a maximum number of directions D of the HOA signal representation to
be decoded, a third module configured to receive indices of active direction signals
per subband, a fourth module configured to reconstruct active direction signals per
subband from the reconstructed directions D of the HOA signal representation to be
decoded, and a fifth module configured to predict directional signals of subbands,
wherein the predicting of a directional signal in a current frame of a subband comprises
determining directional signals of a preceding frame of the subband, and wherein a
new directional signal is created if the index of the directional signal was zero
in the preceding frame and is non-zero in the current frame, a previous directional
signal is cancelled if the index of the directional signal was non-zero in the preceding
frame and is zero in the current frame, and a direction of a directional signal is
moved from a first to a second direction if the index of the directional signal changes
from the first to the second direction.
[0021] The subbands are generally obtained from a complex valued filter bank. One purpose
of the assignment vector is to indicate sequence indices of coefficient sequences
that are transmitted/received, and thus contained in the truncated HOA representation,
so as to enable an assignment of these coefficient sequences to the final HOA signal.
In other words, the assignment vector indicates, for each of the coefficient sequences
of the truncated HOA representation, to which coefficient sequence in the final HOA
signal it corresponds. For example, if a truncated HOA representation contains four
coefficient sequences and the final HOA signal has nine coefficient sequences, the
assignment vector may be [1,2,5,7] (in principle), thereby indicating that the first,
second, third and fourth coefficient sequence of the truncated HOA representation
are actually the first, second, fifth and seventh coefficient sequence in the final
HOA signal.
[0022] Further objects, features and advantages of the invention will become apparent from
a consideration of the following description and the appended claims when taken in
connection with the accompanying drawings.
Brief description of the drawings
[0023] Exemplary embodiments of the invention are described with reference to the accompanying
drawings, which show in
Fig.1 an architecture of a spatial HOA encoder,
Fig.2 an architecture of a direction estimation block,
Fig.3 a perceptual side information source encoder,
Fig.4 a perceptual side information source decoder,
Fig.5 an architecture of a spatial HOA decoder,
Fig.6 a spherical coordinate system,
Fig.7 a direction estimation processing block,
Fig.8 directions, a trajectory index set and coefficients of a truncated HOA representation,
Fig.9 a conventional audio encoder as used in MPEG,
Fig.10 an improved audio encoder as usable in MPEG,
Fig.11 a conventional audio decoder as used in MPEG,
Fig.12 an improved audio decoder as usable in MPEG,
Fig.13 a flow-chart of an encoding method, and
Fig.14 a flow-chart of a decoding method.
Detailed description of preferred embodiments
[0024] One main idea of the proposed low-bit rate compression method for HOA representations
of sound fields is to approximate the original HOA representation frame-wise and frequency
sub-band-wise, i.e. within individual frequency sub-bands of each HOA frame, by a
combination of two portions: a truncated HOA representation and a representation based
on a number of predicted directional sub-band signals. A summary of HOA basics is
provided further below.
[0025] The first portion of the approximated HOA representation is a truncated HOA version
that consists of a small number of selected coefficient sequences, where the selection
is allowed to vary over time (e.g. from frame to frame). The selected coefficient
sequences to represent the truncated HOA version are then perceptually coded and are
a part of the final compressed HOA representation. In order to increase the coding
efficiency and to reduce the effect of noise unmasking at rendering, it is advantageous
to de-correlate the selected coefficient sequences before perceptual coding. A partial
de-correlation is achieved by applying to a predefined number of the selected HOA
coefficient sequences a spatial transform, which means the rendering to a given number
of virtual loudspeaker signals. A great advantage of that partial de-correlation is
that no extra side information is required to revert the de-correlation at decompression.
[0026] The second portion of the approximated HOA representation is represented by a number
of directional sub-band signals with corresponding directions. However, these are
not conventionally coded. Instead, they are coded as a parametric representation by means
of a prediction from the coefficient sequences of the first portion, i.e. the truncated
HOA representation. In particular, each directional sub-band signal is predicted by
a scaled sum of coefficient sequences of the truncated HOA representation, where the
scaling is complex valued in general. Both portions together form a compressed representation
of the HOA signal, thus achieving a low bit rate. In order to be able to re-synthesize
the HOA representation of the directional sub-band signals for decompression, the
compressed representation contains quantized versions of the complex valued prediction
scaling factors as well as quantized versions of the directions.
[0027] Particularly important aspects in this context are the computation of the directions
and of the complex valued prediction scaling factors, and how to code them efficiently.
Low bit rate HOA compression
[0028] For the proposed low bit rate HOA compression, a low bit rate HOA compressor can
be subdivided into a spatial HOA encoding part and a perceptual and source encoding
part. An exemplary architecture of the spatial HOA encoding part is illustrated in
Fig.1, and an exemplary architecture of a perceptual and source encoding part is depicted
in Fig.3. The spatial HOA encoder 10 provides a first compressed HOA representation
comprising
I signals together with side information that describes how to create a HOA representation
thereof. In the Perceptual and Side Information Source Coder 30, these
I signals are perceptually encoded in a Perceptual Coder 31, and the side information
is subjected to source encoding in a Side Information Source Coder 32. The Side Information
Source Coder 32 provides coded side information

Then, the two coded representations provided by the Perceptual Coder 31 and the Side
Information Source Coder 32 are multiplexed in a Multiplexer 33 to obtain the low
bit rate compressed HOA data stream B.
Spatial HOA encoding
[0029] The spatial HOA encoder illustrated in Fig.1 performs frame-wise processing. Frames
are defined as portions of
O time-continuous HOA coefficient sequences. E.g. a
k-th frame
C(
k) of the input HOA representation to be encoded is defined with respect to the vector
c(t) of time-continuous HOA coefficient sequences (cf. eq. (46)) as

where
k denotes the frame index,
L denotes the frame length (in samples),
O = (
N + 1)
2 denotes the number of HOA coefficient sequences and
TS indicates the sampling period.
Computation of a truncated HOA representation
[0030] As shown in Fig.1, a first step in computing the truncated HOA representation comprises
computing 11 from the original HOA frame
C(
k) a truncated version
CT(
k). Truncation in this context means the selection of
I particular coefficient sequences out of the
O coefficient sequences of the input HOA representation, and setting all the other
coefficient sequences to zero. Various solutions for the selection of coefficient
sequences are known from [4,5,6], e.g. those with maximum power or highest relevance
with respect to human perception. The selected coefficient sequences represent the
truncated HOA version. A data set

(
k) is generated that contains the indices of the selected coefficient sequences. Then,
as described further below, the truncated HOA version
CT(
k) will be partially de-correlated 12, and the partially de-correlated truncated HOA
version
CI(
k) will be subject to channel assignment 13, where the chosen coefficient sequences
are assigned to the available
I transport channels. As further described below, these coefficient sequences are then
perceptually encoded 30 and are finally a part of the compressed representation. To
obtain smooth signals for the perceptual encoding after the channel assignment, coefficient
sequences that are selected in the k
th frame but not in the (k+1)
th frame are determined. Those coefficient sequences that are selected in a frame and
will not be selected in the next frame are faded out. Their indices are contained
in the data set

(k), which is a subset of

(k). Similarly, coefficient sequences that are selected in the k
th frame but were not selected in the (k - 1)
th frame are faded in. Their indices are contained in the set

(k), which is also a subset of

(k). For the fading, a window function w
OA(l), 1 = 1,..., 2L (such as the one introduced below in eq. (39)) may be used.
[0031] Altogether, if a HOA frame k of the truncated version C
T(k) is composed of the L samples of the
O individual coefficient sequence frames by

then the truncation can be expressed for coefficient sequence indices n = 1,...,O
and sample indices 1 = 1,..., L by

[0032] There are several possibilities for the criteria for the selection of the coefficient
sequences. E.g., one advantageous solution is selecting those coefficient sequences
that represent most of the signal power. Another advantageous solution is selecting
those coefficient sequences that are most relevant with respect to the human perception.
In the latter case the relevance may be determined e.g. by rendering differently truncated
representations to virtual loudspeaker signals, determining the error between these
signals and virtual loudspeaker signals corresponding to the original HOA representation
and finally interpreting the relevance of the error, considering sound masking effects.
[0033] A reasonable strategy for selecting the indices in the set

