FIELD
[0001] The present invention relates to photochromic indeno fused phenanthrenopyran compounds,
photochromic compositions that include such compounds, and photochromic articles,
such as ophthalmic articles, that include such compounds.
BACKGROUND
[0002] Photochromic compounds and materials, in response to certain wavelengths of electromagnetic
radiation (or "actinic radiation"), typically undergo a transformation from one form
or state to another form, with each form having a characteristic or distinguishable
absorption spectrum associated therewith. Typically, upon exposure to actinic radiation,
many photochromic materials are transformed from a closed-form, which corresponds
to an unactivated (or bleached, or substantially colorless) state of the photochromic
material, to an open-form, which corresponds to an activated (or colored) state of
the photochromic material. In the absence of exposure to actinic radiation, such photochromic
materials are reversibly transformed from the activated (or colored) state, back to
the unactivated (or bleached) state. Compositions and articles, such as eyewear lenses,
that contain photochromic materials or have photochromic materials applied thereto
(such as in form of a photochromic coating composition) typically display colorless
(or clear) and colored states that correspond to the colorless and colored states
of the photochromic materials contained therein and/or applied thereto. Photochromic
compounds can provide a combination of both photochromic and dichroic properties when
exposed to actinic radiation and properly aligned together, such as when including
one or more lengthening groups covalently bonded thereto. Dichroic properties relate
to the ability of the photochromic-dichroic compounds to linearly polarize incident
unpolarized light. Photochromic compounds and materials are typically characterized
with regard to various properties, such as photochromic properties, which include,
but are not limited to: fade rate; change in optical density (sometimes designated
as ΔOD); and dichroic properties (such as in the case of photochromic-dichroic compounds),
which can be quantified with regard to absorption ratio (AR) values.
[0003] EP 1 184 379 A1 discloses certain chromene compounds having various substituents to exhibit a high
color-developing sensitivity and a high density even when dispersed in a high-molecular
matrix as well as photochromic materials containing these chromene compounds.
[0004] WO 97/48993 A1 discloses certain photochromic heterocyclic fused indenonaphthopyran compounds having
a substituted or unsubstituted heterocyclic ring fused to the g, h, i, n, o or p side
of the indenonaphthopyran.
[0005] WO 2015/077264 A1 relates to certain photochromic indeno-fused ring pyran compounds and related photochromic
articles.
[0006] WO 2012/082299 A1 discloses certain compounds comprising an indeno[2',3':3,4]naptho[1,2-b] pyran structure
and their use in photochromic compositions.
[0007] WO 2012/082383 A1 discloses certain photochromic compounds having an indeno fused naphthopyrane structure.
[0008] WO 02/053553 A1 relates to certain reversible photochromic indenonaphthopyran compounds, examples
of which are 2H-naphtho[1,2-b]pyrans characterized by having a substituted or unsubstituted
indeno group fused at the 2,3 positions of the group to the l side of the 2H-naphthopyran.
[0009] WO 2014/149852 A2 relates to photochromic articles that include a substrate and at least one photochromic
material that is adapted to change from an unactivated form to an activated form by
exposure to radiation substantially in the wavelength range from 380 to 450 nanometers
when measured over a range of from 380 to 700 nanometers.
[0010] It would be desirable to develop new photochromic compounds. It would be further
desirable that such newly developed photochromic compounds possess properties, such
as photochromic properties and optionally dichroic properties, that are at least the
same as or better than those of existing photochromic compounds.
SUMMARY
[0011] In accordance with the present invention, there is provided a photochromic compound
represented by the following Formula (I),

[0012] With reference to Formula (I), R
2 is selected from the group consisting of, hydrogen; halogen; linear or branched C
1-C
10 alkyl; linear or branched C
1-C
10 perhaloalkyl; -OR
a; where each R
a is independently selected from the group consisting of hydrogen, linear or branched
C
1-C
10 alkyl, and linear or branched C
1-C
10 perhaloalkyl.
[0013] With additional reference to Formula (I), R
6 and R
7 are each independently selected from the group consisting of, hydrogen; fluoro; chloro;
bromo; a lengthening group L
1 (as described in further detail herein); -OR
c, where each R
c is independently selected from the group consisting of hydrogen, a lengthening group
L
2 (as described in further detail herein), and linear or branched C
1-C
10 alkyl. With regard to R
6 and R
7 of Formula (I), there is the proviso that at least one of R
6 and R
7 is other than hydrogen.
[0014] With reference to Formula (I), n is 1 to 3, and m is 1 to 4. With further reference
to Formula (I), R
1 independently for each n, and R
3 independently for each m are each independently selected from the group consisting
of: (1) hydrogen; (2) cyano; (3) halogen selected from the group consisting of fluoro,
chloro, and bromo; (4) linear or branched C
1-C
10 alkyl; (5) linear or branched C
1-C
10 perhaloalkyl; (6) C
3-C
7 cycloalkyl.
[0015] With reference to Formula (I), R
4 and R
5 are each independently selected from the group consisting of: (i) hydrogen, linear
or branched C
1-C
10 alkyl, linear or branched C
1-C
10 haloalkyl, C
3-C
7 cycloalkyl.
[0016] With additional reference to Formula (I), B and B' are each independently selected
from the group consisting of unsubstituted aryl, aryl substituted with linear or branched
C
1-C
6 alkoxy, aryl substituted with linear or branched C
1-C
6 perhaloalkyl, aryl substituted with morpholino, and aryl substituted with piperidino
, .
[0017] With reference to Formula (I) and the various groups thereof, each lengthening group
L
1and L
2 is independently represented by the following Formula (II):
Formula (II) -[S
1]
c-[Q
1-[S
2]
d]
d'-[Q
2-[S
3]
e]
e'-[Q
3-[S
4]
f]
f'-S
5-P
[0018] With reference to Formula (II), (a) Q
1, Q
2, and Q
3 for each occurrence, are independently a divalent group selected from the group consisting
of unsubstituted aryl, substituted aryl, unsubstituted heteroaryl, substituted heteroaryl,
unsubstituted cycloalkyl, substituted cycloalkyl, unsubstituted heterocycloalkyl,
and substituted heterocycloalkyl. The aryl substituents, heteroaryl substituents,
cycloalkyl substituents, and heterocycloalkyl substituents, of Q
1, Q
2, and Q
3, are each independently selected from the group consisting of halogen, straight-chain
C
1-C
18 alkyl, and branched C
1-C
18 alkyl. The straight-chain C
1-C
18 alkyl and branched C
1-C
18 alkyl (of the aryl substituents, heteroaryl substituents, cycloalkyl substituents,
and heterocycloalkyl substituents, of Q
1, Q
2, and Q
3,) are each independently poly-substituted with at least two groups independently
selected from the group consisting of halogen.
[0019] With further reference to Formula (II), (b) subscripts c, d, e, and f are each independently
chosen from an integer of 1 to 20; and each S
1, S
2, S
3, S
4, and S
5 is independently chosen for each occurrence from a spacer unit selected from the
group consisting of: (i) alkylene, substituted alkylene, and haloalkylene; (ii) -N(Z)-,
-C(Z)=C(Z)-, - C(Z)=N-, -C(Z')
2-C(Z')
2-, -N(Z)-C(Z)
2-, and a single bond, wherein Z for each occurrence is independently selected from
the group consisting of hydrogen, C
1-C
18 alkyl, C
3-C
10 cycloalkyl and aryl, and Z' for each occurrence is independently selected from the
group consisting of C
1-C
18 alkyl, C
3-C
10 cycloalkyl and aryl; and (iii) -O-, -C(=O)-, -C≡C-, -N=N-, and straight-chain or
branched C
1-C
24 alkylene, the C
1-C
24 alkylene being unsubstituted, mono-substituted by halogen, or poly-substituted by
halogen. With regard to each of S
1, S
2, S
3, S
4, and S
5, there is the proviso that when two spacer units comprising heteroatoms are linked
together the spacer units are linked so that heteroatoms are not directly linked to
each other, and the bond between S
5 and P is free of two heteroatoms linked to each other.
[0020] With additional reference to Formula (II), (c) P for each occurrence is independently
selected from the group consisting of hydrogen, aryl, C
1-C
18 alkyl, and C
1-C
18 alkoxy.
[0021] With further additional reference to Formula (II), subscripts d', e' and f' are each
independently chosen from 0, 1, 2, 3, and 4, provided that the sum of d' + e' + f'
is at least 1.
[0022] The features that characterize the present invention are pointed out with particularity
in the claims, which are annexed to and form a part of this disclosure. These and
other features of the invention, its operating advantages and the specific objects
obtained by its use will be more fully understood from the following detailed description
in which non-limiting embodiments of the invention are illustrated and described.
BRIEF DESCRIPTION OF THE DRAWINGS
[0023]
FIG. 1(a) is an illustrative representative first part (Part 1) of a general scheme,
Scheme 1, of a method for preparing photochromic compounds according to some embodiments
of the present invention, such as represented by Formula (I), as described further
herein;
FIG. 1(b) is an illustrative representative second part (Part 2) of the general scheme,
Scheme 1, of FIG. 1(a); and
FIG. 1(c) is an illustrative representative third part (Part 3) of the general scheme,
Scheme 1, of FIG.'s 1(a) and 1(b).
[0024] In FIG.'s 1(a) through 1(c), like characters refer to the same compounds and/or reactants,
as the case may be, unless otherwise stated.
DETAILED DESCRIPTION
[0025] As used herein, the articles "a," "an," and "the" include plural referents unless
otherwise expressly and unequivocally limited to one referent.
[0026] Unless otherwise indicated, all ranges or ratios disclosed herein are to be understood
to encompass any and all subranges or subratios subsumed therein. For example, a stated
range or ratio of "1 to 10" should be considered to include any and all subranges
between (and inclusive of) the minimum value of 1 and the maximum value of 10; that
is, all subranges or subratios beginning with a minimum value of 1 or more and ending
with a maximum value of 10 or less, such as but not limited to, 1 to 6.1, 3.5 to 7.8,
and 5.5 to 10.
[0027] As used herein, unless otherwise indicated, left-to-right representations of linking
groups, such as divalent linking groups, are inclusive of other appropriate orientations,
such as, but not limited to, right-to-left orientations. For purposes of non-limiting
illustration, the left-to-right representation of the divalent linking group

or equivalently - C(O)O-, is inclusive of the right-to-left representation thereof,

