[0001] This invention relates to a security shield for a data entry keypad, for example,
a PIN entry pad (PIN pad) of an automated teller machine (ATM).
[0002] In the case of an ATM the security shield is commonly referred to as a PIN shield.
In the present specification the invention will be described in its application to
ATMs, but the invention is applicable generally to data entry keypads, such as other
types of terminals where customers enter a PIN, as well as keypads mounted on walls
for opening doors.
[0003] PIN shields are used at ATMs to prevent shoulder surfing or the use of a camera unit
or other technique by a criminal in an attempt to capture a customer's PIN while the
customer is performing a transaction at the PIN pad. The PIN shield comprises components
fitted around and over the PIN pad to restrict a full view of the PIN pad to a person
located directly in front of the PIN pad, so that a person off to one side, or looking
over the person's shoulder, obtains only a partial view of the PIN pad, if any.
[0004] Once the PIN shield has been fitted, there is no way to know whether the PIN shield
has been damaged, removed or replaced without visually inspecting the ATM.
[0005] It is an object of the invention to provide the ability to remotely detect whether
a shield for a data entry keypad, in particular but not limited to, a PIN shield for
an ATM PIN pad, has been damaged or removed.
[0006] According to a first aspect the present invention provides a security shield for
a data entry keypad set into a fascia, the shield being secured to the fascia and
comprising one or more components which restrict a full view of the keypad to a person
located directly in front of the keypad, at least one component having embedded therein
an electrical component extending between input and output contacts on the component,
the shield further comprising a circuit coupled to the input and output contacts to
detect changes in the electrical characteristics of the electrical component.
[0007] By embedding a conductive mesh in one or more component(s) of the PIN shield, a change
or break in this conductive mesh can be detected by a microcontroller. The microcontroller
can then generate an alert. In the present embodiment, in which the invention is implemented
in an ATM, the alert can be sent either to a local or remote monitoring station via
USB, or locally by disconnecting power from another component in the ATM (e.g. the
card reader or the keypad or indeed the ATM core).
[0008] According to a second aspect the present invention provides a security shield for
a data entry keypad set into a fascia, the shield being secured to the fascia and
comprising one or more components which restrict a full view of the keypad to a person
located directly in front of the keypad, at least one component having a capacitive
element closely associated therewith whose capacitance value is influenced by the
presence of the shield, the shield further comprising a circuit connected to the capacitive
element to detect changes in its capacitance value.
[0009] Embodiments of the invention will now be described, by way of example, with reference
to the accompanying drawings, in which:
Figure 1 is a perspective view of a first embodiment of the invention showing an ATM
with a PIN shield.
Figure 2 is a perspective view of the right hand side panel 14b of the first embodiment
of the invention, the left hand side panel 14b being a mirror image of that shown.
Figure 3 is a perspective view of the base member 14a and flap 14c of a first embodiment
of the invention.
Figure 4 is a partial underside view of the base member 14a.
Figure 5 illustrates how a connection is taken through the ATM fascia to a microcontroller
in the body of the ATM.
Figure 6 is a perspective view of a second embodiment of the invention, the shield
being shown prior to fixing to the fascia. In Figure 6 the same reference numerals
have been used as in Figures 1 to 5 for the same or equivalent components.
[0010] In the Figures, only those parts of the ATM relevant to the invention are shown,
i.e. the fascia and PIN shield. Figures 2 and 3 are shown with transparent shield
components to reveal the circuitry within them.
[0011] Referring to Figures 1 to 5, a first embodiment of the invention comprises an ATM
having a PIN pad 10 set into the ATM fascia 12. A PIN shield 14 is secured to the
fascia 12 around the PIN pad 10 on three sides. The PIN shield 14 comprises:
- A three-sided generally U-shaped base member 14a that is secured to the ATM fascia
12 along the opposite sides and rear of the PIN pad 10.
- Two side panels 14b rising vertically or near vertically from the base member 14a
on each side of the PIN pad.
- An upwardly and forwardly inclined "flap" or "lid" 14c extending upwardly and forwardly
from the base member 14a at the rear of the PIN pad.