(
k) is, in one embodiment, to select always the first
OMIN indices 1, ...,
OMIN, where
OMIN = (
NMIN + 1)
2 ≤
I and
NMIN denotes a given minimum full order of the truncated HOA representation. Then, select
the remaining
I -
OMIN indices from the set {
OMIN + 1, ...,
OMAX} according to one of the criteria mentioned above, where
OMAX = (
NMAX + 1)
2 ≤ 0 with
NMAX denoting a maximum order of the HOA coefficient sequences that are considered for
selection. Note that
OMAX is the maximum number of transferable coefficients per sample, which is less than
or equal to the total number
O of coefficients. According to this strategy, the truncation processing block 11 also
provides a so-called assignment vector

whose elements
vA,i(
k),
i = 1, ...,
I -
OMIN, are set according to

where n (with
n ≥
OMIN + 1) denotes the HOA coefficient sequence index of the additionally selected HOA
coefficient sequence of
C(k) that will later be assigned to the i-th transport signal
yi(
k). The definition of
yi(
k) is given in eq.(10) below. Thus, the first
OMIN rows of C
T(k) comprise by default the HOA coefficient sequences 1,...,
OMIN, and among the following
O -
OMIN (or
OMAX -
OMIN, if
O =
OMAX) rows of C
T(k), there are
I-
OMIN rows that comprise frame-wise varying HOA coefficient sequences whose indices are
stored in the assignment vector
vA(
k). Finally, the remaining rows of C
T(
k) comprise zeroes. Consequently, as will be described below, the first (or last, as
in eq.(10))
OMIN of the available
I transport signals are assigned by default to HOA coefficient sequences 1,...,
OMIN, and the remaining
I-
OMIN transport signals are assigned to frame-wise varying HOA coefficient sequences whose
indices are stored in the assignment vector
vA(
k).
Partial de-correlation
[0034] In the second step, a partial de-correlation 12 of the selected HOA coefficient sequences
is carried out in order to increase the efficiency of the subsequent perceptual encoding,
and to avoid coding noise unmasking that would occur after matrixing the selected
HOA coefficient sequences at rendering. An exemplary partial de-correlation 12 is
achieved by applying a spatial transform to the first
OMIN selected HOA coefficient sequences, which means the rendering to
OMIN virtual loudspeaker signals. The respective virtual loudspeaker positions are expressed
by means of a spherical coordinate system shown in Fig.6, where each position is assumed
to lie on the unit sphere, i.e. to have a radius of 1. Hence, the positions can be
equivalently expressed by directions
Ωj = (
θj,
φj) with 1 ≤
j ≤
OMIN, where
θj and
φj denote the inclinations and azimuths, respectively (see further below for the definition
of the spherical coordinate system). These directions should be distributed on the
unit sphere as uniformly as possible (see e.g. [2] on the computation of specific
directions). Note that, since HOA in general defines directions in dependence of
NMIN, actually

is meant whereby
Ωj is written herein.
[0035] In the following, the frame of all virtual loudspeaker signals is denoted by

where
wj(
k) denotes the
k-th frame of the
j-th virtual loudspeaker signal. Further,
ΨMIN denotes the mode matrix with respect to the virtual directions
Ωj, with 1 ≤
j ≤
OMIN. The mode matrix is defined by

with

indicating the mode vector with respect to the virtual direction
Ωi. Each of its elements

denotes the real valued Spherical Harmonics function defined below (see eq.(48)).
Using this notation, the rendering process can be formulated by the matrix multiplication

[0036] The signals of the intermediate representation
CI(
k), which is output of the partial de-correlation 12, are hence given by

Channel assignment
[0037] After having computed the frame of the intermediate representation
CI(
k), its individual signals
cI,n(
k) with
n ∈

(
k) are assigned 13 to the available
I channels, to provide the transport signals
yi(
k)
, i = 1, ...,
I, for perceptual encoding. One purpose of the assignment 13 is to avoid discontinuities
of the signals to be perceptually encoded, which might occur in a case where the selection
changes between successive frames. The assignment can be expressed by

Gain control
[0038] Each of the transport signals
yi(
k) is finally processed by a Gain Control unit 14, where the signal gain is smoothly
modified to achieve a value range that is suitable for the perceptual encoders. The
gain modification requires a kind of look-ahead in order to avoid severe gain changes
between successive blocks, and hence introduces a delay of one frame. For each transport
signal frame
yi(
k), the Gain Control units 14 either receive or generate a delayed frame
yi(
k - 1),
i = 1, ...,
I. The modified signal frames after the gain control are denoted by
zi(
k - 1),
i = 1,...,
I. Further, in order to be able to revert in a spatial decoder any modifications made,
gain control side information is provided. The gain control side information comprises
the exponents
ei(
k - 1) and the exception flags
βi(
k -1),
i = 1,...,
I. A more detailed description of the Gain Control is available e.g. in [9], Sect.C.5.2.5,
or [3]. Thus, the truncated HOA version 19 comprises gain controlled signal frames
zi(
k - 1) and gain control side information
ei(
k - 1),
βi(
k - 1)
, i = 1,...,
I.
Analysis Filter Banks
[0039] As mentioned above, the approximated HOA representation is composed of two portions,
namely the truncated HOA version 19 and a component that is represented by directional
sub-band signals with corresponding directions, which are predicted from the coefficient
sequences of the truncated HOA representation. Hence, to compute a parametric representation
of the second portion, each frame of an individual coefficient sequence of the original
HOA representation
cn(
k)
, n = 1, ...,
O, is first decomposed into frames of individual sub-band signals
c̃n(
k,
f1), ...,
c̃n(
k, fF)
. This is done in one or more Analysis Filter Banks 15. For each sub-band
fj,
j = 1, ...,
F, the frames of the sub-band signals of the individual HOA coefficient sequences may
be collected into the sub-band HOA representation

[0040] The Analysis Filter Banks 15 provide the sub-band HOA representations to a Direction
Estimation Processing block 16 and to one or more computation blocks 17 for directional
sub-band signal computation.
[0041] In principle, any type of filters (i.e. any complex valued filter bank, e.g. QMF,
FFT) may be used in the Analysis Filter Banks 15. It is not required that a successive
application of an analysis and a corresponding synthesis filter bank provides the
delayed identity, which would be what is known as perfect reconstruction property.
Note that, in contrast to the HOA coefficient sequences
cn(
k)
, their sub-band representations
c̃n(
k,
fj) are generally complex valued. Further, the sub-band signals
c̃n(
k,
fj) are in general decimated in time, compared to the original time-domain signals.
As a consequence, the number of samples in the frames
c̃n(
k,
fj) is usually distinctly smaller than the number of samples in the time-domain signal
frames
cn(
k)
, which is
L.
[0042] In one embodiment, two or more sub-band signals are combined into sub-band signal
groups, in order to better adapt the processing to the properties of the human hearing
system. The bandwidths of each group can be adapted e.g. to the well-known Bark scale
by the number of its sub-band signals. That is, especially in the higher frequencies
two or more groups can be combined into one. Note that in this case each sub-band
group consists of a set of HOA coefficient sequences

where the number of extracted parameters is the same as for a single sub-band. In
one embodiment, the grouping is performed in one or more sub-band signal grouping
units (not explicitly shown), which may be incorporated in the Analysis Filter Bank
block 15.
Direction Estimation
[0043] The Direction Estimation Processing block 16 analyzes the input HOA representation
and computes for each frequency sub-band
fj,
j = 1, ...,
F, a set

(
k,
fj) of directions of sub-band general plane wave functions that add a major contribution
to the sound field. In this context, the term "major contribution" may for instance
refer to the signal power being higher as the signal power of sub-band general plane
waves impinging from other directions. It may also refer to a high relevance in terms
of the human perception. Note that, where sub-band grouping is used, instead of a
single sub-band also a sub-band group can be used for the computation of

(
k,
fj)
.
[0044] During decompression, artifacts in the predicted directional sub-band signals might
occur due to changes of the estimated directions and prediction coefficients between
successive frames. In order to avoid such artifacts, the direction estimation and
prediction of directional sub-band signals during encoding are performed on concatenated
long frames. A concatenated long frame consists of a current frame and its predecessor.
For decompression, the quantities estimated on these long frames are then used to
perform overlap add processing with the predicted directional sub-band signals.
[0045] A straight forward approach for the direction estimation would be to treat each sub-band
separately. For the direction search, in one embodiment, e.g. the technique proposed
in [7] may be applied. This approach provides, for each individual sub-band, smooth
temporal trajectories of direction estimates, and is able to capture abrupt direction
changes or onsets. However, there are two disadvantages with this known approach.
First, the independent direction estimation in each sub-band may lead to the undesired
effect that, in the presence of a full-band general plane wave (e.g. a transient drum
beat from a certain direction), estimation errors in the individual sub-directions
may lead to sub-band general plane waves from different directions that do not add
up to the desired full-band version from one single direction. In particular, transient
signals from certain directions are blurred.
[0046] Second, considering the intention to obtain a low bit-rate compression, the total
bit-rate resulting from the side information must be kept in mind. In the following,
an example will show that the bit rate for such naive approach is rather high. Exemplarily,
the number of sub-bands
F is assumed to be 10, and the number of directions for each sub-band (which corresponds
to the number of elements in each set

(
k,
fj)) is assumed to be 4. Further, it is assumed to perform for each sub-band the search
on a grid of
Q = 900 potential direction candidates, as proposed in [9]. This requires ┌log
2(
Q)┐ = 10 bits for the simple coding of a single direction. Assuming a frame rate of
about 50 frames per second, a resulting overall data rate is

just for a coded representation of the directions. Even if a frame rate of 25 frames
per second is assumed, the resulting data rate of 10 kbit/s is still rather high.
[0047] As an improvement, the following method for direction estimation is used in a Direction
Estimation block 20, in one embodiment. The general idea is illustrated in Fig.2.
[0048] In a first step, a Full-band Direction Estimation block 21 performs a preliminary
full-band direction estimation, or search, on a direction grid that consists of
Q test directions
ΩTEST,q ,
q = 1, ...,
Q, using the concatenated long frame

where
C(
k) and
C(
k - 1) are the current and previous input frames of the full-band original HOA representation.
This direction search provides a number of
D(
k) ≤
D direction candidates
ΩCAND,d(
k),
d = 1,...,
D(
k), which are contained in the set

(
k), i.e.