or equivalently -O(O)C- or -OC(O)-.
[0028] Other than in the operating examples, or where otherwise indicated, all numbers expressing
quantities of ingredients, reaction conditions, and so forth used in the specification
and claims are to be understood as modified in all instances by the term "about."
[0029] As used herein, molecular weight values of polymers, such as weight average molecular
weights (Mw) and number average molecular weights (Mn), are determined by gel permeation
chromatography using appropriate standards, such as polystyrene standards.
[0030] As used herein, polydispersity index (PDI) values represent a ratio of the weight
average molecular weight (Mw) to the number average molecular weight (Mn) of the polymer
(i.e., Mw/Mn).
[0031] As used herein, the term "polymer" means homopolymers (e.g., prepared from a single
monomer species), copolymers (e.g., prepared from at least two monomer species), and
graft polymers.
[0032] As used herein, the term "(meth)acrylate" and similar terms, such as "(meth)acrylic
acid ester" means methacrylates and/or acrylates. As used herein, the term "(meth)acrylic
acid" means methacrylic acid and/or acrylic acid.
[0033] The photochromic compounds of the present invention are, with some embodiments, also
referred to herein as photochromic-dichroic compounds (e.g., when they include one
or more lengthening groups, such as L
1 and/or L
2).
[0034] The photochromic compounds of the present invention, as described herein, , in each
case can optionally further include one or more coproducts, resulting from the synthesis
of such compounds.
[0035] As used herein, the term "photochromic" and similar terms, such as "photochromic
compound" means having an absorption spectrum for at least visible radiation that
varies in response to absorption of at least actinic radiation. Further, as used herein
the term "photochromic material" means any substance that is adapted to display photochromic
properties (such as, adapted to have an absorption spectrum for at least visible radiation
that varies in response to absorption of at least actinic radiation) and which includes
at least one photochromic compound.
[0036] As used herein, the term "actinic radiation" means electromagnetic radiation that
is capable of causing a response in a material, such as, but not limited to, transforming
a photochromic material from one form or state to another as will be discussed in
further detail herein.
[0037] As used herein, the term "photochromic material" includes thermally reversible photochromic
materials and compounds and non-thermally reversible photochromic materials and compounds.
The term "thermally reversible photochromic compounds/materials" as used herein means
compounds/materials capable of converting from a first state, for example a "clear
state," to a second state, for example a "colored state," in response to actinic radiation,
and reverting back to the first state in response to thermal energy. The term "non-thermally
reversible photochromic compounds/materials" as used herein means compounds/materials
capable of converting from a first state, for example a "clear state," to a second
state, for example a "colored state," in response to actinic radiation, and reverting
back to the first state in response to actinic radiation of substantially the same
wavelength(s) as the absorption(s) of the colored state (e.g., discontinuing exposure
to such actinic radiation).
[0038] As used herein to modify the term "state," the terms "first" and "second" are not
intended to refer to any particular order or chronology, but instead refer to two
different conditions or properties. For purposes of non-limiting illustration, the
first state and the second state of a photochromic compound can differ with respect
to at least one optical property, such as but not limited to the absorption of visible
and/or UV radiation. Thus, according to various non-limiting embodiments disclosed
herein, the photochromic compounds of the present invention can have a different absorption
spectrum in each of the first and second state. For example, while not limiting herein,
a photochromic compound of the present invention can be clear in the first state and
colored in the second state. Alternatively, a photochromic compound of the present
invention can have a first color in the first state and a second color in the second
state.
[0039] As used herein the term "optical" means pertaining to or associated with light and/or
vision. For example, according to various non-limiting embodiments disclosed herein,
the optical article or element or device can be chosen from ophthalmic articles, elements
and devices, display articles, elements and devices, windows, mirrors, and active
and passive liquid crystal cell articles, elements and devices.
[0040] As used herein the term "ophthalmic" means pertaining to or associated with the eye
and vision. Non-limiting examples of ophthalmic articles or elements include corrective
and non-corrective lenses, including single vision or multi-vision lenses, which can
be either segmented or non-segmented multi-vision lenses (such as, but not limited
to, bifocal lenses, trifocal lenses and progressive lenses), as well as other elements
used to correct, protect, or enhance (cosmetically or otherwise) vision, including
without limitation, contact lenses, intra-ocular lenses, magnifying lenses, and protective
lenses or visors.
[0041] As used herein the term "display" means the visible or machine-readable representation
of information in words, numbers, symbols, designs or drawings. Non-limiting examples
of display elements include screens, monitors, and security elements, such as security
marks.
[0042] As used herein the term "window" means an aperture adapted to permit the transmission
of radiation there-through. Non-limiting examples of windows include automotive and
aircraft transparencies, windshields, filters, shutters, and optical switches.
[0043] As used herein the term "mirror" means a surface that specularly reflects a large
fraction of incident light.
[0044] As used herein the term "liquid crystal cell" refers to a structure containing a
liquid crystal material that is capable of being ordered. A non-limiting example of
a liquid crystal cell element is a liquid crystal display.
[0045] As used herein, spatial or directional terms, such as "left", "right", "inner", "outer",
"above", "below", and the like, relate to the invention as it is depicted in the drawing
figures. It is to be understood, however, that the invention can assume various alternative
orientations and, accordingly, such terms are not to be considered as limiting.
[0046] As used herein, the terms "formed over," "deposited over," "provided over," "applied
over," residing over," or "positioned over," mean formed, deposited, provided, applied,
residing, or positioned on but not necessarily in direct (or abutting) contact with
the underlying element, or surface of the underlying element. For example, a layer
"positioned over" a substrate does not preclude the presence of one or more other
layers, coatings, or films of the same or different composition located between the
positioned or formed layer and the substrate.
[0047] As used herein, recitations relating to ring positions, such as but not limited to,
position-x (e.g., position-11 or position-12) means a particular position in the ring
structure, such as the fused ring structure, of a chemical compound, such as the photochromic
indeno fused phenanthrenopyran compounds of the present invention, and which are depicted
herein in accordance with some embodiments by numbers within the ring structures of
representative chemical formulas.
[0048] As used herein, recitations of "linear or branched" groups, such as linear or branched
alkyl, are herein understood to include: a methylene group or a methyl group; groups
that are linear (or "straight"), such as linear C
2-C
20 alkyl groups; and groups that are appropriately branched, such as branched C
3-C
20 alkyl groups.
[0049] As used herein, recitations of alkyl groups, alkenyl groups, and alkynyl groups that
include more than two carbon atoms, include linear or branched forms (or arrangements)
thereof.
[0050] As used herein, recitations of "optionally substituted" group, means a group, including
but not limited to, alkyl group, cycloalkyl group, heterocycloalkyl group, aryl group,
and/or heteroaryl group, in which at least one hydrogen thereof has been optionally
replaced or substituted with a group that is other than hydrogen, such as, but not
limited to: halo groups (e.g., F, Cl, I, and Br); hydroxyl groups; ether groups; thiol
groups; thio ether groups; carboxylic acid groups; carboxylic acid ester groups; phosphoric
acid groups; phosphoric acid ester groups; sulfonic acid groups; sulfonic acid ester
groups; nitro groups; cyano groups; alkyl groups; alkenyl groups; alkynyl groups;
cycloalkyl groups (including poly-fused-ring cycloalkyl and polycyclocalkyl groups);
heterocycloalkyl groups; aryl groups (including hydroxyl substituted aryl, such as
phenol, and including poly-fused-ring aryl); heteroaryl groups (including poly-fused-ring
heteroaryl groups); aralkyl groups; amine groups, such as -N(R
11')(R
12') where R
11' and R
12' are each independently selected, with some embodiments, from hydrogen, linear or
branched C
1-C
20 alkyl, C
3-C
12 cycloakyl, C
3-C
12 heterocycloalkyl, aryl, and heteroaryl; and reactive substituents, including those
classes and examples as described further herein.
[0051] As used herein, recitations of "halo substituted" and related terms (such as, but
not limited to, haloalkyl groups, haloalkenyl groups, haloalkynyl groups, haloaryl
groups and halo-heteroaryl groups) means a group in which at least one, and up to
and including all of the available hydrogen groups thereof is substituted with a halo
group. The term "halo-substituted" is inclusive of "perhalo-substituted." As used
herein, the term perhalo-substituted group and related terms (such as, but not limited
to perhaloalkyl groups, perhaloalkenyl groups, perhaloalkynyl groups, perhaloaryl
groups and perhalo-heteroaryl groups) means a group in which all of the available
hydrogen groups thereof are substituted with a halo group. For example, perhalomethyl
is -CX
3; perhalophenyl is -C
6X
5, where X represents one or more halo groups, such as, but not limited to F.
[0052] The term "alkyl" as used herein, in accordance with some embodiments, means linear
or branched alkyl, such as but not limited to, linear or branched C
1-C
25 alkyl, or linear or branched C
1-C
10 alkyl, or linear or branched C
2-C
10 alkyl. Examples of alkyl groups from which the various alkyl groups of the present
invention can be selected from, include, but are not limited to, those recited previously
herein.
[0053] The term "cycloalkyl" as used herein, in accordance with some embodiments, means
groups that are appropriately cyclic, such as but not limited to, C
3-C
12 cycloalkyl (including, but not limited to, cyclic C
5-C
7 alkyl) groups. Examples of cycloalkyl groups include, but are not limited to, those
recited previously herein. The term "cycloalkyl" as used herein in accordance with
some embodiments also includes: bridged ring polycycloalkyl groups (or bridged ring
polycyclic alkyl groups), such as but not limited to, bicyclo[2.2.1]heptyl (or norbornyl)
and bicyclo[2.2.2]octyl; and fused ring polycycloalkyl groups (or fused ring polycyclic
alkyl groups), such as, but not limited to, octahydro-1H-indenyl, and decahydronaphthalenyl.
[0054] The term "heterocycloalkyl" as used herein, in accordance with some embodiments,
means groups that are appropriately cyclic, such as but not limited to, C
3-C
12 heterocycloalkyl groups or C
5-C
7 heterocycloalkyl groups, and which have at least one hetero atom in the cyclic ring,
such as, but not limited to, O, S, N, P, and combinations thereof. Examples of heterocycloalkyl
groups include, but are not limited to, those recited previously herein. The term
"heterocycloalkyl" as used herein, in accordance with some embodiments, also includes:
bridged ring polycyclic heterocycloalkyl groups, such as but not limited to, 7-oxabicyclo[2.2.1]heptanyl;
and fused ring polycyclic heterocycloalkyl groups, such as but not limited to, octahydrocyclopenta[b]pyranyl,
and octahydro-1H-isochromenyl.
[0055] The term "heteroaryl," as used herein, in accordance with some embodiments, includes
but is not limited to C
5-C
18 heteroaryl, such as but not limited to C
5-C
10 heteroaryl (including fused ring polycyclic heteroaryl groups) and means an aryl
group having at least one hetero atom in the aromatic ring, or in at least one aromatic
ring in the case of a fused ring polycyclic heteroaryl group. Examples of heteroaryl
groups include, but are not limited to, those recited previously herein.
[0056] As used herein, the term "fused ring polycyclic-aryl-alkyl group" and similar terms
such as, fused ring polycyclic-alkyl-aryl group, fused ring polycyclo-aryl-alkyl group,
and fused ring polycyclo-alkyl-aryl group means a fused ring polycyclic group that
includes at least one aryl ring and at least one cycloalkyl ring that are fused together
to form a fused ring structure. For purposes of non-limiting illustration, examples
of fused ring polycyclic-aryl-alkyl groups include, but are not limited to indenyl,
9H-flourenyl, cyclopentanaphthenyl, and indacenyl.
[0057] The term "aralkyl, " as used herein, and in accordance with some embodiments, includes
but is not limited to C
6-C
24 aralkyl, such as but not limited to C
6-C
10 aralkyl, and means an aryl group substituted with an alkyl group. Examples of aralkyl
groups include, but are not limited to, those recited previously herein.
[0058] The photochromic indeno fused phenanthrenopyran compounds according to the present
invention represented by Formula (I), and the various groups thereof are described
in further detail herein as follows.
[0059] With reference to Formula (I) and with some embodiments of the present invention,
R
2 is selected from, hydrogen; fluoro; chloro; bromo; linear or branched C
1-C
10 alkyl; linear or branched C
1-C
10 perhaloalkyl; -OR
a; where each R
a is independently selected from hydrogen, linear or branched C
1-C
10 alkyl, and linear or branched C
1-C
10 perhaloalkyl.
[0060] With some additional embodiments of the present invention, and with reference to
Formula (I), R
2 is selected from, hydrogen; fluoro; chloro; bromo; linear or branched C
1-C
6 alkyl; linear or branched C
1-C
6 perhaloalkyl; -OR
a; where each R
a is independently selected from hydrogen, linear or branched C
1-C
6 alkyl, and linear or branched C
1-C
6 perhaloalkyl.
[0061] With reference to Formula (I), and with some embodiments of the present invention,
R
6 and R
7 are each independently selected from, hydrogen; fluoro; chloro; bromo; the lengthening
group L
1; -OR
c; where each R
c is independently selected from hydrogen, the lengthening group L
2, and linear or branched C
1-C
10 alkyl.
[0062] With further reference to Formula (I), and with some further embodiments of the present
invention, R
6 and R
7 are each independently selected from, hydrogen; fluoro; chloro; bromo; lengthening
group L
1; -OR
c; where each R
c is independently selected from hydrogen, the lengthening group L
2, and linear or branched C
1-C
6 alkyl.
[0063] In accordance with some embodiments of the present invention and with reference to
Figure (I), R
1 independently for each n, and R
3 independently for each m, are each independently selected from, (1) hydrogen; (2)
cyano; (3) halogen selected from fluoro, chloro, and bromo; (4) linear or branched
C
1-C
10 alkyl; (5) linear or branched C
1-C
10 perhaloalkyl; (6) C
3-C
7 cycloalkyl.
[0064] In accordance with some further embodiments of the present invention and with further
reference to Figure (I), R
1 independently for each n, and R
3 independently for each m, are each independently selected from: (1) hydrogen; (2)
cyano; (3) linear or branched C
1-C
6 alkyl; (4) C
3-C
6 cycloalkyl; (5) linear or branched C
1-C
8 perhaloalkyl; and (6) fluoro, chloro, and bromo.
[0065] With reference to Formula (I), and with some embodiments of the present invention,
R
4 and R
5 are each independently selected from: hydrogen; linear or branched C
1-C
10 alkyl; linear or branched C
1-C
10 haloalkyl; and C
3-C
7 cycloalkyl.
[0066] With further reference to Formula (I), and with some further embodiments of the present
invention, R
4 and R
5 are each independently selected from: hydrogen; linear or branched C
1-C
8 alkyl; linear or branched C
1-C
8 haloalkyl; and C
3-C
6 cycloalkyl.
[0067] With reference to Formula (I), and with some embodiments of the present invention,
B and B' are in each case independently selected from: a substituted phenyl; a substituted
aryl; ; an unsubstituted, mono-, di-, or tri-substituted phenyl or aryl group;.
[0068] In accordance with the present invention, B and B', of Formula (I), are in each case
independently selected from: unsubstituted aryl; aryl substituted with linear or branched
C
1-C
6 alkoxy; aryl substituted with linear or branched C
1-C
6 perhaloalkyl; aryl substituted with morpholino; and aryl substituted with piperidino.
[0069] With some additional embodiments of the present invention, B and B', of Formula (I),
are in each case independently selected from: unsubstituted phenyl; phenyl substituted
with linear or branched C
1-C
6 alkoxy; phenyl substituted with linear or branched C
1-C
6 perhaloalkyl; phenyl substituted with morpholino; and phenyl substituted with piperidino.
[0070] With some further embodiments of the present invention, for each lengthening group
L
1, and L
2 represented by Formula (II), (a) Q
1, Q
2, and Q
3 for each occurrence, are independently selected from unsubstituted aryl, substituted
aryl, unsubstituted cycloalkyl, and substituted cycloalkyl.
[0071] In accordance with some further embodiments, and independently for each group L
1, and L
2 represented by Formula (II), (b) each S
1, S
2, S
3, S
4, and S
5 is independently chosen for each occurrence from a spacer unit selected from (ii)
or (iii) as described as follows. Each S
1, S
2, S
3, S
4, and S
5 of Formula (II), with some embodiments, is independently chosen for each occurrence
from a spacer unit selected from, (ii) -N(Z)-, -C(Z)=C(Z)-, -C(Z)=N-, - C(Z')
2-C(Z')
2-, -N(Z)-C(Z')
2-, and a single bond, wherein Z for each occurrence is independently selected from
hydrogen, C
1-C
8 alkyl, C
3-C
6 cycloalkyl and aryl, and Z' for each occurrence is independently selected from C
1-C
8 alkyl, C
3-C
6 cycloalkyl and aryl. Each S
1, S
2, S
3, S
4, and S
5 of Formula (II), with some further embodiments, is independently chosen for each
occurrence from a spacer unit selected from, (iii) -O-, -C(=O)-, -C≡C-, - N=N-, and
straight-chain or branched C
1-C
12 alkylene residue, the C
1-C
12 alkylene residue being unsubstituted, mono-substituted by halogen, or poly-substituted
by halogen.
[0072] In accordance with some additional embodiments, independently for each group L
1, and L
2 represented by Formula (II), (c) P for each occurrence is independently selected
from hydrogenaryl, Ci-Cs alkyl, C
1-C
8 alkoxy.
[0073] In accordance with some further additional embodiments, independently for each group
L
1 and L
2 represented by Formula (II), (b) each S
1, S
2, S
3, S
4, and S
5 is independently chosen for each occurrence from a spacer unit selected from: (ii)
-N(Z)-, -C(Z)=C(Z)-, and a single bond, wherein Z for each occurrence is independently
selected from hydrogen, C
1-C
8 alkyl, C
3-C
6 cycloalkyl and aryl, and Z' for each occurrence is independently selected from C
1-C
8 alkyl, C
3-C
6 cycloalkyl and aryl; and (iii) -O-, -C(=O)-, -C≡C-, and straight-chain or branched
C
1-C
6 alkylene, the C
1-C
6 alkylene being unsubstituted, mono-substituted by halogen, or poly-substituted by
halogen.
[0074] In accordance with some additional further embodiments, independently for each group
L
1 and L
2 represented by Formula (II), (c) P for each occurrence is independently selected
from hydrogen and aryl.
[0075] With the photochromic compounds in accordance with some embodiments of the present
invention, and with reference to Formula (I), at least one of R
6 and R
7 is selected from lengthening group L
1, or -OR
c, where R
c is lengthening group L
2.
[0076] With reference to Formula (I), with the photochromic compounds according to some
embodiments of the present invention, R
6 and R
7 are each independently selected from lengthening group L
1 and -OR
c, where R
c is lengthening group L
2.
[0077] With further reference to Formula (I), with the photochromic compounds according
to some embodiments of the present invention: R
6 is selected from lengthening group L
1 and -OR
c, where R
c is lengthening group L
2; and R
7 is fluoro, chloro, or bromo.
[0078] With the photochromic compounds according to some embodiments of the present invention,
and with reference to Formula (I), R
3 at position-11 is selected from, halogen (such as fluoro, chloro, or bromo), -CN,
linear or branched C
1-C
8 perhaloalkyl and/or linear or branched C
1-C
8 perhaloalkyl.
[0079] With the photochromic compounds according to some embodiments of the present invention,
and with reference to Formula (I), R
3 at position-12 is lengthening group L
3.
[0080] With the photochromic compounds according to some further embodiments of the present
invention, and with reference to Formula (I), R
3 at position-11 is fluoro, chloro, or bromo.
[0081] Each lengthening group L
1 and L
2 of the photochromic compounds of the present invention, such as represented by Formula
(I), is in each case independently selected from, with some embodiments:
L(1) 4-[4-(4-butyl-cyclohexyl)-phenyl]-cyclohexyloxy