[0012] The PIN shield 14 may be formed: (a) of individual components 14a, 14b, 14c with
the base member 14a secured on the fascia 12 and the flap 14c and side panels 14b
secured on the base member, or (b) with one or more of the flap and side panels formed
integrally with the base member, or (c) with the entire shield formed integrally as
a single physical component. In the particular case of the embodiment of Figures 2
to 5 the side panels 14b are individual components secured to the U-shaped base member
14a by out-turned flanges 14d (Figure 2) which are fitted to the base member in register
with the opposite side arms 14e thereof (Figure 3), while the flap 14c is formed integrally
with the rear 14f of the base member 14a. The base member 14a is glued and/or screwed
to the fascia 12 and the components 14b and 14c, when formed as separate components,
are glued or screwed to the base member. The shield components 14a, 14b and 14c are
typically moulded from a hard electrically insulating plastics material, whether the
shield is formed as separate components or as a single physical piece. When fitted,
the PIN shield 14 restricts a full view of the PIN pad 10 to a person located directly
in front of the PIN pad, so that a person off to one side, or looking over the person's
shoulder, obtains only a partial view of the PIN pad, if any.
[0013] A conductive wire mesh 16, which in the embodiment is made of 40AWG Nichrome wire,
is embedded in each of the base member 14a, side panels 14b and flap 14c. Figure 2
shows the portion 16a of the mesh which is embedded in the right hand side panel 14b,
the left hand side panel being a mirror image of the right hand panel, and Figure
3 shows the portion 16b of the mesh which is embedded in the base member 14a and integral
flap 14c.
[0014] In each side panel 14b, Figure 3, the mesh 16a comprises a single wire extending
in the body of the panel continuously between two flat, 2.5mm diameter, circular metal
contacts 17 exposed substantially flush with the bottom surface of the flange 14d
at the rear of the side panel. In the base member 14a and integral flap 14c, the mesh
16b comprises a single wire connected across respective pins 19 of a two pin connector,
the wire being interrupted by respective pairs of flat, 2.5mm diameter, circular metal
contacts 18a, 18b which are exposed substantially flush with the top surface of the
base member side arms 14e. When the flanges 14d are fitted to the base member 14a
in register with the side arms 14e, the pair of contacts 17 on the left hand side
panel 14b engage the pair of contacts 18a and the pair of contacts 17 on the right
hand side panel 14b engage the pair of contacts 18b. By this means the mesh portions
16a, 16b (right hand side) and 16b (left hand side) are connected in series between
the contact pins 19 to form a continuous electrical conductor, comprising primarily
the wire mesh 16 but locally by the contacts 17, 18a and 18b, extending from one contact
pin 19 to the other contact pin 19 of the two pin connector. The contact pins 19 therefore
constitute input and output terminals for the mesh 16 as a whole.
[0015] The two-pin connector is of the low profile clip type and is fitted into a recess
20 in the bottom surface of the base member 14a. The connector is positioned horizontally
in the PIN shield so that when a cable 22, Figure 5, for connecting the wire mesh
16 to a microcontroller is attached, as will be described, the combination of the
connector and its socket do not protrude beyond the bottom of the PIN shield. For
clip details see:
www.molex.com/molex/products/family?key=minilatch&channel=products&chanNam e=family&pageTitle=lntroduction&parentKey=wire_to_board_connectors
[0016] Physical impacts on the PIN shield components are generally more likely to be incident
on the components in the direction perpendicular to their largest face. Specifically,
impacts on the flap 14c of the PIN shield 14 are more likely to be from above and
impacts on the side panels 14b are more likely to be from the side. The mesh wire
16 is therefore threaded throughout the shield components in a regularly spaced set
of horizontal lines, approximately 2 to 5mm apart. Horizontal in this sense means
parallel to the longest available axis of the component.
[0017] In one embodiment, a microcontroller (not shown), based on an ATMEL ATMega328P, is
mounted within the body of the ATM below the fascia. Miscellaneous supporting circuitry
for the microcontroller includes:
- Power shaping
- Power LED
- Reset switch
- Clock crystals
- USB interface
and are as per the Arduino UNO Revision 3 design; see
http://arduino.cc/en/uploads/Main/Arduino_Uno_Rev3-schematic.pdf.
[0018] The connector pins 19 (Figure 4) are connected to the microcontroller by a cable
22 passing through a hole 24 drilled in the fascia 12. The wire mesh 16, comprising
the series connected portions 16a, 16b and 16b, is configured as one resistor in a
voltage divider, along with a second resistor (not shown) having a fixed resistance.