[0049] A typical value for the maximum number of direction candidates per frame is
D = 16. The direction estimation can be accomplished e.g. by the method proposed in
[7]: the idea is to combine the information obtained from a directional power distribution
of the input HOA representation with a simple source movement model for the Bayesian
inference of the directions.
[0050] In a second step, a direction search is carried out for each individual sub-band
by a Sub-band Direction Estimation block 22 per sub-band (or sub-band group). However,
this direction search for sub-bands needs not consider the initial full direction
grid consisting of
Q test directions, but rather only the candidate set

(
k), comprising only
D(
k) directions for each sub-band. The number of directions for the
fj-th sub-band,
j = 1,...,
F, denoted by
DSB(
k,
fj)
, is not greater than
DSB, which is typically distinctly smaller than
D, e.g.
DSB = 4. Like the full-band direction search, the sub-band related direction search is
also performed on long concatenated frames of sub-band signals

consisting of the previous and current frame. In principle, the same Bayesian inference
methods as for the full-band related direction search may be applied for the sub-band
related direction search.
[0051] The direction of a particular sound source may (but needs not) change over time.
A temporal sequence of directions of a particular sound source is called "trajectory"
herein. Each subband related direction, or trajectory respectively, gets an unambiguous
index, which prevents mixing up different trajectories and provides continuous directional
sub-band signals. This is important for the below-described prediction of directional
sub-band signals. In particular, it allows exploiting temporal dependencies between
successive prediction coefficient matrices
A(
k,
fj) defined further below. Therefore, the direction estimation for the
fj-th sub-band provides the set

(
k,
fj) of tuples. Each tuple consists of, on the one hand, the index
d ∈

(
k,
fj) ⊆ {1, ...,
DSB} identifying an individual (active) direction trajectory, and on the other hand,
the respective estimated direction
ΩSB,
d(
k,
fj), i.e.

[0052] By definition, the set {
ΩSB,d(
k,
fj)|
d ∈

(
k,
fj)} is a subset of

(
k) for each
j = 1, ...,
F, since the sub-band direction search is performed only among the current frame's
direction candidates
ΩCAND,d(
k),
d = 1, ...,
D(
k)
, as mentioned above. This allows a more efficient coding of the side information with
respect to the directions, since each index defines one direction out of
D(k) instead of
Q candidate directions, with
D(
k) ≤
Q. The index d is used for tracking directions in a subsequent frame for creating a
trajectory. As shown in Fig.2 and described above, a Direction Estimation Processing
block 16 in one embodiment comprises a Direction Estimation block 20 having a Full-band
Direction Estimation block 21 and, for each sub-band or sub-band group, a Sub-band
Direction Estimation block 22. It may further comprise a Long Frame Generating block
23 that provides the above-mentioned long frames to the Direction Estimation block
20, as shown in Fig.7. The Long Frame Generating block 23 generates long frames from
two successive input frames having a length of L samples each, using e.g. one or more
memories. Long frames are herein indicated by "―" and by having two indices, k-1 and
k. In other embodiments, the Long Frame Generating block 23 may also be a separate
block in the encoder shown in Fig.1, or incorporated in other blocks.
Computation of directional sub-band signals
[0053] Returning to Fig.1, sub-band HOA representation frames

provided by the Analysis Filter Bank 15 are also input to one or more Directional
Sub-band Signal Computation blocks 17. In the Directional Sub-band Signal Computation
blocks 17, the long frames of all
DSB potential directional sub-band signals
x̃d(
k - 1;
k;
fj)
, d = 1, ...,
DSB, are arranged in a matrix
x̃(
k - 1;
k;
fj) as

[0054] Further, the frames of the inactive directional sub-band signals, i.e. those long
signal frames
x̃d(
k - 1;
k;
fj) whose index
d is not contained within the set

(
k,
fj), are set to zero.
[0055] The remaining long signal frames
x̃d(
k - 1;
k;
fj)
, i.e. those with index
d ∈

(
k,
fj), are collected within the matrix

One possibility to compute the active directional sub-band signals contained therein
is to minimize the error between their HOA representation and the original input sub-band
HOA representation. The solution is given by

where (·)
+ denotes the Moore-Penrose pseudo-inverse and

denotes the mode matrix with respect to the direction estimates in the set {
ΩSB,d(
k, fj)|
d ∈

(
k,
fj)}
. Note that in the case of sub-band groups a set of directional sub-band signals
x̃ACT(
k - 1;
k;
fj) is computed from the multiplication of one matrix (
ΨSB(
k,
fj))
+ by all HOA representations

of the group. Note that long frames can be generated by one or more further Long
Frame Generating blocks, similar to the one described above. Similarly, long frame
can be decomposed into frames of normal length in Long Frame Decomposition blocks.
In one embodiment, the blocks 17 for the computation of directional sub-bands provide
on their outputs long frames
x̃ACT(
k - 1;
k;
fj),
j = 1, ...,
F, towards the Directional Sub-band Prediction blocks 18.
Prediction of directional sub-band signals
[0056] As mentioned above, the approximate HOA representation is partly represented by the
active directional sub-band signals, which, however, are
not conventionally coded. Instead, in the presently described embodiments a parametric
representation is used in order to keep the total data rate for the transmission of
the coded representation low. In the parametric representation, each active directional
sub-band signal
x̃d(
k - 1;
k;
fj)
, i.e. with index
d ∈

(
k,
fj), is predicted by a weighted sum of the coefficient sequences of the truncated sub-band
HOA representation
c̃n(
k - 1,
fj) and
c̃n(
k, fj)
, where
n ∈

(
k - 1) and where the weights are complex valued in general.
[0057] Hence, assuming
x̃P(
k - 1;
k;
fj) to represent the predicted version of
x̃(
k - 1;
k;
fj)
, the prediction is expressed by a matrix multiplication as

where

is the matrix with all weighting factors (or, equivalently, prediction coefficients)
for the sub-band
fj. The computation of the prediction matrices
A(
k, fj) is performed in one or more Directional Sub-band Prediction blocks 18. In one embodiment,
one Directional Sub-band Prediction block 18 per sub-band is used, as shown in Fig.1.
In another embodiment, a single Directional Sub-band Prediction block 18 is used for
multiple or all sub-bands. In the case of sub-band groups, one matrix
A(
k, fj) is computed for each group; however, it is multiplied by each HOA representations

of the group individually, creating a set of matrices
x̃P(
k - 1;
k;
fj) per group. Note that per construction all rows of
A(
k, fj) except for those with index
d ∈

(
k,
fj) are zero. This means that only the active directional sub-band signals are predicted.
Further, all columns of
A(
k, fj) except for those with index
n ∈

(
k - 1) are also zero. This means that, for the prediction, only those HOA coefficient
sequences are considered that are transmitted and available for prediction during
HOA decompression.
[0058] The following aspects have to be considered for the computation of the prediction
matrices
A(
k,
fj).
[0059] First, the original truncated sub-band HOA representation

will generally not be available at the HOA decompression. Instead, a perceptually
decoded version

of it will be available and used for the prediction of the directional sub-band signals.
[0060] At low bit rates, typical audio codecs (like AAC or USAC) use spectral band replication
(SBR), where the lower and mid frequencies of the spectrum are conventionally coded,
while the higher frequency content (starting e.g. at 5kHz) is replicated from the
lower and mid frequencies using extra side information about the high-frequency envelope.
[0061] For that reason, the magnitude of the reconstructed sub-band coefficient sequences
of the truncated HOA component

after perceptual decoding resembles that of the original one,

However, this is
not the case for the phase. Hence, for the high frequency sub-bands it does not make
sense to exploit any phase relationships for the prediction by using complex valued
prediction coefficients. Instead, it is more reasonable to use only real valued prediction
coefficients. In particular, defining the index
jSBR such that the
fj-th sub-band includes the starting frequency for SBR, it is advantageous to set the
type of prediction coefficients as follows:

[0062] In other words, in one embodiment, prediction coefficients for the lower sub-bands
are complex values, while prediction coefficients for higher sub-bands are real values.
[0063] Second, in one embodiment, the strategy of the computation of the matrices
A(
k,
fj) is adapted to their types. In particular, for low frequency sub-bands
fj, 1 ≤
j ≤
jSBR, which are not affected by the SBR, it is possible to determine the non-zero elements
of
A(
k,
fj) by minimizing the Euclidean norm of the error between
x̃(
k - 1;
k;
fj) and its predicted version
x̃P(
k - 1;
k;
fj)
. The perceptual coder 31 defines and provides
jSBR (not shown). In this way, phase relationships of the involved signals are explicitly
exploited for prediction. For sub-band groups, the Euclidean norm of the prediction
error over all directional signals of the group should be minimized (i.e. least square
prediction error). For high frequency sub-bands
fj,
jSBR ≤
j ≤
F, which are affected by SBR, the above mentioned criterion is not reasonable, since
the phases of the reconstructed sub-band coefficient sequences of the truncated HOA
component

cannot be assumed to even rudimentary resemble that of the original sub-band coefficient
sequences.
[0064] In this case, one solution is to disregard the phases and, instead, concentrate only
on the signal powers for prediction. A reasonable criterion for the determination
of the prediction coefficients is to minimize the following error

where the operation |·|
2 is assumed to be applied to the matrices element-wise. In other words, the prediction
coefficients are chosen such that the sum of the powers of all weighted sub-band or
sub-band group coefficient sequences of the truncated HOA component best approximates
the power of the directional sub-band signals. In this case, Nonnegative Matrix Factorization
(NMF) techniques (see e.g. [8]) can be used to solve this optimization problem and
obtain the prediction coefficients of the prediction matrices
A(
k,
fj),
j = 1, ...,
F. These matrices are then provided to the Perceptual and Source Encoding stage 30.
Perceptual and source encoding
[0065] After the above-described spatial HOA coding, the resulting gain adapted transport
signals for the (
k - 1)-th frame,
zi(
k - 1),
i = 1, ...,
I, are coded to obtain their coded representations

(
k - 1). This is performed by a Perceptual Coder 31 at the Perceptual and Source Encoding
stage 30 shown in Fig.3. Further, the information contained in the sets

(
k,
fj),
j = 1, ...,
F, the prediction coefficients matrices
A(
k, fj) ∈

the gain control parameters
ei(
k - 1) and
βi(
k - 1),
i = 1, ...,
I, and the assignment vector
vA(
k - 1) are subjected to source encoding to remove redundancy for an efficient storage
or transmission. This is performed in a Side Information Source Coder 32. The resulting
coded representation

(
k - 1) is multiplexed in a multiplexer 33 together with the coded transport signal representations

(
k - 1),
i = 1, ...,
I, to provide the final coded frame

(
k - 1).
[0066] Since, in principle, the source coding of the gain control parameters and the assignment
can be carried out similar to [9], the present description concentrates on the coding
of the directions and prediction parameters only, which is described in detail in
the following.
Coding of directions
[0067] For the coding of the individual sub-band directions, the irrelevancy reduction according
to the above description can be exploited to constrain the individual sub-band directions
to be chosen. As already mentioned, these individual sub-band directions are chosen
not out of all possible test directions
ΩTEST,q,
q = 1, ...,
Q, but rather out of a small number of candidates determined on each frame of the full-band
HOA representation. Exemplarily, a possible way for the source coding of the sub-band
directions is summarized in the following Algorithm 1.
Algorithm 1 Coding of sub-band directions |
 |
[0068] In a first step of the Algorithm 1, the set

(
k) of all full-band direction candidates that do actually occur as sub-band directions
is determined, i.e.