L(2) 4"-butyl-[1,1';4',1"]tercyclohexan-4-yloxy

L(3) 4-[4-(4-butyl-phenyl)-cyclohexyloxycarbonyl]-phenoxy

L(4) 4'-(4-butyl-benzoyloxy)-biphenyl-4-carbonyloxy

L(5) 4-(4-pentyl-phenylazo)-phenylcarbamoyl

L(6) 4-(4-dimethylamino-phenylazo)-phenylcarbamoyl

L(7) {4-[5-(4-propyl-benzoyloxy)-pyrimidin-2-yl]-phenyl} ester

L(8) {4-[2-(4'-methyl-biphenyl-4-carbonyloxy)-1,2-diphenyl-ethoxycarbonyl]-phenyl}
ester

L(9) [4-(1,2-diphenyl-2-{3-[4-(4-propyl-benzoyloxy)-phenyl]-acryloyloxy}-ethoxycarbonyl)-phenyl]
ester

L(10) 4-[4-(4-{4-[3-(6-{4-[4-(4-nonyl-benzoyloxy)-phenoxycarbonyl]-phenoxy}-hexyloxycarbonyl)-propionyloxy]-benzoyloxy}-benzoyloxy)-phenyl]-piperazin-1-yl

L(11) {4-[4-(4-{4-[4-(4-nonyl-benzoyloxy)-benzoyloxy]-benzoyloxy}-benzoyloxy)-phenyl]-piperazin-1-yl}

L(12) 4-(4'-propyl-biphenyl-4-ylethynyl)-phenyl

L(13) 4-(4-fluoro-phenoxycarbonyloxy)-piperidin-1-yl

L(14) 2-[17-(1,5-dimethyl-hexyl)-10,13-dimethyl-2,3,4,7,8,9,10,11,12,13,14,15,16,17-tetradecahydro-1H-cyclopenta[a]phenanthren-3-yloxy]-indan-5-yl