The resistance of the second resistor is selected to be low relative to the resistance
of the mesh 16. Therefore, in the voltage divider, the majority of the voltage will
be dropped across the wire mesh. One of the microcontroller analog input pins is connected
at the point between the two resistors (the wire mesh and the fixed value resistor
respectively) and the voltage dropped across the wire mesh is monitored.
[0019] If the monitored voltage changes to a value which corresponds to the resistance of
the mesh falling outside a predetermined range, due for example to a fracture of the
mesh 16 indicating a possible attack on the PIN shield, an error condition is raised
and an information LED is illuminated. Other alert actions, as described below are
also invoked. The error status is maintained until the microcontroller is reset.
[0020] In an alternative implementation each wire mesh portion 16a, 16b, 16b is connected
to a separate input-output pin pair on the microcontroller. For each mesh portion
a random bit pattern is generated and transmitted on the respective output pin of
the microcontroller. The bit pattern is then read, byte by byte, on the corresponding
input pin. The received bit pattern is compared to the transmitted bit pattern. If
the patterns do not match, an error condition is raised and an information LED is
illuminated. Other alert actions, as described below, are also invoked. The error
status is maintained until the microcontroller is reset.
[0021] This implementation can modified by attaching all mesh portions 16a, 16b, 16b to
a single microcontroller output pin, with separate input pins per mesh portion. The
same bit pattern will then be received on all input pins.
[0022] Alerts can be generated in two ways; either by directly reporting an alert status
through the ATM PC core or by indirectly creating an error condition that will be
detected by the ATM PC core.
[0023] Direct reporting can be achieved by connecting the microcontroller via USB to the
ATM PC core. When an error condition is detected, a message is sent over the USB port.
The microcontroller can be configured to repeat the transmission of the alert message
at periodic time intervals or to repeat the transmission of the alert message a specific
number of times. A USB driver is installed on the PC Core to receive the data transmitted
by the microcontroller and convert this into an alert to be reported centrally (via
Base24, SNMP or other mechanism).
[0024] Indirect reporting can be achieved by disconnecting the power from another component
within the ATM, for example, by disconnecting the power from the card reader or the
PIN pad. This will cause an error to be generated by the PC core.
[0025] As described, for two portions of the PIN shield that do not, once installed, move
relative to each other, for example the shield portions 14a and 14b, the electrical
continuation of the respective wire mesh portions from one shield portion to the other
is made by terminating the wire mesh of one shield portion in two flat, 2.5mm diameter,
circular metal contacts. Two similar contacts on the second shield portion are positioned
so as to come into contact with the contacts on the first shield portion. When the
two mesh portions are connected together the continuity of the wire mesh as between
those two shield portions loop will be complete.
[0026] However, in certain embodiments two pieces of the PIN shield may move relative to
each other, such as, for example, the "flap" may move relative to the base of the
PIN shield. In such cases, an electrical connection between the two components is
required.
[0027] This can be achieved through the use of a metal hinge between the articulating components.
The wire mesh portions are connected to either side of the hinge, completing the electrical
connection through the PIN shield.
[0028] Although in the above embodiment the coupling between the mesh and microcontroller
is a direct resistive connection, other embodiments are possible in which the coupling
is inductive or capacitive, avoiding the need for the cable 22 to pass through the
fascia and so for a hole to be formed in the fascia.
[0029] Referring to now Figure 6 in which capacitive coupling is used.
[0030] There are two general approaches for capacitive coupling: a first comprises affixing
a first set of electrodes 30 for a plurality capacitors to the underside of the fascia
12 and then forming a second set of electrodes (not shown) within each of the base
members 14a and the flap 14c juxtaposed a respective one of the first set of electrodes.
Each first set of electrodes 30 comprises an aluminium plate, approximately 2cm square
and 1mm thick and surrounded by a non-conductive layer (and similarly for the second
set of electrodes). The second set of electrodes can be interconnected with a pair
of resistive meshes as in the first embodiment, so providing a pair of RC networks
between a set of 3 leads 32 connecting the electrodes 30 to a microcontroller.
[0031] The microcontroller can now measure either: the capacitance of each of the RC networks;
or the time constant of the RC networks; or the resistance of the RC networks, once
for calibration purposes and subsequently for monitoring purposes to determine if
the shield has been removed or tampered with.
[0032] Alternatively, in a second approach, the electrodes 30 can be used as one electrode
of an open circuited arrangement where the shield does not incorporate discrete components
interconnecting the electrodes 30. (The shield may however be formed of electrically
conducting material which affects the electrical characteristics of the exhibited
at the electrodes 30.)