[0069] The number of elements of this set, denoted by NoOfGlobalDirs(
k), is the first part of the coded representation of the directions. Since

(
k) is a subset of

(
k) by definition, NoOfGlobalDirs(
k) can be coded with ┌log
2(
D)┐ bits. To clarify the further description, the directions in the set

(
k) are denoted by
ΩFB,d(
k)
, d = 1, ..., NoOfGlobalDirs(
k), i.e.

[0070] In a second step, the directions in the set

(
k) are coded by means of the indices
q = 1, ...,
Q of possible test directions
ΩTEST,q, here referred to as grid. For each direction
ΩFB,d(
k),
d = 1, ..., NoOfGlobalDirs(
k), the respective grid index is coded in the array element GlobalDirGridIndices(
k)[
d] having a size of ┌log
2(
Q)┐ bits. The total array
GlobalDirGridIndices(
k) representing all coded full-band directions consists of NoOfGlobalDirs(
k) elements.
[0071] In a third step, for each sub-band or sub-band group
fj, j = 1, ...,
F, the information whether the d-th directional sub-band signal (d = 1,...,
DSB) is active or not, i.e. if
d ∈

(
k,
fj), is coded in the array element bSubBandDirIsActive(
k,
fj)[
d]. The total array
bSubBandDirIsActive(
k,
fj) consists of
DSB elements. If
d ∈

(
k,
fj), the respective sub-band direction
ΩSB,d(
k,
fj) is coded by means of the index
i of the respective full-band direction
ΩFB,i(
k) into the array
RelDirIndices(
k, fj) consisting of
DSB(
k,
fj) elements.
[0072] To show the efficiency of this direction encoding method, a maximum data rate for
the coded representation of the directions according to the above example is calculated:
F = 10 sub-bands, DSB(k, fj) = DSB = 4 directions per sub-band, Q = 900 potential test directions and a frame rate of 25 frames per second are assumed.
With the conventional coding method, the required data rate was 10 kbit/s. With the
improved coding method according to one embodiment, if the number of full-band directions
is assumed to be NoOfGlobalDirs(k) = D = 8, then D · ┌log2 (Q)┐ = 80 bits are needed per frame to code GlobalDirGridIndices(k), DSB · F = 40 bits to code bSubBandDirIsActive(k, fj), and
DSB · F · ┌log2(NoOfGlobalDirs(k))┐ = 120 bits to code RelDirIndices(k, fj). This results in a data rate of 240 bits/frame · 25frames/s = 6 kbit/s, which is
distinctly smaller than 10 kbit/s. Even for a greater number NoOfGlobalDirs(k) = D = 16 of full-band directions, a data rate of only 7 kbit/s is sufficient.
Coding of prediction coefficient matrices
[0073] For the coding of the prediction coefficient matrices, the fact can be exploited
that there is a high correlation between the prediction coefficients of successive
frames due to the smoothness of the direction trajectories and consequently the directional
sub-band signals. Further, there is a relatively high number of (
DSB(
k,
fj) ·
MC,ACT(
k - 1)) potential non-zero-elements per frame for each prediction coefficient matrix
A(
k, fj), where
MC,ACT(
k - 1) denotes the number of elements in the set

(
k - 1). In total, there are
F matrices to be coded per frame if no sub-band groups are used. If sub-band groups
are used, there are correspondingly less than
F matrices to be coded per frame.
[0074] In one embodiment, in order to keep the number of bits for each prediction coefficient
low, each complex valued prediction coefficient is represented by its magnitude and
its angle, and then the angle and the magnitude are coded differentially between successive
frames and independently for each particular element of the matrix
A(
k, fj)
. If the magnitude is assumed to be within the interval [0,1], the magnitude difference
lies within the interval [-1,1]. The difference of angles of complex numbers may be
assumed to lie within the interval [-
π,π]
. For the quantization of both, magnitude and angle difference, the respective intervals
can be subdivided into e.g. 2
NQ sub-intervals of equal size. A straight forward coding then requires
NQ bits for each magnitude and angle difference. Further, it has been found out experimentally
that due to the above mentioned correlation between the prediction coefficients of
successive frames, the occurrence probabilities of the individual differences are
highly non-uniformly distributed. In particular, small differences in the magnitudes
as well as in the angles occur significantly more frequently than bigger ones. Hence,
a coding method that is based on the a priori probabilities of the individual values
to be coded, like e.g. Huffman coding, can be exploited to reduce the average number
of bits per prediction coefficient significantly. In other words, it has been found
that it is usually advantageous to differentially encode magnitude and phase of the
values in the prediction matrix
A(
k,
fj)
, instead of their real and imaginary portions. However, there may appear circumstances
under which the usage of real and imaginary portions is acceptable.
[0075] In one embodiment, special access frames are sent in certain intervals (application
specific, e.g. once per second) that include the non-differentially coded matrix coefficients.
This allows a decoder to re-start a differential decoding from these special access
frames, and thus enables a random entry for the decoding.
[0076] In the following, decompression of a low bit rate compressed HOA representation as
constructed above is described. Also the decompression works frame-wise.
[0077] In principle, a low bit rate HOA decoder, according to an embodiment, comprises counterparts
of the above-described low bit rate HOA encoder components, which are arranged in
reverse order. In particular, the low bit rate HOA decoder can be subdivided into
a perceptual and source decoding part as depicted in Fig.4, and a spatial HOA decoding
part as illustrated in Fig.6.
Perceptual and source decoding
[0078] Fig.4 shows a Perceptual and Side Info Source Decoder 40, in one embodiment. In the
Perceptual and Side Info Source Decoder 40, the low bit rate compressed HOA bit stream
B is first de-multiplexed 41, which results in a perceptually coded representation
of the
I signals
i = 1, ...,
I, and the coded side information

describing how to create a HOA representation thereof. Successively, a perceptual
decoding of the
I signals and a decoding of the side information is performed.
[0079] A Perceptual Decoder 42 decodes the
I signals

(
k),
i = 1, ...,
I into the perceptually decoded signals
ẑi(
k),
i = 1,...,
I.
[0080] A Side Information Source decoder 43 decodes the coded side information

into the tuple sets

(
k + 1,
fj),
j = 1, ...,
F, the prediction coefficient matrices
A(k + 1,
fj) for each sub-band or sub-band group
fj (
j = 1, ...,
F), gain correction exponents
ei(
k) and gain correction exception flags
βi(
k)
, and assignment vector
vAMB,ASSIGN(
k).
[0081] Algorithm 2 summarizes exemplarily how to create the tuple sets

(
k,
fj)
, j = 1,...,
F, from the coded side information

The decoding of the sub-band directions is described in detail in the following.
Algorithm 2 Decoding of sub-band directions |
 |
[0082] First, the number of full-band directions NoOfGlobalDirs(
k) is extracted from the coded side information

As described above, these are also used as sub-band directions. It is coded with
┌log
2(
D)┐ bits.
[0083] In a second step, the array
GlobalDirGridIndices(
k) consisting of NoOfGlobalDirs(
k) elements is extracted, each element being coded by ┌log
2(
Q)┐ bits. This array contains the grid indices that represent the full-band directions
ΩFB,d(
k),
d = 1, ..., NoOfGlobalDirs(
k), such that

[0084] Then, for each sub-band or sub-band group
fj,
j = 1, ...,
F, the array
bSubBandDirIsActive(
k,
fj) consisting of
DSB elements is extracted, where the d-th element bSubBandDirIsActive(
k,
fj)[
d] indicates whether or not the d-th sub-band direction is active. Further, the total
number of active sub-band directions
DSB(
k,
fj) is computed.
[0085] Finally, the set

(
k,
fj) of tuples is computed for each sub-band or sub-band group
fj,
j = 1, ...,
F. It consists of the indices
d ∈

(
k,
fj) ⊆ {1,,
DSB} that identify the individual (active) sub-band direction trajectories, and the respective
estimated directions
ΩSB,d(
k,
fj).
[0086] Next, the prediction coefficient matrices
A(k + 1,
fj) for each sub-band or sub-band group
fj,
j = 1, ...,
F are reconstructed from the coded frame