L(15) 4-[17-(1,5-dimethyl-hexyl)-10,13-dimethyl-2,3,4,7,8,9,10,11,12,13,14,15,16,17-tetradecahydro-1H-cyclopenta[a]phenanthren-3-yloxycarbonyloxy]-piperidin-1-yl

L(16) 4-(biphenyl-4-carbonyloxy)-piperidin-1-yl

L(17) 4-(naphthalene-2-carbonyloxy)-piperidin-1-yl

L(18) 4-(4-phenylcarbamoyl-phenylcarbamoyl)-piperidin-1-yl

L(19) 4-(4-(4-phenylpiperidin-1 -yl)-benzoyloxy)-piperidin-1 -yl

L(20) 4-butyl-[1,1';4',1"]terphenyl-4-yl

L(21) 4-(4-pentadecafluoroheptyloxy-phenylcarbamoyl)-benzyloxy

L(22) 4-(4-{4-[17-(1,5-dimethyl-hexyl)-10,13-dimethyl-2,3,4,7,8,9,10,11,12,13,14,15,16,17-tetradecahydro-1H-cyclopenta[a]phenanthren-3-yloxycarbonyloxy]-benzoyloxy}-phenoxycarbonyl)-phenoxymethyl

L(23) 4-[4-(4-cyclohexyl-phenylcarbamoyl)-benzyloxy]-piperidin-1-yl

L(24) 4-[4-(4-cyclohexyl-phenylcarbamoyl)-benzoyloxy]-piperidin-1-yl

L(25) N-{4-[(4-pentyl-benzylidene)-amino]-phenyl}-acetamidyl

L(26) 4-(3-piperidin-4-yl-propyl)-piperidin-1-yl

L(27) 4-(4-hexyloxy-benzoyloxy)-piperidin-1-yl]

L(28) 4-(4'-hexyloxy-biphenyl-4-carbonyloxy)-piperidin-1-yl

L(29) 4-(4-butyl-phenylcarbamoyl)-piperidin-1-yl

L(30a) 1-methyl-4-((4'-(((1-methylpiperidin-4-yl)oxy)carbonyl)-[1,1'-biphenyl]-4-carbonyl)oxy)piperidin-1-yl

L(30b) bis(1-yl-piperidin-4-yl) [1,1'-biphenyl]-4,4'-dicarboxylate

L(31) 4-(4-(9-(4-butylphenyl)-2,4,8,10-tetraoxaspiro[5.5]undec-3-yl)phenyl)piperazin-1-yl

L(32) 4-(6-(4-butylphenyl)carbonyloxy-(4,8-dioxabicyclo[3.3.0]oct-2-yl))oxycarbonyl)phenyl

L(33) 1-{4-[5-(4-butyl-phenyl)-[1,3]dioxan-2-yl]-phenyl}-4-methyl-piperazin-1-yl

L(34) 4-(7-(4-propylphenylcarbonyloxy)bicyclo[3.3.0]oct-2-yl)oxycarbonyl)phenyl

L(35) 4-[17-(1,5-dimethyl-hexyl)-10,13-dimethyl-2,3,4,7,8,9,10,11,12,13,14,15,16,17-tetradecahydro-1H-cyclopenta[a]phenanthren-3-yloxycarbonyloxy

L(a)

L(b)

L(c)

L(d)

L(e)

L(f)

L(g)

L(h)

L(i)

L(j)

L(k)

L(l)

L(m)

L(n)

L(o)

L(p)

L(q)

L(r)

L(s)

L(t)

L(u)

L(v)

L(w)

L(x)

L(y)

L(z)

L(aa)

L(ab)

L(ac)

L(ad)