[0033] In this case, each of the electrodes 30 are connected back to the microcontroller
via a number of resistors (not shown) to provide a pair of RC networks between three
pins of the microcontroller, so allowing the microcontroller to measure and monitor
the capacitance of the RC networks and to determine if the shield has been removed
or tampered with as follows:
When the device is powered on, a calibration process takes place comprising the following
steps:
- 1. The capacitance of each of the two RC networks between three pins of the microcontroller
is measured a configured number of times (default 5) with a configured delay between
each measurement (default 15 seconds).
- 2. These values are averaged and form the baseline capacitance value.
- 3. The capacitance is measured again a configured number of times (default 5) with
a configured delay between each measurement (default 15 seconds).
- 4. The difference between the baseline capacitance value and the measured capacitance
value is calculated for each measurement. The average difference is then calculated.
- 5. A configured tolerance percentage (default 25%) is then used to calculate the upper
and lower bounds of the change in capacitance value before an error condition is detected.
These values form the tolerance window.
[0034] Readings of the capacitance are then taken periodically, with a configured delay
between each measurement (default 30 seconds). The difference between the reading
and the baseline capacitance value is calculated and a rolling average of a configurable
number of readings (default 5) is calculated.
[0035] When the baseline value has been calculated and sufficient values have been read
to allow calculation of the rolling average value, a status LED is illuminated to
indicate that the device is now ready and able to detect deviations from the baseline.
[0036] If the rolling average moves outside the tolerance window, then an error counter
is incremented. If the average remains outside the tolerance window for a configured
number of consecutive readings (default 10) then an error condition is raised and
an information LED is illuminated. Other alert actions, as described in relation to
the first embodiment, may also be invoked. The error status is maintained until the
microcontroller is reset.
[0037] Alert generation, direct reporting and indirect reporting are as described for the
first embodiment.
[0038] While the above implementations are described in terms of a sensing circuit comprising
a discrete microcontroller, it will be appreciated that alternative embodiments could
be implemented with a circuit comprising discrete components connected to a compatible
ATM core which is arranged to detect changes in the electrical characteristics of
the shield.
[0039] The invention is not limited to the embodiments described herein which may be modified
or varied without departing from the scope of the invention.
1. A security shield for a data entry keypad set into a fascia, the shield being secured
to the fascia and comprising one or more components which restrict a full view of
the keypad to a person located directly in front of the keypad, at least one component
having embedded therein an electrical component extending between input and output
contacts on the component, the shield further comprising a circuit coupled to the
input and output contacts to detect changes in the electrical characteristics of the
electrical component.
2. A security shield according to claim 1 wherein said electrical component is coupled
to said circuit via one of a resistive connection, a capacitive coupling or an inductive
coupling.
3. A security shield according to claim 2 wherein said electrical component is coupled
to said circuit via a resistive connection and the electrical characteristic is a
resistance of the electrical component.
4. A security shield according to claim 2 wherein said electrical component is capacitively
coupled to said circuit and the electrical characteristic is one of a resistance of
the electrical component, a capacitance of the electrical component or a time constant
of the electrical component.
5. A security shield according to claim 1 wherein said electrical component comprises
a conductive mesh.
6. A security shield according to claim 1 wherein said electrical component comprises
a first plurality of electrodes for respective capacitors and wherein said circuit
comprises a corresponding plurality of electrodes arranged to be affixed to an underside
of said fascia juxtaposed said first plurality of electrodes.
7. A security shield for a data entry keypad set into a fascia, the shield being secured
to the fascia and comprising one or more components which restrict a full view of
the keypad to a person located directly in front of the keypad, at least one component
having a capacitive element closely associated therewith whose capacitance value is
influenced by the presence of the shield, the shield further comprising a circuit
connected to the capacitive element to detect changes in its capacitance value.
8. A security shield according to claim 1 or 7 wherein said circuit includes a microcontroller
which is arranged to generate an alert in response to a change in the electrical characteristics
of the electrical component exceeding a threshold value.
9. A security shield according to claim 8 wherein the microcontroller is arranged to
transmit said alert to either a local or remote monitoring station via a USB connection.
10. A security shield according to claim 8 wherein said data entry keypad is for an ATM
and the microcontroller is arranged to transmit said alert by disconnecting power
from another component in the ATM.