(
k). In one embodiment, the reconstruction comprises the following steps per sub-band
or sub-band group
fj: First, the angle and magnitude differences of each matrix coefficient are obtained
by entropy decoding. Then, the entropy decoded angle and magnitude differences are
rescaled to their actual value ranges, according to the number of bits
NQ used for their coding. Finally, the current prediction coefficient matrix
A(k + 1,
fj) is built by adding the reconstructed angle and magnitude differences to the coefficients
of the latest coefficient matrix
A(
k,
fj), i.e. the coefficient matrix of the previous frame.
[0087] Thus, the previous matrix
A(
k, fj) has to be known for the decoding of a current matrix
A(k + 1,
fj)
. In one embodiment, in order to enable a random access, special access frames are
received in certain intervals that include the non-differentially coded matrix coefficients
to re-start the differential decoding from these frames.
[0088] The Perceptual and Side Info Source Decoder 40 outputs the perceptually decoded signals
ẑi(
k),
i = 1, ...,
I, tuple sets

(
k + 1,
fj),
j = 1, ...,
F, prediction coefficient matrices
A(k + 1,
fj)
, gain correction exponents
ei(
k), gain correction exception flags
βi(
k) and assignment vector
vAMB,ASSIGN(
k) to a subsequent Spatial HOA decoder 50.
Spatial HOA decoding
[0089] Fig.5 shows an exemplary Spatial HOA decoder 50, in one embodiment. The spatial HOA
decoder 50 creates from the
I signals
ẑi(
k)
, i = 1,...,
I, and the above-described side information provided by the Side Information Decoder
43 a reconstructed HOA representation. The individual processing units within the
spatial HOA decoder 50 are described in detail in the following.
Inverse Gain Control
[0090] In the Spatial HOA decoder 50, the perceptually decoded signals
ẑi(
k),
i = 1,...,
I, together with the associated gain correction exponent
ei(
k) and gain correction exception flag
βi(
k), are first input to one or more Inverse Gain Control processing blocks 51. The Inverse
Gain Control processing blocks provide gain corrected signal frames
ŷi(
k),
i = 1,...,
I. In one embodiment, each of the
I signals
ẑi(
k) is fed into a separate Inverse Gain Control processing block 51, as in Fig.5, so
that the
i-th Inverse Gain Control processing block provides a gain corrected signal frame
ŷi(
k). A more detailed description of the Inverse Gain Control is known from e.g. [9],
Section 11.4.2.1.
[0091] Truncated HOA reconstruction
[0092] In a Truncated HOA Reconstruction block 52, the
I gain corrected signal frames
ŷi(
k),
i = 1,...,
I, are redistributed (i.e. reassigned) to a HOA coefficient sequence matrix, according
to the information provided by the assignment vector
vAMB,ASSIGN(
k), so that the truncated HOA representation
ĈT(
k) is reconstructed. The assignment vector
vAMB,ASSIGN(
k) comprises
I components that indicate for each transmission channel which coefficient sequence
of the original HOA component it contains. Further, the elements of the assignment
vector form a set

(
k) of the indices, referring to the original HOA component, of all the received coefficient
sequences for the
k-th frame

[0093] The reconstruction of the truncated HOA representation
ĈT(
k) comprises the following steps:
[0094] First, the individual components
ĉI,n(
k)
, n = 1, ...,
O, of the decoded intermediate representation

are either set to zero or replaced by a corresponding component of the gain corrected
signal frames
ŷi(
k), depending on the information in the assignment vector, i.e.

[0095] This means, as mentioned above, that the i-th element of the assignment vector, which
is
n in eq.(26), indicates that the i-th coefficient
ŷi(
k) replaces
ĉI,n(
k) in the n-th line of the decoded intermediate representation matrix
ĈI(
k).
[0096] Second, a re-correlation of the first
OMIN signals within
ĈI(
k) is carried out by applying to them the inverse spatial transform, providing the
frame

where the mode matrix
ΨMIN is as defined in eq.(6). The mode matrix depends on given directions that are predefined
for each
OMIN or
NMIN respectively, and can thus be constructed independently both at the encoder and decoder.
Also
OMIN (or
NMIN) is predefined by convention.
[0097] Finally, the reconstructed truncated HOA representation
ĈT(
k) is composed from the re-correlated signals
ĈT,MIN(
k) and the signals of the intermediate representation
ĉI,n(
k)
, n =
OMIN + 1, ...,
O, according to

Analysis Filter Banks
[0098] To further compute the second HOA component, which is represented by predicted directional
sub-band signals, each frame
ĉT,n(
k)
, n = 1, ...,
O, of an individual coefficient sequence
n of the decompressed truncated HOA representation
ĈT(
k) is first decomposed in one or more Analysis Filter Banks 53 into frames of individual
sub-band signals

For each sub-band
fj,
j = 1, ...,
F, the frames of the sub-band signals of the individual HOA coefficient sequences may
be collected into the sub-band HOA representation

as

[0099] The one or more Analysis Filter Banks 53 applied at the HOA spatial decoding stage
are the same as those one or more Analysis Filter Banks 15 at the HOA spatial encoding
stage, and for sub-band groups the grouping from the HOA spatial encoding stage is
applied. Thus, in one embodiment, grouping information is included in the encoded
signal. More details about grouping information is provided below.
[0100] In one embodiment, a maximum order
NMAX is considered for the computation of the truncated HOA representation at the HOA
compression stage (see above, near eq.(4)), and the application of the HOA compressor's
and decompressor's Analysis Filter Banks 15, 53 is restricted to only those HOA coefficient
sequences
ĉT,n(
k) with indices
n = 1, ...,
OMAX. The sub-band signal frames

with indices
n =
OMAX + 1, ...,
O can then be set to zero.
Synthesis of directional sub-band HOA representation
[0101] For each sub-band or sub-band group, directional sub-band or sub-band group HOA representations

are synthesized in one or more Directional Sub-band Synthesis blocks 54. In one embodiment,
in order to avoid artifacts due to changes of the directions and prediction coefficients
between successive frames, the computation of the directional sub-band HOA representation
is based on the concept of overlap add.
[0102] Hence, in one embodiment, the HOA representation

of active directional sub-band signals related to the
fj-th sub-band,
j = 1,...,
F, is computed as the sum of a faded out component and a faded in component:

[0103] In a first step, to compute the two individual components, the instantaneous frame
of all directional sub-band signals
x̃I(k1;
k;
fj) related to the prediction coefficients matrices
A(
k1,
fj) for frames
k1 ∈ {
k,
k + 1} and the truncated sub-band HOA representation

for the
k-th frame is computed by

[0104] For sub-band groups, the HOA representations of each group

are multiplied by a fixed matrix
A(
k1,
fj) to create the sub-band signals
x̃I(
k1;
k;
fj) of the group.
[0105] In a second step, the instantaneous sub-band HOA representation
d ∈

(
k,
fj),
j = 1, ...,
F, of the directional sub-band signal
x̃I,d(
k1;
k;
fj) with respect to the direction
ΩSB,d(
k,
fj) is obtained as

where

denotes the mode vector (as the mode vectors in eq.(7)) with respect to the direction
ΩSB,
d(
k,
fj). For sub-band groups, eq. (32) is performed for all signals of the group, where
the matrix
ψ(
ΩSB,
d(
k,fj)) is fixed for each group.
Sub-band HOA Composition
[0107] For each sub-band or sub-band group
fj,
j = 1, ..., F, the coefficient sequences
n = 1, ...,
0, of the decoded sub-band HOA representation

are either set to that of the truncated HOA representation

if it was previously transmitted, or else to that of the directional HOA component

provided by one of the Directional Sub-band Synthesis blocks 54, i.e.

[0108] This sub-band composition is performed by one or more Sub-band Composition blocks
55. In an embodiment, a separate Sub-band Composition block 55 is used for each sub-band
or sub-band group, and thus for each of the one or more Directional Sub-band Synthesis
blocks 54. In one embodiment, a Directional Sub-band Synthesis block 54 and its corresponding
Sub-band Composition block 55 are integrated into a single block.
Synthesis Filter Banks
[0109] In a final step, the decoded HOA representation is synthesized from all the decoded
sub-band HOA representations

The individual time domain coefficient sequences

of the decompressed HOA representation
Ĉ(
k), are synthesized from the corresponding sub-band coefficient sequences

by one or more Synthesis Filter Banks 56, which finally outputs the decompressed
HOA representation
Ĉ(
k).
[0110] Note that the synthesized time domain coefficient sequences usually have a delay
due to successive application of the analysis and synthesis filter banks 53, 56.
[0111] Fig.8 shows exemplarily, for a single frequency subband f
1 , a set of active direction candidates, their chosen trajectories and corresponding
tuple sets. In a frame k, four directions are active in a frequency subband f
1. The directions belong to respective trajectories T
1, T
2, T
3 and T
5. In previous frames k-2 and k-1, different directions were active, namely T
1, T
2, T
6 and T
1-T
4, respectively. The set of active directions M
DIR(K) in the frame k relates to the full band and comprises several active direction
candidates, e.g. M
DIR(k)={Ω
3, Ω
8, Ω
52, Ω
101,Ω
229, Ω
446, Ω
581}. Each direction can be expressed in any way, e.g. by two angles or as an index of
a predefined table. From the set of active full-band directions, those directions
that are actually active in a subband and their corresponding trajectories are collected,
separately for each frequency subband, in the tuple sets M
DIR(k,f
j), j=1,...,F. For example, in the first frequency subband of frame k, active directions
are Ω
3, Ω
52, Ω
229 and Ω
581, and their associated trajectories are T
3, T
1, T
2 and T
5 respectively. In the second frequency subband f
2, active directions are exemplarily only Ω
52 and Ω
229, and their associated trajectories are T
1 and T
2 respectively.
[0112] The following is a portion of a coefficient matrix of an exemplary truncated HOA
representation C
T(k), corresponding to the coefficient sequences in an exemplary set I
C,ACT(k) = {1,2,4,6}:

[0113] According to I
C,ACT(k), only coefficients of the rows 1, 2, 4 and 6 are not set to zero (nevertheless,
they may be zero, depending on the signal). Each column of the matrix
CT(
k) refers to a sample, and each row of the matrix is a coefficient sequence. The compression
comprises that not all coefficient sequences are encoded and transmitted, but only
some selected coefficient sequences, namely those whose indices are included in I
C,ACT(k) and the assignment vector
vA(
k) respectively. At the decoder, the coefficients are decompressed and positioned into
the correct matrix rows of the reconstructed truncated HOA representation. The information
about the rows is obtained from the assignment vector
vAMB,ASSIGN(
k), which provides additionally also the transport channels that are used for each
transmitted coefficient sequence. The remaining coefficient sequences are filled with
zeros, and later predicted from the received (usually non-zero) coefficients according
to the received side information, e.g. the subband or subband group related prediction
matrices and directions.
Sub-band grouping
[0114] In one embodiment, the used subbands have different bandwidths adapted to the psycho-acoustic
properties of human hearing. Alternatively, a number of subbands from the Analysis
Filter Bank 53 are combined so as to form an adapted filter bank with subbands having
different bandwidths. A group of adjacent subbands from the Analysis Filter Bank 53
is processed using the same parameters. If groups of combined subbands are used, the
corresponding subband configuration applied at the encoder side must be known to the
decoder side. In an embodiment, configuration information is transmitted and is used
by the decoder to set up its synthesis filter bank. In an embodiment, the configuration
information comprises an identifier for one out of a plurality of predefined known
configurations (e.g. in a list).
[0115] In another embodiment, the following flexible solution that reduces the required
number of bits for defining a subband configuration is used. For an efficient encoding
of subband configuration, data of the first, penultimate and last subband groups are
treated differently than the other subband groups. Further, subband group bandwidth
difference values are used in the encoding. In principle, the subband grouping information
coding method is suited for coding subband configuration data for subband groups valid
for one or more frames of an audio signal, wherein each subband group is a combination
of one or more adjacent original subbands and the number of original subbands is predefined.
In one embodiment, the bandwidth of a following subband group is greater than or equal
to the bandwidth of a current subband group. The method includes coding a number of
NSB subband groups with a fixed number of bits representing
NSB - 1, and if
NSB > 1, coding for a first subband group
g1 a bandwidth value
BSB[1] with a unary code representing
BSB[1] - 1.If
NSB = 3, a bandwidth difference value Δ
BSB[2]
= BSB[2] -
BSB[1] with a fixed number of bits is coded for a second subband group
g2. If
NSB > 3, a corresponding number of bandwidth difference values
ΔBSB[
g]
= BSB[g
] - BSB[
g - 1] is coded for the subband groups g
2,
...,gNSB-2 with a unary code, and a bandwidth difference value
ΔBsB[
NSB - 1]
= BSB[N]SOB - 11 -
BSB[Nsb
- 2] with a fixed number of bits is coded for the last subband group
gNSB-1. A bandwidth value for a subband group is expressed as a number of adjacent original
subbands. For the last subband group
gSB, no corresponding value needs to be included in the coded subband configuration data.
[0116] Fig.9 shows a generalized block diagram of the HOA encoding path of a conventional
MPEG-H 3D audio encoder. Two types of predominant sound signals are extracted: directional
signals in a Directional Sound Extraction block DSE and vector-based signals VVec
in a VVec Sound Extraction block VSE. The vector belonging to a vector-based signal
VVec (V-vector) represents the spatial distribution of the soundfield for the corresponding
vector-based signal. Further, also an ambiance component is encoded in a Calculator
for Residuum/Ambience CRA, whereby any one or both or none of the output data from
the Directional Sound Extraction block DSE and the VVec Sound Extraction block VSE
can be used. The ambience signal is subjected to Spatial Resolution Reduction block
SRR, partial decorrelation PD and gain control GC
A. The blocks within the box are controlled by the Sound Scene Analysis SSA. Before
being fed into the Universal Speech &Audio encoder USAC3D, also the predominant sound
signals are processed by respective gain control blocks GC
D,GC
V. Finally the USAC3D encoder ENC
c&HEP
C packs the HOA spatial side information into the HOA extension payload.
[0117] Fig.10 shows an improved audio encoder as usable in MPEG, according to one embodiment.
The disclosed technology amends the current MPEG-H 3D Audio system in a way that the
bit stream for low bandwidth is a real superset of the known MPEG-H 3D Audio format.
Compared to Fig.9, in the Sound Scene Analysis SSA a path is added that comprises
two new blocks. These are a QMF Analysis Filter bank QA
C, which is applied to ambiance signals, and a Directional Subband Calculation block
DSC
C for calculation of parameters of directional subband signals. These parameters allow
for synthesizing directional signals based on the transmitted ambiance signals. Additionally,
parameters are calculated which allow for reproducing missing ambiance signals. The
side information parameters for the synthesis process are handed over to the USAC3D
encoder ENC&HEP, which packs them into the HOA extension payload of the compressed
output signal HOA
C,O. Advantageously, the compression is more efficient than conventional compression
as achieved with the arrangement of Fig.9.
[0118] Fig.11 shows a generalized block diagram of a conventional MPEG-H 3D Audio decoder.
First, the HOA side information is extracted from the compressed input bitstream HOA
C,l and a USAC3D and HOA Extension Payload decoder DEC
C&HEP
C reproduces the transmission channels waveform signals. These are fed into the corresponding
inverse gain control blocks IGC
D, IGC
V, IGC
A. Here, the normalization applied in the encoder is reversed. The corresponding transmission
channels are used together with the side information to synthesize the predominant
sound signals (directional and/or vector-based) in a HOA Directional Sound Synthesis
block DSS and/or a VVec Sound Synthesis block VSS respectively. In the third path,
the ambiance component is reproduced by Inverse Partial Decorrelation IPD and HOA
Ambience Synthesis HAS blocks. The following HOA Composition block HC
C combines the predominant sound components and the ambiance to build the decoded HOA
signal. This is fed into the HOA renderer HR to produce the output signal HOA'
D,O, ie. the final loudspeaker feeds.
[0119] Fig.12 shows an improved audio decoder as usable in MPEG, according to one embodiment.
As in the encoder, a path is added. It comprises a decoder side QMF Analysis block
QA
D for calculation of subband signals and a Directional Subband signal Synthesis block
DSC
D for the synthesis of the parametrically encoded directional subband signals. The
calculated subband signals are used together with the corresponding transmitted side
information to synthesize a HOA representation of directional signals. Afterwards,
the synthesized signal component is transferred into the time domain using the QMF
synthesis filter bank QS. Its output signal is additionally fed into the enhanced
HOA composition block HC. The following HOA rendering block HR for providing a decoded
HOA output signal HOA
D,O is left unchanged.
[0120] In the following, some basic features of Higher Order Ambisonics are explained. Higher
Order Ambisonics (HOA) is based on the description of a sound field within a compact
area of interest, which is assumed to be free of sound sources. In that case the spatiotemporal
behavior of the sound pressure
p(
t,
x) at time
t and position x within the area of interest is physically fully determined by the
homogeneous wave equation. In the following we assume a spherical coordinate system
as shown in Fig.6. In this coordinate system, the x axis points to the frontal position,
the
y axis points to the left, and the z axis points to the top. A position in space x
= (r,
θ,
φ)
T is represented by a radius r > 0 (i.e. the distance to the coordinate origin), an
inclination angle
θ ∈ [0,
π] measured from the polar axis z (!) and an azimuth angle
φ ∈ [0,2
π[ measured counter-clockwise in the
x - y plane from the
x axis. Further, (·)
T denotes the transposition.
[0121] Then, it can be shown [11] that the Fourier transform of the sound pressure with
respect to time denoted by

(·), i.e.,

with
ω denoting the angular frequency and i indicating the imaginary unit, may be expanded
into the series of Spherical Harmonics according to

[0122] In eq.(42),
cs denotes the speed of sound and
k denotes the angular wave number, which is related to the angular frequency
ω by

Further,
jn(·) denote the spherical Bessel functions of the first kind and

denote the real valued Spherical Harmonics of order
n and degree m, which are defined above. The expansion coefficients

only depend on the angular wave number
k. Note that it has been implicitly assumed that sound pressure is spatially band-limited.
Thus, the series is truncated with respect to the order index
n at an upper limit
N, which is called the order of the HOA representation.
[0123] If the sound field is represented by a superposition of an infinite number of harmonic
plane waves of different angular frequencies
ω and arriving from all possible directions specified by the angle tuple (
θ,
φ), it can be shown [10] that the respective plane wave complex amplitude function
C(
ω,
θ,
φ) can be expressed by the following Spherical Harmonics expansion

where the expansion coefficients

are related to the expansion coefficients

by

[0124] Assuming the individual coefficients

to be functions of the angular frequency
ω, the application of the inverse Fourier transform (denoted by

(·)) provides time domain functions

for each order
n and degree m. These time domain functions are referred to as continuous-time HOA
coefficient sequences here, which can be collected in a single vector c(t) by

[0125] The position index of a HOA coefficient sequence

within the vector c(t) is given by
n(
n + 1) + 1 +
m.
[0126] The overall number of elements in the vector c(t) is given by
0 = (
N + 1)
2.
[0127] The final Ambisonics format provides the sampled version of c(t) using a sampling
frequency
fS as

where
TS = 1/
fS denotes the sampling period. The elements of
c(
lTS) are here referred to as discrete-time HOA coefficient sequences, which can be shown
to always be real valued. This property obviously also holds for the continuous-time
versions