L-DC-(a) (4-trans-(4-pentylcyclohexyl)benzamido)phenyl,
L-DC-(b) (4-(4-trans-(4-pentylcyclohexyl)phenoxy)carbonyl) phenyl,
L-DC-(c) 4-(4-(4-trans-(4-pentylcyclohexyl)phenyl)benzamido) phenyl,
L-DC-(d) 4-((trans-(4'-pentyl-[1,1'-bi(cyclohexan)]-4-yl)oxy)carbonyl)phenyl,
L-DC-(e) 4-(4'-(4-pentylcyclohexyl)-[1,1'-biphenyl]-4-ylcarboxamido)phenyl,
L-DC-(f) 4-((4'-(4-pentylcyclohexyl)-[1,1'-biphenyl]-4-carbonyl)oxy)benzamido,
L-DC-(g) 4-(4'-(4-pentylcyclohexyl)-[1,1'-biphenyl]-4-carbonyl)piperazin-1-yl,
L-DC-(h) 4-(4-(4-trans-(4-pentylcyclohexyl) phenyl)benzamido)-2-(trifluoromethyl)phenyl,
L-DC-(i) 2-methyl-4-trans-(4-((4'-trans-(4-pentylcyclohexyl)biphenyl-4-yloxy)carbonyl)cyclohexanecarboxamido)phenyl,
L-DC-(j) 4'-(4'-pentylbi(cyclohexane-4-)carbonyloxy)biphenylcarbonyloxy,
L-DC-(k) 4-(((3S,8S,9S,10R,13R,14S,17R)-10,13-dimethyl-17-((R)-6-methylheptan-2-yl)-2,3,4,7,8,9,10,11,12,13,14,15,16,17-tetradecahydro-1H-cyclopenta[a]phenanthren-3-yloxy)carbonyl)piperazin-1-yl,
and
L-DC-(l) 4-((S)-2-methylbutoxy)phenyl)-10-(4-(((3R,3aS,6S,6aS)-6-(4'-trans-(4-pentylcyclohexyl)biphenylcarbonyloxy)hexahydrofuro[3,2-b]furan-3-yloxy)carbonyl)phenyl.
[0082] In accordance with some embodiments of the present invention, with -OR
c where R
c is lengthening group L
2, the bond between -O and lengthening group L
2 is free of two heteroatoms linked to each other.
[0083] In accordance with some embodiments, the photochromic compounds of the present invention,
such as represented by Formula (I), after formation thereof, can be subjected to one
or more additional chemical reactions for purposes of modifying at least one of R
1, R
3, R
6, and R
7, so as to be converted to or to be substituted with a lengthening group L
1 or L
2, as the case may be, and in each case as described previously herein with reference
to Formula (II). Examples of additional chemical reactions that the photochromic compound(s)
represented by Formula (I) can be subjected to include, but are not limited to, palladium-catalyzed
cross couplings, etherifications, esterifications, amidations, and condensations.
[0084] Also disclosed herein (not forming part of the invention as defined in the claims)
is a photochromic compound represented by the following Formula (III),
Formula (III) L
y-(PC)
n'
[0085] With reference to Formula (III), n' is at least 2, such as from 2 to 100, or from
2 to 50, or from 2 to 25, or from 2 to 20, or from 2 to 15, or from 2 to 10, or from
2 to 8, or from 2 to 5, or from 2 to 4, or 2 or 3, in each case inclusive of the recited
values.
[0086] With further reference to Formula (III), the PC group or moiety, independently for
each n', is a residue of a photochromic compound according to the present invention
as represented by Formula (I), and as described previously herein.
[0087] With additional reference to Formula (III), L
y is a multivalent linking group selected from: (i) a first multivalent compound that
is a multivalent polymer; and (ii) a second multivalent compound that is different
than the first multivalent compound, the second multivalent compound being non-polymeric
and comprising a residue selected from, a residue of a polyisocyanate, a residue of
a polyol, a residue of a polycarboxylic acid, a residue of a polycarbonate functional
material, and combinations thereof. As used herein, the term "non-polymeric" with
regard to the second multivalent compound, from which L
y of Formula (III) can be selected, means it is free of repeating monomer units (or
repeating monomer residues).
[0088] In accordance with some embodiments, and with further reference to Formula (III),
the multivalent polymer of the first multivalent compound, from which L
y can be selected, is selected from multivalent polyurethane, multivalent polyester,
multivalent polyether, multivalent poly(meth)acrylate, multivalent polyvinylalcohol,
multivalent polycarbonate, multivalent polysiloxane, and multivalent cyclic polysiloxane.
The multivalent polymers from which L
y can be selected can be prepared in accordance with art-recognized methods from art-recognized
materials including, but not limited to, art-recognized monomers. With some embodiments,
(a) at least some of the monomers from which the polymer is prepared (and of which
L
y is a residue) have covalently bonded thereto one or more photochromic compounds according
to the present invention; and/or (b) the resulting polymer (of which L
y is a residue) is subsequently modified to include photochromic compounds according
to the present invention bonded thereto. The multivalent polymers from which L
y can be selected can, with some embodiments, have any suitable backbone architecture,
such as but not limited to, alternating backbone architecture, block backbone architecture,
random backbone architecture, and combinations thereof. The multivalent polymers from
which L
y can be selected can, with some further embodiments, have any suitable macro polymer
architecture, such as but not limited to, linear polymer architecture, branched polymer
architecture, comb polymer architecture, star polymer architecture, dendritic polymer
architecture, and combinations thereof.
[0089] Classes of polyisocyanates that can be a residue of the second multivalent compound,
from which L
y of Formula (III) can be selected, include, but are not limited to, aliphatic polyisocyanates,
aromatic polyisocyanates, cycloaliphatic polyisocyanates, and heterocyclic polyisocyanates,
in each case having at least 2 isocyanate groups, dimers of such polyisocyanates,
trimers of such polyisocyanates, and mixtures of such polyisocyanates. Examples of
polyisocyanates that can be a residue of the second multivalent compound, from which
L
y of Formula (III) can be selected, include, but are not limited to, toluene-2,4-diisocyanate;
toluene-2,6-diisocyanate; diphenyl methane-4,4'-diisocyanate; diphenyl methane-2,4'-diisocyanate;
para-phenylene diisocyanate; biphenyl diisocyanate; 3,3'-dimethyl-4,4'-diphenylene
diisocyanate; tetramethylene-1,4-diisocyanate; hexamethylene-1,6-diisocyanate; 2,2,4-trimethyl
hexane-1,6-diisocyanate; lysine methyl ester diisocyanate; bis(isocyanato ethyl)fumarate;
isophorone diisocyanate; ethylene diisocyanate; dodecane-1,12-diisocyanate; cyclobutane-1,3-diisocyanate;
cyclohexane-1,3-diisocyanate; cyclohexane-1,4-diisocyanate; methyl cyclohexyl diisocyanate;
hexahydrotoluene-2,4-diisocyanate; hexahydrotoluene-2,6-diisocyanate; hexahydrophenylene-1,3-diisocyanate;
hexahydrophenylene-1,4-diisocyanate; perhydrodiphenylmethane-2,4'-diisocyanate; perhydrodiphenylmethane-4,4'-diisocyanate,
dimers thereof, trimers thereof, and mixtures thereof.
[0090] Classes of polyols that can be a residue of the second multivalent compound, from
which L
y of Formula (III) can be selected, include, but are not limited to, aliphatic polyols,
aromatic polyols, cycloaliphatic polyols, and heterocyclic polyols, in each case having
at least 2 hydroxyl groups. Examples of polyols that can be a residue of the second
multivalent compound, from which L
y of Formula (III) can be selected, include, but are not limited to, trimethylolpropane,
di(trimethylolpropane), trimethylolethane, di(trimethylolethane), trishydroxyethylisocyanurate,
pentaerythritol, di(pentaerythritol) ethylene glycol, propylene glycol, trimethylene
glycol, butanediol, heptanediol, hexanediol, octanediol, 4,4'-(propane-2,2-diyl)dicyclohexanol,
4,4'-methylenedicyclohexanol, neopentyl glycol, 2,2,3-trimethylpentane-1,3-diol, 1,4-dimethylolcyclohexane,
2,2,4-trimethylpentane diol, 4,4'-(propane-2,2-diyl)diphenol, and 4,4'-methylenediphenol.
[0091] Classes of polycarboxylic acids that can be a residue of the second multivalent compound,
from which L
y of Formula (III) can be selected, include, but are not limited to, aliphatic polycarboxylic
acids, aromatic polycarboxylic acids, cycloaliphatic polycarboxylic acids, and heterocyclic
polycarboxylic acids, in each case having at least 2 carboxylic acid groups and/or
carboxylic acid ester groups. Examples of polycarboxylic acids that can be a residue
of the second multivalent compound, from which L
y of Formula (III) can be selected, include, but are not limited to, benzene-1,2,4-tricarboxylic
acid, phthalic acid, tetrahydrophthalic acid, hexahydrophthalic acid, endobicyclo-2,2,1,5-heptyne-2,3-dicarboxylic
acid, tetrachlorophthalic acid, cyclohexanedioic acid, succinic acid, isophthalic
acid, terephthalic acid, azelaic acid, maleic acid, trimesic acid, 3,6-dichlorophthalic
acid, adipic acid, sebacic acid, and like multifunctional carboxylic acids.
[0092] Classes of polycarbonate functional materials / compounds that can be a residue of
the second multivalent compound, from which L
y of Formula (III) can be selected, include, but are not limited to, aliphatic polycarbonate
functional compounds, aromatic polycarbonate functional compounds, cycloaliphatic
polycarbonate functional compounds, and heterocyclic polycarbonate functional compounds,
in each case having at least 2 cyclic carbonate groups. The polycarbonate functional
compounds can be prepared in accordance with art-recognized methods. In accordance
with some embodiments, the polycarbonate functional compounds are prepared by heating
oxirane functional precursor materials in the presence of carbon dioxide and an appropriate
catalyst, such as a tetraalkyl ammonium iodide and/or tetraalkyl ammonium bromide,
for example, tetrabutylammonium iodide and/or tetrabutylammonium bromide. In accordance
with some further embodiments, the oxirane functional precursor material is prepared
by reacting one more of a polyol with at least two moles of epichlorohydrin, so as
to convert at least two of the hydroxyl groups of the polyol to oxirane functional
groups. The polyol can, with some embodiments, be selected from those classes and
examples of polyols as recited previously herein with regard to L
y.
[0093] With some embodiments, the photochromic compounds of the present invention, described
with reference to Formula (I), can each be used alone, or in combination with one
or more other photochromic compounds. For example, the photochromic compounds of the
present invention can be used in conjunction with one or more other photochromic compounds
having activated absorption maxima within the range of 300 to 1000 nanometers. Further,
the photochromic compounds according to the present invention can be used in conjunction
with one or more complementary conventional polymerizable or compatiblized photochromic
compounds, such as for example, those disclosed in
U.S. Patent Nos. 6,113,814 (at col. 2, line 39 to col. 8, line 41), and
6,555,028 (at col. 2, line 65 to col. 12, line 56).
[0094] The photochromic compounds of the present invention can be used in combination with
a mixture of other photochromic compounds. For example, although not limiting herein,
mixtures of photochromic compounds can be used to attain certain activated colors,
such as a near neutral gray or near neutral brown. See, for example,
U.S. Patent No. 5,645,767, col. 12, line 66 to col. 13, line 19, which describes the parameters that define
neutral gray and brown colors.
[0095] Examples of classes of other photochromic compounds that can be used in combination
with the photochromic compounds of the present invention, include, but are not limited
to, indeno-fused naphthopyrans, naphtho[1,2-b]pyrans, naphtho[2,1-b]pyrans, spirofluoroeno[1,2-b]pyrans,
phenanthrenopyrans, quinolinopyrans, fluoroanthenopyrans, spiropyrans, benzoxazines,
naphthoxazines, spiro(indoline)naphthoxazines, spiro(indoline)pyridobenzoxazines,
spiro(indoline)fluoranthenoxazines, spiro(indoline)quinoxazines, fulgides, fulgimides,
diarylethenes, diarylalkylethenes, diarylalkenylethenes, thermally reversible photochromic
compounds, and non-thermally reversible photochromic compounds, and mixtures thereof.
[0096] Non-limiting examples of photochromic pyrans that can be used in combination with
the photochromic compounds of the present invention, include, but are not limited
to, benzopyrans, naphthopyrans, e.g., naphtho[1,2-b]pyrans, naphtho[2,1-b]pyrans,
indeno-fused naphthopyrans, such as those disclosed in
U.S. Patent 5,645,767, and heterocyclic-fused naphthopyrans, such as those disclosed in
U.S. Patent Nos. 5,723,072, 5,698,141, 6,153,126, and
6,022,497; spiro-9-fluoreno[1,2-b]pyrans; phenanthrenopyrans; quinopyrans; fluoroanthenopyrans;
spiropyrans, e.g., spiro(benzindoline)naphthopyrans, spiro(indoline)benzopyrans, spiro(indoline)naphthopyrans,
spiro(indoline)quinopyrans and spiro(indoline)pyrans. Further examples of naphthopyrans
and complementary organic photochromic compounds are described in
U.S. Patent 5,658,501. Spiro(indoline)pyrans are also described in the text,
Techniques in Chemistry, Volume III, "Photochromism", Chapter 3, Glenn H. Brown, Editor,
John Wiley and Sons, Inc., New York, 1971.
[0097] Non-limiting examples of photochromic oxazines that can be used in combination with
the photochromic compounds of the present invention, include, but are not limited
to, benzoxazines, naphthoxazines, and spiro-oxazines, e.g., spiro(indoline)naphthoxazines,
spiro(indoline)pyridobenzoxazines, spiro(benzindoline)pyridobenzoxazines, spiro(benzindoline)naphthoxazines,
spiro(indoline)benzoxazines, spiro(indoline)fluoranthenoxazine, and spiro(indoline)quinoxazine.
Non-limiting examples of photochromic fulgides that can be used in combination with
the photochromic compounds of the present invention, include, but are not limited
to: fulgimides, and the 3-furyl and 3-thienyl fulgides and fulgimides, which are disclosed
in
U.S. Patent 4,931,220 and mixtures of any of the aforementioned photochromic materials/compounds.
[0098] Photochromic compounds according to the present invention can be prepared in accordance
with art-recognized methods. For purposes of non-limiting illustration and with reference
to FIG.'s 1(a) through 1(c) of the drawings, a general synthetic scheme, Scheme 1,
for the preparation of photochromic compounds according to the present invention is
described as follows. Further detailed descriptions of the preparation of photochromic
compounds of the present invention are provided further herein in the Examples. In
FIG.'s 1(a) through 1(c), the various groups, such as R
1, R
2, R
3, R
4, R
5, B, B', L
1, and L
2, and related subscripts, such as n and m, of the various intermediates, reactants,
and/or compounds depicted, are each as described previously herein, and/or represent
precursors of such groups.
[0099] With reference to FIG. 1(a), in a first step, an aryl ketone (101) is subjected to
an art-recognized Stobbe Condensation, that involves reaction of aryl ketone (101)
with dimethyl succinate (not shown) in the presence of potassium t-butoxide, which
results in the formation of intermediate (102). Intermediate (102) can next undergo
ring closure in acetic anhydride, followed by methanolysis (such as by reaction with
methanol in 12N HCl), which results in the formation of intermediate (103).
[0100] With reference to FIG. 1(b), intermediate (103) can be reacted with Grignard reagents
(such as R
4MgBr and R
5MgBr) under art-recognized Grignard reaction conditions, which results in the formation
of intermediate (104). Intermediate (104) can then be subjected to ring closure under
art-recognized conditions (such as under acidic conditions in the presence of a suitable
solvent, such as toluene), which results in the formation of intermediate (105). Intermediate
(105) can next be reacted with an R
1 substituted 2,5-dihydrofuran in the presence of lithium diisopropylamide (LDA) under
appropriate art-recognized conditions, such as in an ice-water bath, which results
in the formation of intermediate (106).
[0101] With reference to FIG. 1(c), intermediate (106) can next be subjected to reflux conditions
in 1,2-dichloroethane, in the presence of dodecylbenzenesulfonic acid (DBSA), which
results in the formation of intermediate (107). Intermediate (107) can next be reacted
with propargyl alcohol (108), under art-recognized conditions, which results in the
formation of intermediate (109), having a B/B' substituted 2H-pyran fused ring. With
some embodiments, intermediate (109) is representative of a photochromic compound
according to the present invention.
[0102] In accordance with some embodiments, intermediate (109) can be further modified so
as to include lengthening groups at positions 1 and/or 15 thereof. With further reference
to FIG. 1(c), intermediate (109) can be reacted with a hydroxy functional lengthening
group (110), under art-recognized condensation reaction conditions, which results
in the introduction of an ether linked lengthening group (-O-L
2) as position 1 thereof. In addition or alternatively to the introduction of an ether
linked lengthening group (-O-L
2), intermediate (109) can be reacted with a boron group modified lengthening group
(111) under art-recognized conditions (such as by way of a Suzuki reaction), which
results in the introduction of a lengthening group (-L
1) bonded to position 15 thereof. The R' and R" groups of the boron group (-B(R')(R"))
of the boron group modified lengthening group (111) can each independently be selected
from hydroxyl and alkyl ether (such as, linear or branched C1-C10 alkyl ether), with
some embodiments. Photochromic compound (112) of FIG. 1(c) has both an ether linked
lengthening group (-O-L
2) at position 1 thereof, and a lengthening group (-L
1) bonded to position 15 thereof. The "B" of the boron group (-B(R')(R")) of the boron
group modified lengthening group (111) of FIG. 1(c) represents a boron atom, and does
not correspond to or otherwise represent the B and B' groups of the photochromic compounds
of the present invention represented by Formula (I) and photochromic compound (112),
or the materials used in the preparation thereof, such as propargyl alcohol (108)
and intermediate (109) of FIG. 1(c).
[0103] In accordance with the present invention there is also provided a photochromic composition,
which includes at least one photochromic compound according to the present invention
represented by Formula (I), as described previously herein.
[0104] In accordance with some embodiments of the present invention, the photochromic composition
includes: (i) an organic material, in which the organic material is at least one of
a polymeric material, an oligomeric material, and/or a monomeric material; and (ii)
a photochromic compound according to the present invention, which is incorporated
into at least a portion of the organic material. The photochromic compound can be
incorporated into a portion of the organic material by methods including, but not
limited to, at least one of blending and/or bonding the photochromic compound with
the organic material or a precursor of the organic material. As used herein with reference
to the incorporation of photochromic compounds into an organic material, the terms
"blending" and "blended" mean that the photochromic compound/material is intermixed
or intermingled with the at least a portion of the organic material, but not bonded
to the organic material. Further, as used herein with reference to the incorporation
of photochromic compounds into an organic material, the terms "bonding" or "bonded"
mean that the photochromic compound/material is linked, such as by one or more covalent
bonds, to a portion of the organic material or a precursor thereof. For example, although
not limiting herein, the photochromic material can be linked to the organic material
through a reactive substituent.
[0105] In accordance with some embodiments of the present invention, when the organic material
is a polymeric material, the photochromic compound can be incorporated into at least
a portion of the polymeric material or at least a portion of the monomeric material
or oligomeric material from which the polymeric material is formed. For example, photochromic
compound(s) according to the present invention that have a reactive substituent can
be bonded to an organic material such as a monomer, oligomer, or polymer having a
group with which a reactive moiety may be reacted, or the reactive moiety can be reacted
as a co-monomer in the polymerization reaction from which the organic material is
formed, for example, in a co-polymerization process.
[0106] As discussed above, the photochromic compositions according to present invention
can include an organic material chosen from a polymeric material, an oligomeric material
and/or a monomeric material, with some embodiments. Examples of polymeric materials
that can be used with the photochromic compositions of the present invention include,
but are not limited to: polymers of bis(allyl carbonate) monomers; diethylene glycol
dimethacrylate monomers; diisopropenyl benzene monomers; ethoxylated bisphenol A dimethacrylate
monomers; ethylene glycol bismethacrylate monomers; poly(ethylene glycol) bismethacrylate
monomers; ethoxylated phenol bismethacrylate monomers; alkoxylated polyhydric alcohol
acrylate monomers, such as ethoxylated trimethylol propane triacrylate monomers; urethane
acrylate monomers; vinylbenzene monomers; and styrene. Further examples of suitable
polymeric materials include, but are not limited to, polymers of polyfunctional, e.g.,
mono-, di- or multi-functional, acrylate and/or methacrylate monomers; poly(C