Definition of real valued Spherical Harmonics
[0128] The real valued spherical harmonics

(assuming SN3D normalization [1, Ch.3.1]) are given by

with

[0129] The associated Legendre functions
Pn,m(
x) are defined as

with the Legendre polynomial
Pn(
x) and, unlike in [11],
without the Condon-Shortley phase term (-1)
m.
[0130] In one embodiment, a method for frame-wise determining and efficient encoding of
directions of dominant directional signals within subbands or subband groups of a
HOA signal representation (as obtained from a complex valued filter bank) comprises
for each current frame k: determining a set M
DIR(K) of full band direction candidates in the HOA signal, a number of elements NoOfGlobalDirs
in the set M
DIR(K) and a number D(k)=log
2(NoOfGlobalDirs) required for encoding the number of elements, wherein each full band
direction candidate has a global index q
(q ∈ [1, ...,
Q]) relating to a predefined full set of Q possible directions,
[0131] for each subband or subband group j of the current frame k, determining which directions
of the full band direction candidates in the set M
DIR(K) occur as active subband directions, determining a set M
FB(k) of used full band direction candidates (all contained in the set M
DIR(K) of full band direction candidates in the HOA signal) that occur as active subband
directions in any of the subbands or subband groups, and a number NoOfGlobalDirs(k)
of elements in the set M
FB(k) of used full band direction candidates, and for each subband or subband group
j of the current frame k: determining which directions of up to d (d ∈ [1, ..., D])
directions among the full band direction candidates in the set M
DIR(K) are active subband directions, determining for each of the active subband directions
a trajectory and a trajectory index, and assigning the trajectory index to each active
subband direction, and
encoding each of the active subband directions in the current subband or subband group
j by a relative index with D(k) bits.
[0132] In one embodiment, a computer readable medium has stored thereon executable instructions
to cause a computer to perform this method for frame-wise determining and efficient
encoding of directions of dominant directional signals.
[0133] Further, in one embodiment, a method for decoding of directions of dominant directional
signals within subbands of a HOA signal representation comprises steps of receiving
indices of a maximum number of directions D for a HOA signal representation to be
decoded, reconstructing directions of a maximum number of directions D of the HOA
signal representation to be decoded, receiving indices of active direction signals
per subband, reconstructing active directions per subband from the reconstructed directions
D of the HOA signal representation to be decoded and the indices of active direction
signals per subband, predicting directional signals of subbands, wherein the predicting
of a directional signal in a current frame of a subband comprises determining directional
signals of a preceding frame of the subband, and wherein a new directional signal
is created if the index of the directional signal was zero in the preceding frame
and is non-zero in the current frame, a previous directional signal is cancelled if
the index of the directional signal was non-zero in the preceding frame and is zero
in the current frame, and a direction of a directional signal is moved from a first
to a second direction if the index of the directional signal changes from the first
to the second direction.
[0134] In one embodiment, as shown in Fig.1 and Fig.3 and discussed above, an apparatus
for encoding frames of an input HOA signal having a given number of coefficient sequences,
where each coefficient sequence has an index, comprises at least one hardware processor
and a non-transitory, tangible, computer-readable storage medium tangibly embodying
at least one software component that when executing on the at least one hardware processor
causes
computing 11 a truncated HOA representation
CT(
k) having a reduced number of non-zero coefficient sequences,
determining 11 a set of indices of active coefficient sequences I
C,ACT(k) that are included in the truncated HOA representation,
estimating 16 from the input HOA signal a first set of candidate directions M
DIR(k); dividing 15 the input HOA signal into a plurality of frequency subbands
f1,
...,
fF, wherein coefficient sequences

of the frequency subbands are obtained,
estimating 16 for each of the frequency subbands a second set of directions M
DIR(k,f
1), ..., M
DIR(k,f
F), wherein each element of the second set of directions is a tuple of indices with
a first and a second index, the second index being an index of an active direction
for a current frequency subband and the first index being a trajectory index of the
active direction, wherein each active direction is also included in the first set
of candidate directions M
DIR(K) of the input HOA signal,
for each of the frequency subbands, computing 17 directional subband signals

from the coefficient sequences

of the frequency subband according to the second set of directions M
DIR(k,f
1),...,M
DIR(k,f
F) of the respective frequency subband,
for each of the frequency subbands, calculating 18 a prediction matrix
A(k,f1),...,
A(k,fF) adapted for predicting the directional subband signals

from the coefficient sequences

of the frequency subband using the set of indices of active coefficient sequences
I
C,ACT(k) of the respective frequency subband, and
encoding the first set of candidate directions M
DIR(k), the second set of directions M
DIR(k,f
1),..., M
DIR(k,f
F), the prediction matrices
A(
k,f1),...,
A(
k,
fF) and the truncated HOA representation
CT(
k).
[0135] In one embodiment, as shown in Fig.4 and Fig.5 and discussed above, an apparatus
for decoding a compressed HOA representation comprises at least one hardware processor
and a non-transitory, tangible, computer-readable storage medium tangibly embodying
at least one software component that when executing on the at least one hardware processor
causes extracting 41,42,43 from the compressed HOA representation a plurality of truncated
HOA coefficient sequences
ẑ1(
k), ... ,
ẑI(k), an assignment vector
vAMB,ASSIGN(
k) indicating or containing sequence indices of said truncated HOA coefficient sequences,
subband related direction information M
DIR(k+1,f
1),..., M
DIR(k+1,f
F), a plurality of prediction matrices
A(k+
1,
f1),...,
A(k+
1,fF), and gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k);
reconstructing 51,52 a truncated HOA representation
ĈT(
k) from the plurality of truncated HOA coefficient sequences
ẑ1(
k),...,
ẑI(
k), the gain control side information
e1(
k),
β1(
k), ...,
eI(
k),
βI(
k) and the assignment vector
vAMB,ASSIGN(
k),
decomposing in Analysis Filter banks 53 the reconstructed truncated HOA representation
ĈT(
k) into frequency subband representations

for a plurality of F frequency subbands,
synthesizing 54 in Directional Subband Synthesis blocks 54 for each of the frequency
subband representations a predicted directional HOA representation

...,

from the respective frequency subband representation

of the reconstructed truncated HOA representation, the subband related direction
information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F) and the prediction matrices
A(
k+
1,
f1),...,
A(
k+
1,
fF), composing 55 in Subband Composition blocks 55 for each of the Ffrequency subbands
a decoded subband HOA representation

with coefficient sequences

that are either obtained from coefficient sequences of the truncated HOA representation

if the coefficient sequence has an index n that is included in the assignment vector
vAMB,ASSIGN(
k), or otherwise obtained from coefficient sequences of the predicted directional HOA
component

provided by one of the Directional Subband Synthesis blocks 54, and synthesizing
in Synthesis Filter banks 56 the decoded subband HOA representations

to obtain the decoded HOA representation
Ĉ(
k).
[0136] In one embodiment, an apparatus 10 for encoding frames of an input HOA signal having
a given number of coefficient sequences, where each coefficient sequence has an index,
comprises a computation and determining module 11 configured to compute a truncated
HOA representation
CT(
k) having a reduced number of non-zero coefficient sequences, and further configured
to determine a set of indices of active coefficient sequences I
C,ACT(k) included in the truncated HOA representation;
an Analysis Filter bank module 15 configured to divide the input HOA signal into a
plurality of frequency subbands
f1,...,
fF, wherein coefficient sequences

...,

of the frequency subbands are obtained;
a Direction Estimation module 16 configured to estimate from the input HOA signal
a first set of candidate directions M
DIR(k), and further configured to estimate for each of the frequency subbands a second
set of directions M
DIR(k,f
1), ..., M
DIR(k,f
F), wherein each element of the second set of directions is a tuple of indices with
a first and a second index, the second index being an index of an active direction
for a current frequency subband and the first index being a trajectory index of the
active direction, wherein each active direction is also included in the first set
of candidate directions M
DIR(K) of the input HOA signal; at least one Directional Subband Computation module 17
configured to compute, for each of the frequency subbands, directional subband signals
X̃I(
k - 1,
k, f1),
..., X̃(
k - 1, k,fF) from the coefficient sequences

of the frequency subband according to the second set of directions M
DIR(k,f
1),...,M
DIR(k,f
F) of the respective frequency subband; at least one Directional Subband Prediction
module 18 configured to calculate, for each of the frequency subbands, a prediction
matrix
A(k,f1),...,
A(k,fF) adapted for predicting the directional subband signals
X̃(
k - 1,
k,f1),...,
X̃I(
k - 1, k,fF) from the coefficient sequences

of the frequency subband using the set of indices of active coefficient sequences
I
C,ACT(k) of the respective frequency subband; and an encoding module 30 configured to encode
the first set of candidate directions M
DIR(k), the second set of directions M
DIR(k,f
1),..., M
DIR(k,f
F), the prediction matrices
A(k,f1),...,
A(k,fF) and the truncated HOA representation
CT(
k).
[0137] In one embodiment, the apparatus further comprises a Partial Decorrelator 12 configured
to partially decorrelate the truncated HOA channel sequences; a Channel Assignment
module 13 configured to assigning the truncated HOA channel sequences y
1(k),..., y
I(k) to transport channels; and at least one Gain Control unit 14 configured to perform
gain control on the transport channels, wherein gain control side information
ei(k - 1),
βi(
k - 1) for each transport channel is generated.
[0138] In one embodiment, the encoding module 30 comprises a Perceptual Encoder 31 configured
to encode the gain controlled truncated HOA channel sequences z
1(k),...,z
I(k); a Side Information Source Coder 32 configured to encode the gain control side
information
ei(
k - 1),
βi(
k - 1), the first set of candidate directions M
DIR(k), the second set of directions M
DIR(k,f
1),..., M
DIR(k,f
F) and the prediction matrices
A(k,
f1),...,A(k,fF); and a Multiplexer 33 configured to multiplex the outputs of the perceptual encoder
31 and the side information source coder 32 to obtain an encoded HOA signal frame
(k - 1).
[0139] In one embodiment, an apparatus 50 for decoding a HOA signal comprises
an Extraction module 40 configured to extract from the compressed HOA representation
a plurality of truncated HOA coefficient sequences
ẑ1(
k), ... ,
ẑI(k), an assignment vector
vAMB,ASSIGN(
k) indicating or containing sequence indices of said truncated HOA coefficient sequences,
subband related direction information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F), a plurality of prediction matrices
A(k+
1,
f1),...,
A(k+
1,fF), and gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k); a Reconstruction module 51,52 configured to reconstruct a truncated HOA representation
ĈT(
k) from the plurality of truncated HOA coefficient sequences
ẑ1(
k),...,
ẑI(
k), the gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k) and the assignment vector
vAMB,ASSIGN(
k); an Analysis Filter bank module 53 configured to decompose the reconstructed truncated
HOA representation
ĈT(
k) into frequency subband representations

for a plurality of F frequency subbands;
at least one Directional Subband Synthesis module 54 configured to synthesize for
each of the frequency subband representations a predicted directional HOA representation

from the respective frequency subband representation

of the reconstructed truncated HOA representation, the subband related direction
information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F) and the prediction matrices
A(k+
1,
f1),...,A(k+
1,fF);
at least one Subband Composition module 55 configured to compose for each of the F
frequency subbands a decoded subband HOA representation

with coefficient sequences

that are either obtained from coefficient sequences of the truncated HOA representation

if the coefficient sequence has an index n that is included in the assignment vector
vAMB,ASSIGN(
k), or otherwise obtained from coefficient sequences of the predicted directional HOA
component

provided by one of the Directional Subband Synthesis module 54; and a Synthesis Filter
bank module 56 configured to synthesize the decoded subband HOA representations

to obtain the decoded HOA representation
Ĉ(
k).
[0140] In one embodiment, the Extraction module 40 comprises at least a Demultiplexer 41
for obtaining an encoded side information portion and a perceptually coded portion
that comprises encoded truncated HOA coefficient sequences

a Perceptual Decoder 42 configured to perceptually decode s42 the encoded truncated
HOA coefficient sequences

to obtain the truncated HOA coefficient sequences
ẑ1(
k),...,
ẑI(
k); and a Side Information Source Decoder 43 configured to decode (s43) the encoded
side information portion to obtain the subband related direction information M
DIR(k+1,f
1),..., M
DIR(k+1,f
F), prediction matrices
A(k+
1,
f1),...,
A(k+
1,fF), gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k) and assignment vector
vAMBASSIGN(
k).
[0141] Fig.13 shows a flow-chart of a low bit-rate encoding method, in one embodiment. The
method for low bit-rate encoding of frames of an input HOA signal having a given number
of coefficient sequences, where each coefficient sequence has an index, comprises
computing s110 a truncated HOA representation
CT(
k) having a reduced number of non-zero coefficient sequences, determining s111 a set
of indices of active coefficient sequences I
C,ACT(k) that are included in the truncated HOA representation, estimating s16 from the
input HOA signal a first set of candidate directions M
DIR(k), dividing s15 the input HOA signal into a plurality of frequency subbands
f1,...,
fF, wherein coefficient sequences
C̃(
k - 1,
k,
f1),...,
C̃(k -
1,
k,
fF) of the frequency subbands are obtained, estimating s161 for each of the frequency
subbands a second set of directions M
DIR(k,f
1), ..., M
DIR(k,f
F), wherein each element of the second set of directions is a tuple of indices with
a first and a second index, the second index being an index of an active direction
for a current frequency subband and the first index being a trajectory index of the
active direction, wherein each active direction is also included in the first set
of candidate directions M
DIR(K) of the input HOA signal,
for each of the frequency subbands, computing s17 directional subband signals
X̃(
k - 1,
k,
f1),...,
X̃(
k - 1,
k,fF) from the coefficient sequences
C̃(
k - 1,
k,
fF) of the frequency subband according to the second set of directions M
DIR(k,f
1),...,M
DIR(k,f
F) of the respective frequency subband,
for each of the frequency subbands, calculating s18 a prediction matrix
A(
k,f1),...,
A(
k,
fF) adapted for predicting the directional subband signals
X̃(
k - 1,
k,
f1),...,
X̃(
k -
1, k,fF) from the coefficient sequences

of the frequency subband using the set of indices of active coefficient sequences
I
C,ACT(k) of the respective frequency subband, and encoding s19 the first set of candidate
directions M
DIR(k), the second set of directions M
DIR(k,f
1),..., M
DIR(k,f
F), the prediction matrices
A(
k,f1),...,
A(
k,
fF) and the truncated HOA representation
CT(
k).
[0142] In one embodiment, said encoding the truncated HOA representation
CT(
k) comprises partial decorrelation s12 of the truncated HOA channel sequences, channel
assignment s13 for assigning the truncated HOA channel sequences y
1(k),..., y
I(k) to transport channels, performing gain control s14 on each of the transport channels,
wherein gain control side information
ei(
k - 1),
βi(
k - 1) for each transport channel is generated, encoding s31 the gain controlled truncated
HOA channel sequences z
1(k),...,z
I(k) in a perceptual encoder 31, encoding s32 the gain control side information
ei(
k - 1),
βi(
k - 1), the first set of candidate directions M
DIR(k), the second set of directions M
DIR(k,f
1),...,M
DIR(k,f
F) and the prediction matrices
A(
k,f1),...,
A(
k,
fF) in a side information source coder 32, and multiplexing s33 the outputs of the perceptual
encoder 31 and the side information source coder 32 to obtain an encoded HOA signal
frame

(
k - 1).
[0143] In one embodiment, an apparatus for encoding frames of an input HOA signal having
a given number of coefficient sequences, where each coefficient sequence has an index,
comprises a processor and a memory storing instructions that, when executed, cause
the apparatus to perform the steps of claim 7.
[0144] Fig.14 shows a flow-chart of a decoding method, in one embodiment. The method for
decoding a low bit-rate compressed HOA representation, comprises extracting s41,s42,s43
from the compressed HOA representation a plurality of truncated HOA coefficient sequences
ẑ1(
k),...,
ẑI(
k), an assignment vector
vAMB,ASSIGN(
k) indicating or containing sequence indices of said truncated HOA coefficient sequences,
subband related direction information M
DIR(k+1,f
1),..., M
DIR(k+1,f
F), a plurality of prediction matrices
A(k+
1,f1),...,A(k+
1,fF), and gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k), reconstructing s51,s52 a truncated HOA representation
ĈT(
k) from the plurality of truncated HOA coefficient sequences
ẑ1(
k), ... ,
ẑI(k), the gain control side information
e1(
k),
β1(
k),...,
eI(
k),
βI(
k) and the assignment vector
vAMB,ASSIGN(
k), decomposing s53 in Analysis Filter banks 53 the reconstructed truncated HOA representation
(
ĈT(
k)) into frequency subband representations

for a plurality of Ffrequency subbands, synthesizing s54 in Directional Subband Synthesis
blocks 54 for each of the frequency subband representations a predicted directional
HOA representation

from the respective frequency subband representation

of the reconstructed truncated HOA representation, the subband related direction
information M
DIR(k+1,f
1),...,M
DIR(k+1,f
F) and the prediction matrices
A(k+
1,
f1),...,
A(k+
1,fF), composing s55 in Subband Composition blocks 55 for each of the F frequency subbands
a decoded subband HOA representation

with coefficient sequences

that are either obtained from coefficient sequences of the truncated HOA representation

if the coefficient sequence has an index n that is included in the assignment vector
vAMB,ASSIGN(
k), or otherwise obtained from coefficient sequences of the predicted directional HOA
component

provided by one of the Directional Subband Synthesis blocks 54, and synthesizing
s56 in Synthesis Filter banks 56 the decoded subband HOA representations

to obtain the decoded HOA representation
Ĉ(
k).
[0145] In an embodiment, the extracting comprises one or more of demultiplexing s41 the
compressed HOA representation to obtain a perceptually coded portion and an encoded
side information portion, perceptually decoding s42 the encoded truncated HOA coefficient
sequences and decoding s43 in a side information source decoder 43 the encoded side
information. In an embodiment, the reconstructing a truncated HOA representation
ĈT(
k) from the plurality of truncated HOA coefficient sequences comprises one or more
of performing inverse gain control s51 and reconstructing s52 the truncated HOA representation
ĈT(
k). In one embodiment, a computer readable medium has stored thereon executable instructions
to cause a computer to perform said method for decoding of directions of dominant
directional signals. In one embodiment, an apparatus for decoding a compressed HOA
signal, comprising a processor and a memory storing instructions that, when executed,
cause the apparatus to perform the steps of claim 1.
[0146] It is expressly intended that all combinations of those elements that perform substantially
the same function in substantially the same way to achieve the same results are within
the scope of the invention, and that each feature disclosed in the description and
(where appropriate) the claims and drawings may be provided independently or in any
appropriate combination. Features may, where appropriate be implemented in hardware,
software, or a combination of the two.
References
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