1-C
12 alkyl methacrylates), such as poly(methyl methacrylate); poly(oxyalkylene)dimethacrylate;
poly(alkoxylated phenol methacrylates); cellulose acetate; cellulose triacetate; cellulose
acetate propionate; cellulose acetate butyrate; poly(vinyl acetate); poly(vinyl alcohol);
poly(vinyl chloride); poly(vinylidene chloride); polyurethanes; polythiourethanes;
thermoplastic polycarbonates; polyesters; poly(ethylene terephthalate); polystyrene;
poly(alpha-methylstyrene); copolymers of styrene and methyl methacrylate; copolymers
of styrene and acrylonitrile; polyvinylbutyral; and polymers of diallylidene pentaerythritol,
particularly copolymers with polyol (allyl carbonate) monomers, e.g., diethylene glycol
bis(allyl carbonate), and acrylate monomers, such as ethyl acrylate, butyl acrylate.
Also contemplated are copolymers of the aforementioned monomers, combinations, and
blends of the aforementioned polymers and copolymers with other polymers (e.g., to
form interpenetrating network products).
[0107] With some embodiments, transparency of the photochromic composition is desired, in
which case the organic material can be a transparent polymeric material. The polymeric
material can be, with some embodiments, an optically clear polymeric material prepared
from a thermoplastic polycarbonate resin, such as the resin derived from bisphenol
A and phosgene, which is sold under the trademark, LEXAN
®; a polyester, such as the material sold under the trademark, MYLAR
®; a poly(methyl methacrylate), such as the material sold under the trademark, PLEXIGLAS
®; and polymerizates of a polyol(allyl carbonate) monomer, especially diethylene glycol
bis(allyl carbonate), which monomer is sold under the trademark CR-39
®; and polyurea-polyurethane (polyurea urethane) polymers, which are prepared, for
example, by the reaction of a polyurethane oligomer and a diamine curing agent, a
composition for one such polymer being sold under the trademark TRIVEX
® by PPG Industries, Inc. Other non-limiting examples of suitable polymeric materials
include polymerizates of copolymers of a polyol (allyl carbonate), e.g., diethylene
glycol bis(allyl carbonate), with other copolymerizable monomeric materials, such
as, but not limited to: copolymers with vinyl acetate, copolymers with a polyurethane
having terminal diacrylate functionality, and copolymers with aliphatic urethanes,
the terminal portion of which contain allyl or acrylyl functional groups. Still other
suitable polymeric materials include, without limitation, poly(vinyl acetate), polyvinylbutyral,
polyurethane, polythiourethanes, polymers chosen from diethylene glycol dimethacrylate
monomers, diisopropenyl benzene monomers, ethoxylated bisphenol A dimethacrylate monomers,
ethylene glycol bismethacrylate monomers, poly(ethylene glycol) bismethacrylate monomers,
ethoxylated phenol bismethacrylate monomers and ethoxylated trimethylol propane triacrylate
monomers, cellulose acetate, cellulose propionate, cellulose butyrate, cellulose acetate
butyrate, polystyrene and copolymers of styrene with methyl methacrylate, vinyl acetate
and acrylonitrile. According to further embodiments, the polymeric material can be
an optical resin commercially available from PPG Industries, Inc. under the CR-designation,
such as CR-307, CR-407, and CR-607.
[0108] In accordance with some embodiments, the organic material can be a polymeric material
which is chosen from poly(carbonate), copolymers of ethylene and vinyl acetate; copolymers
of ethylene and vinyl alcohol; copolymers of ethylene, vinyl acetate, and vinyl alcohol
(such as those that result from the partial saponification of copolymers of ethylene
and vinyl acetate); cellulose acetate butyrate; poly(urethane); poly(acrylate); poly(methacrylate);
epoxies; aminoplast functional polymers; poly(anhydride); poly(urea urethane); N-alkoxymethyl(meth)acrylamide
functional polymers; poly(siloxane); poly(silane); and combinations and mixtures thereof.
[0109] With some further embodiments, the photochromic composition of the present invention
further includes at least one of, a complementary photochromic material (including
one or more of those other photochromic materials and compounds described previously
herein), a photoinitiator, a thermal initiator, a polymerization inhibitor, a solvent,
a light stabilizer, a heat stabilizer, a mold release agent, a rheology control agent,
a leveling agent, a free radical scavenger, and/or an adhesion promoter.
[0110] In accordance with some embodiments, the photochromic composition according to the
present invention is a photochromic coating composition. Photochromic coating compositions
according to some embodiments of the present invention include: a photochromic material
according to the present invention as described previously herein with regard to Formula
(I); a resin composition that is optionally curable; and optionally a solvent. The
photochromic coating composition can be in the form of art-recognized liquid coatings
and powder coatings. The photochromic coating compositions of the present invention
can be thermoplastic or thermosetting coating compositions. In an embodiment, the
photochromic coating composition is a curable or thermosetting coating composition.
[0111] The curable resin composition of the curable photochromic coating compositions according
to some embodiments of the present invention include: a first reactant (or component)
having functional groups, e.g., an epoxide functional polymer reactant; and a second
reactant (or component) that is a crosslinking agent having functional groups that
are reactive towards and that can form covalent bonds with the functional groups of
the first reactant. The first and second reactants of the curable resin composition
of the curable photochromic coating composition can each independently include one
or more functional species, and are each present in amounts sufficient to provide
cured photochromic coatings having a desirable combination of physical properties,
e.g., smoothness, optical clarity, solvent resistance, and hardness.
[0112] Examples of curable resin compositions that can be used with the curable photochromic
coating compositions according to the present invention include, but are not limited
to: curable resin compositions including epoxide functional polymer (e.g., (meth)acrylic
polymers containing residues of glycidyl (meth)acrylate and epoxide reactive crosslinking
agent (e.g., containing active hydrogens, such as hydroxyls, thiols and amines); and
curable resin compositions including hydroxy functional polymer and capped (or blocked)
isocyanate functional crosslinking agent.
[0113] With some embodiments, the curable resin composition of the photochromic coating
composition of the present invention is a curable urethane (or polyurethane) resin
composition. Curable urethane resin compositions useful in the photochromic coating
compositions of the present invention typically include: an active hydrogen functional
polymer, such as a hydroxy functional polymer; and a capped (or blocked) isocyanate
functional crosslinking agent. Hydroxy functional polymers that can be used in such
compositions include, but are not limited to, art-recognized hydroxy functional vinyl
polymers, hydroxy functional polyesters, hydroxy functional polyurethanes and mixtures
thereof.
[0114] Vinyl polymers having hydroxy functionality can be prepared by free radical polymerization
methods that are known to those of ordinary skill in the art. In an embodiment of
the present invention, the hydroxy functional vinyl polymer is prepared from a majority
of (meth)acrylate monomers and is referred to herein as a "hydroxy functional (meth)acrylic
polymer."
[0115] Hydroxy functional polyesters useful in curable photochromic coating compositions
comprising capped isocyanate functional crosslinking agent can be prepared by art-recognized
methods. Typically, diols and dicarboxylic acids or diesters of dicarboxylic acids
are reacted in a proportion such that the molar equivalents of hydroxy groups is greater
than that of carboxylic acid groups (or esters of carboxylic acid groups) with the
concurrent removal of water or alcohols from the reaction medium.
[0116] Hydroxy functional urethanes can be prepared by art-recognized methods, for example,
as previously described herein. Typically one or more difunctional isocyanates are
reacted with one or more materials having two active hydrogen groups (e.g., diols
or dithiols), such that the ratio of active hydrogen groups to isocyanate groups is
greater than 1, as is known to the skilled artisan.
[0117] By "capped (or blocked) isocyanate crosslinking agent" is meant a crosslinking agent
having two or more capped isocyanate groups that can decap (or deblock) under cure
conditions, e.g., at elevated temperature, to form free isocyanate groups and free
capping groups. The free isocyanate groups formed by decapping of the crosslinking
agent are preferably capable of reacting and forming substantially permanent covalent
bonds with the active hydrogen groups of the active hydrogen functional polymer (e.g.,
with the hydroxy groups of a hydroxy functional polymer).
[0118] It is desirable that the capping group of the capped isocyanate crosslinking agent
not adversely affect the curable photochromic coating composition upon decapping from
the isocyanate (i.e., when it becomes a free capping group). For example, it is desirable
that the free capping group neither become trapped in the cured film as gas bubbles
nor excessively plasticize the cured film. Capping groups useful in the present invention
preferably have the characteristics of being nonfugitive or capable of escaping substantially
from the forming coating prior to its vitrification. Typically, the free capping groups
escape substantially from the forming (e.g., curing) coating prior to its vitrification.
[0119] Classes of capping groups of the capped isocyanate crosslinking agent can be selected
from: hydroxy functional compounds, e.g., linear or branched C
2-C
8 alcohols, ethylene glycol butyl ether, phenol and p-hydroxy methylbenzoate; 1H-azoles,
e.g., 1H-1,2,4-triazole and 1H-2,5-dimethyl pyrazole; lactams, e.g., e-caprolactam
and 2-pyrolidinone; ketoximes, e.g., 2-propanone oxime and 2-butanone oxime. Other
suitable capping groups include, morpholine, 3-aminopropyl morpholine and N-hydroxy
phthalimide.
[0120] The isocyanate or mixture of isocyanates of the capped isocyanate crosslinking agent
has two or more isocyanate groups (e.g., 3 or 4 isocyanate groups). Examples of suitable
isocyanates that can be used to prepare the capped isocyanate crosslinking agent include,
monomeric diisocyanates, e.g., α, α'-xylylene diisocyanate, α, α, α', α'-tetramethylxylylene
diisocyanate and 1-isocyanato-3-isocyanatomethyl-3,5,5-trimethylcyclohexane (isophorone
diisocyanate or IPDI), and dimers and trimers of monomeric diisocyanates containing
isocyanurate, uretidino, biruet or allophanate linkages, e.g., the trimer of IPDI.
[0121] The capped isocyanate crosslinking agent can also be selected from oligomeric capped
isocyanate functional adducts. As used herein, by "oligomeric capped polyisocyanate
functional adduct" is meant a material that is substantially free of polymeric chain
extension. Oligomeric capped polyisocyanate functional adducts can be prepared by
art-recognized methods from, for example, a compound containing three or more active
hydrogen groups, e.g., trimethylolpropane (TMP), and an isocyanate monomer, e.g.,
1-isocyanato-3,3,5-trimethyl-5-isocyanatomethylcyclohexane (IPDI), in a molar ratio
of 1:3, respectively. In the case of TMP and IPDI, by employing art-recognized starved
feed and/or dilute solution synthesis techniques, an oligomeric adduct having an average
isocyanate functionality of 3 can be prepared (e.g., "TMP-3IPDI"). The three free
isocyanate groups per TMP-3IPDI adduct are then capped with a capping group, e.g.,
a linear or branched C
2-C
8 alcohol.
[0122] To catalyze the reaction between the isocyanate groups of the capped polyisocyanate
crosslinking agent and the hydroxy groups of the hydroxy functional polymer, one or
more catalysts are typically present in the curable photochromic coating composition
in amounts of from, for example, 0.1 to 5 percent by weight, based on total resin
solids of the composition. Classes of useful catalysts include but are not limited
to, metal compounds, in particular, organic tin compounds, e.g., tin(II) octanoate
and dibutyltin(IV) dilaurate, and tertiary amines, e.g., diazabicyclo[2.2.2]octane.
[0123] Curable photochromic coating compositions according to the present invention, which
include hydroxy functional polymer and capped isocyanate functional crosslinking agent,
typically have present therein hydroxy functional polymer in an amount of from 55
percent to 95 percent by weight, based on total resin solids weight of the composition,
e.g., from 75 percent to 90 percent by weight, based on total resin solids weight
of the composition. The capped isocyanate functional crosslinking agent is typically
present in the curable resin composition in an amount corresponding to the balance
of these recited ranges, i.e., 5 to 45, particularly 10 to 25, percent by weight.
[0124] With the curable urethane resin compositions of the curable photochromic coating
compositions of the present invention, the equivalent ratio of isocyanate equivalents
in the capped isocyanate crosslinking agent to hydroxy equivalents in the hydroxy
functional polymer is typically within the range of 1:3 to 3:1, e.g., 1:2 to 2:1.
While equivalent ratios outside of this range can be employed, they are generally
less desirable due to performance deficiencies in cured photochromic films obtained
therefrom. Curable photochromic coating compositions according to the present invention
that include hydroxy functional polymer and capped isocyanate functional crosslinking
agent are typically cured at a temperature of from 120°C to 190°C over a period of
from 10 to 60 minutes.
[0125] Photochromic coating compositions according to the present invention can, with some
embodiments, optionally further include a solvent. Examples of suitable solvents include,
but art not limited to, acetates, alcohols, ketones, glycols, ethers, aliphatics,
cycloaliphatics and aromatics. Examples of acetates include, but are not limited to,
ethyl acetate, butyl acetate, and glycol acetate. Examples of ketones include, but
are not limited to, methyl ethyl ketone and methyl-N-amyl ketone. Examples of aromatics
include, but are not limited to, are toluene, naphthalene and xylene. In an embodiment,
one or more solvents are added to each of the first reactant and the second reactant.
Suitable solvent blends can include, for example, one or more acetates, propanol and
its derivatives, one or more ketones, one or more alcohols and/or one or more aromatics.
If present, the solvent is typically present in an amount of from 5 to 60 percent
by weight, or 5 to 40 percent by weight, or 10 to 25 percent by weight, based on the
total weight of the photochromic coating composition (inclusive of the solvent weight).
[0126] Curable photochromic coating compositions according to the present invention can,
with some embodiments, optionally contain additives such as waxes for flow and wetting,
flow control agents, e.g., poly(2-ethylhexyl)acrylate, adjuvant resin to modify and
optimize coating properties, antioxidants and ultraviolet (UV) light absorbers. Examples
of useful antioxidants and UV light absorbers include those available commercially
from Ciba-Geigy under the trademarks IRGANOX and TINUVIN. These optional additives,
when used, are typically present in amounts up to 20 percent by weight (e.g., from
0.5 to 10 percent by weight), based on total weight of resin solids of the curable
resin composition.
[0127] Photochromic compositions, photochromic articles and photochromic coating compositions
according to the present invention can, with some embodiments, further include art-recognized
additives that aid or assist in the processing and/or performance of the compositions
or articles. Non-limiting examples of such additives include photoinitiators, thermal
initiators, polymerization inhibitors, solvents, light stabilizers (such as, but not
limited to, ultraviolet light absorbers and light stabilizers, such as hindered amine
light stabilizers (HALS)), heat stabilizers, mold release agents, rheology control
agents, leveling agents (such as, but not limited to, surfactants), free radical scavengers,
adhesion promoters (such as hexanediol diacrylate and coupling agents), and combinations
and mixtures thereof.
[0128] The photochromic compounds of the present invention can be used in amounts (or ratios)
such that the compositions, organic material or substrate (e.g., photochromic articles
and photochromic coatings) into which the photochromic compounds are incorporated
or otherwise connected exhibits desired optical properties. With some embodiments,
the amount and types of photochromic material can be selected such that the composition,
organic material or substrate is clear or colorless when the photochromic compound
is in the closed-form (e.g., in the bleached or unactivated state), and can exhibit
a desired resultant color when the photochromic compound (such as a photochromic indeno-fused
phenanthrenopyran of the present invention) is in the open-form (e.g., when activated
by actinic radiation). The precise amount of the photochromic material that is utilized
in the various photochromic compositions and articles described herein is not critical
provided that a sufficient amount is used to produce the desired effect. The particular
amount of the photochromic material used can depend on a variety of factors, such
as but not limited to, the absorption characteristics of the photochromic compound,
the color and intensity of the color desired upon activation, and the method used
to incorporate or connect the photochromic material to the substrate. Photochromic
compositions according to some embodiments of the present invention can include the
photochromic material according to the present invention, including the compounds
represented by Formula (I), in an amount of from 0.01 to 40 weight percent, or from
0.05 to 15, or from 0.1 to 5 weight percent, based on the weight of the photochromic
composition. For purposes of further non-limiting illustration, the amount of the
photochromic compound/material including the compounds represented by Formula (I)
that is incorporated into an organic material can range from 0.01 to 40 weight percent,
or from 0.05 to 15, or from 0.1 to 5 weight percent, based on the weight of the organic
material. P52247EP_DESC new filed_111223. doc
[0129] The present disclosure also relates to photochromic articles that include one or
more photochromic compounds according to the present invention as represented by Formula
(I). The photochromic articles are, with some embodiments, prepared by art-recognized
methods, such as by imbibition methods, cast-in-place methods, coating methods, in-mold
coating methods, over-mold methods, and lamination methods.
[0130] With some embodiments, the photochromic articles are selected from ophthalmic articles,
display articles, windows, mirrors, and active liquid crystal cell articles, and passive
liquid crystal cell articles.
[0131] In accordance with some further embodiments, the photochromic articles of the present
disclosure are ophthalmic articles, and the ophthalmic articles are selected from
corrective lenses, non-corrective lenses, contact lenses, intra-ocular lenses, magnifying
lenses, protective lenses, and visors.
[0132] With some additional embodiments, the photochromic articles of the present disclosure
are display articles, and the display articles are selected from screens, monitors,
and security elements.
[0133] The present invention is more particularly described in the following examples, which
are intended as illustrative only, since numerous modifications and variations therein
will be apparent to those skilled in the art. Any part of the present disclosure which
does not fall under the scope of the claims, is provided only as reference.
EXAMPLES
[0134] The following examples are provided in Parts 1-4, which are briefly summarized as
follows. In Part 1 there are provided descriptions of the synthesis of photochromic
compounds according to the present invention and comparative photochromic compounds.
In Part 2 there is provided an evaluation of the photochromic performance of the photochromic
compounds of Examples 1-6, and 10, and Comparative Examples 16-20 (CE16-CE20). In
Parts 3 and 4 there is provided an evaluation of the photochromic-dichroic performance
of certain photochromic compounds according to the present invention and comparative
photochromic compounds, that in each case include one or more lengthening groups.
More particularly, in Part 3 there is provided an evaluation of liquid crystal cell
performance, and in Part 4 there is provided an evaluation of the photochromic performance
of aligned coating stacks.
Part 1: Synthesis of Photochromic Compounds According to the Present Invention and
Comparative Photochromic Compounds.
Example 1
[0135]

Step 1
[0136] Tribromobenzene (500.0 g) and tetrahydrofuran (THF) (2.0 L) were mixed and cooled
to -10 °C. To the solution was added isopropylmagnesium chloride (800.0 mL of a 2M
solution in THF) drop-wise, maintaining a temperature of less than 0 °C. At that temperature,
the solution was stirred for 40 minutes, bis[2-(N,N-dimethylamino)-ethyl]ether (364.0
mL) was added and stirred for 15 minutes, and then 4-Trifluoromethylbenzoyl chloride
(261.0 mL) was added and stirred for 20 minutes. The reaction mixture was warmed to
room temperature, stirred for 20 hours, poured into 10% aqueous hydrochloric acid
(4.0 L), and then stirred for 15 minutes. The aqueous solution was extracted three
times with 1 L ethyl acetate. The combined extracts were washed with 1.0 L each of
brine, a 10% w/w aqueous sodium hydroxide solution, and then brine. The extract was
dried with anhydrous sodium sulfate, filtered, and concentrated under vacuum to provide
an oil residue. The residue was recrystallized in methanol (1.0 L) to provide colorless
crystals (347.0 g). NMR analysis indicated a structure consistent with (3,5-dibromophenyl)(4-(trifluoromethyl)phenyl)methanone.
Step 2
[0137] The product from Step 1 (264.4 g), dimethyl succinate (102.0 mL), and toluene (2
L) were stirred under nitrogen until the solids dissolved. Potassium tert-butoxide
(110.0 g) and toluene (2.0 L) were added, and the mixture was stirred at room temperature
for 2 hours. Water (2.0 L) was slowly added to the mixture, followed by concentrated
hydrochloric acid (120.0 mL), and stirred for 10 minutes. The aqueous solution was
extracted three times with 1 L ethyl acetate, and the combined extracts were dried
with anhydrous sodium sulfate, filtered, and concentrated to provide an oily residue.
The mixture was then recrystallized in hexanes to produce a cream colored precipitate
(237.9 g). NMR analysis indicated a structure consistent with (E)-4-(3,5-dibromophenyl)-3-(methoxycarbonyl)-4-(4-(trifluoromethyl)phenyl)but-3-enoic
acid.
Step 3
[0138] The product from Step 2 (7.8 g) was dissolved in toluene (200 mL), to which acetic
anhydride (2.1 mL) was added. The mixture was heated at reflux for 3 hours, and the
solvent was removed under vacuum to provide an oily residue, which was dissolved in
methanol (200 mL). Concentrated hydrochloric acid (1 mL) was added. The solution was
heated at reflux for 6 hours, and the solvent was removed under vacuum to provide
a dark colored oil. The oil was passed through a plug of silica gel (Grade 60, 230-400
mesh) and eluted with a 4:1 (v:v) hexane to ethyl acetate mixture. Fractions containing
the desired material were grouped and concentrated to provide a yellow colored oil.
Step 4
[0139] The oil (5.3 g) from Step 3 was dissolved in anhydrous tetrahydrofuran (50 mL) and
cooled to 0°C. Methylmagnesium chloride (14.1 mL of a 3M solution in THF) was added
drop-wise, and the solution was warmed to room temperature, stirred for 2 hours, poured
into 10% by weight aqueous hydrochloric acid (100.0 mL), and stirred for an additional
30 minutes. The aqueous solution was removed and extracted three times with 50 mL
ethyl acetate. The combined extracts were dried with anhydrous sodium sulfate, filtered,
and concentrated to provide an oily residue, which was passed through a plug of silica
gel (Grade 60, 230-400 mesh), eluting with a 9:1 (v:v) hexanes to ethyl acetate mixture.
Fractions containing the desired material were grouped and concentrated under vacuum
to provide an oily residue (0.7 g).
Step 5
[0140] The oil (0.7 g) from Step 4 was dissolved in toluene (20.0 mL), and bismuth triflate
(10.0 mg) was added. The mixture was heated at reflux for 2 hours, and the solvent
was removed under vacuum. The recovered residue was passed through a plug of silica
gel (Grade 60, 230-400 mesh), eluting with a 4:1 (v:v) hexanes to ethyl acetate mixture.
Fractions containing the desired material were concentrated and precipitated in hexanes
to produce a cream colored solid (0.5 g). NMR analysis indicated a structure consistent
with 2,4-dibromo-7,7-dimethyl-9-(trifluoromethyl)-7H-benzo[c]fluoren-5-ol.
Step 6
[0141] A chloroform solution (600 mL) of the product from Step 5 (0.5 g) and p-toluene sulfonic
acid (20.0 mg) were added to 1-(4-butoxyphenyl)-1-(4-methoxyphenyl)-prop-2-yn-1-ol
(0.5 g). The solution was heated at reflux for 4 hours and then passed through a plug
of silica gel (Grade 60, 230-400 mesh), eluting with a 9:1 (v:v) hexane to ethyl acetate
mixture. Fractions containing the desired material were grouped and concentrated to
provide a purple colored solid (0.4 g). NMR analysis indicated a structure consistent
with 3-(4-butoxyphenyl)-3-(4-methoxyphenyl)-5,7-dibromo-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Step 7
[0142] The solid from Step 6 (15.6 g; synthesized in a repeated, scaled-up reaction) was
dissolved in a mixture of furan (50 mL) and THF (80 mL), cooled with an ice-water
bath, and then lithium diisopropyl amine solution in THF (3 eq) was added slowly.
After 10 minutes, the reaction was quenched with ammonium chloride solution, and the
organic product was extracted with ethyl acetate, dried over anhydrous sodium sulfate,
and concentrated. The residue was purified by CombiFlash chromatography, eluting with
an 85:15 (v:v) hexane to ethyl acetate mixture to provide 9.4 g solid product. NMR
analysis indicated a structure consistent with 15-bromo-6-(4-butoxyphenyl)-6-(4-methoxyphenyl)-9,9-dimethyl-11-(trifluoromethyl)-1,4,6,9-tetrahydro-1,4-epoxyindeno[2,1-fJnaphtho[2,1-h]chromene.
Step 8
[0143] The solid from step 7 (5.92 g) was dissolved in 600 mL 1,2-dichloroethane, and p-toluene
sulfonic acid (1.47 g) was added. The mixture was refluxed for 2 hours, cooled to
room temperature, and neutralized by stirring with sodium bicarbonate solution (300
mL). The organic phase was separated, washed with brine, dried over anhydrous sodium
sulfate, and concentrated by vacuum. The residue was purified by CombiFlash chromatography
to yield about 2 g solid product. NMR analysis indicated a structure consistent with
6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-hydroxy-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,l]phenanthro[4,3-b]pyran.
Example 2
[0144]

[0145] The procedures of Example 1 were followed except that in Step 6, an equimolar amount
of 1-(4-butoxyphenyl)-1-phenyl-prop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-(4-methoxyphenyl)-prop-2-yn-1-ol.
NMR analysis indicated a structure consistent with 6-phenyl-6-(4-butoxyphenyl)-9,9-dimethyl-1-hydroxy-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 3
[0146]

[0147] The procedures of Example 1 were followed except that in Step 6, an equimolar amount
of 1-(4-morpholinophenyl)-1-phenyl-prop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-(4-methoxyphenyl)-prop-2-yn-1-ol.
NMR analysis indicated a structure consistent with 6-phenyl-6-(4-morpholinophenyl)-9,9-dimethyl-1-hydroxy-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 4
[0148]

Step 1
[0149] The product from Example 2, (0.74 g), 1-iodobutane (0.37 mL), and potassium carbonate
(0.27 g) were added to THF (70 mL), and the mixture was refluxed for 12 hours. The
mixture was poured into water (100 mL) and extracted with ethyl acetate (60 mL). The
organic phase was washed with brine, dried over anhydrous sodium sulfate, and concentrated.
The residue was purified by CombiFlash, eluting with a 9:1 (v:v) hexane to ethyl acetate
mixture, to yield 0.7 g solid product.
Step 2
[0150] The solid from Step 1 (0.7 g) was dissolved in THF (25 mL) and cooled with a dry
ice acetone bath for 10 minutes. Butyl lithium solution in hexane (1.5 equivalent)
was added dropwise to the solution while stirring. After 5 minutes, brine was added
to the reaction mixture, the dry ice acetone bath was removed, and then the mixture
was extracted with ethyl acetate. The organic phase was separated, dried with anhydrous
sodium sulfate, concentrated, and purified by CombiFlash chromatography, using a 9:1
(v:v) hexane to ethyl acetate mixture as the eluent, to yield 0.4 g solid product.
NMR analysis indicated a structure consistent with 6-phenyl-6-(4-butoxyphenyl)-9,9-dimethyl-1-butoxy-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 5
[0151]

[0152] The procedures from Example 4 were followed except that in Step 1, an equimolar amount
of the product from Example 3 was used in place of the product from Example 2. NMR
analysis indicated a structure consistent with 6-phenyl-6-(4-morpholinophenyl)-9,9-dimethyl-1-butoxy-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 6
[0153]

[0154] The product from Example 1 (2.6 g), 6-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)hexan-1-ol
(1.72 g), and triphenylphosphine (1.07 g) were dissolved in THF (10 mL). Diisopropyl
azodicarboxylate (0.83 g) was added, and the mixture was stirred for 12 hours, poured
into water (20 mL), and extracted with ethyl acetate (30 mL). The organic phase was
washed with brine, dried over anhydrous sodium sulfate, and concentrated. The residue
was purified by CombiFlash, eluting with an 85:15 (v:v) hexane to ethyl acetate mixture,
to yield 2.9 g solid product. NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((6-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)hexyl)oxy)-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 7
[0155]

Step 1
[0156] 4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-ol (12.89 g), ethyl 6-bromohexanoate
(10.71 g), and potassium hydroxide (8.98 g) were added to dimethyl sulfoxide (130
mL). The mixture was heated with an 80 °C oil bath for 1 hour and then cooled to room
temperature. After water (150 mL) was added, a precipitate formed, and the suspension
mixture was heated with a 100 °C oil bath for 4 hours. The mixture was cooled to room
temperature, and a 3N HCl solution (50 mL) was added. The precipitate was collected
and stirred in a mixture of THF (200 mL) and 1N dilute acid (120 mL) until the solid
dissolved. The organic phase was separated, dried over anhydrous sodium sulfate, and
recrystallized in hexanes to give a pale white solid (13.88 g). NMR analysis indicated
a structure consistent with 6-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)hexanoic
acid.
Step 2
[0157] The product from Example 1 (3.1 g) was added to a mixture of 4-dimethylaminopyridine
(0.31 g), dodecylbenzenesulfonic acid (0.62 g), and dichloromethane (60 mL), stirred,
then the product from Step 1 (1.96 g) was added. N,N'-Dicyclohexylcarbodiimide (0.93
g) was added and stirred for 12 hours. A white precipitate was filtered off, and the
filtrate was concentrated, to which methanol (80 mL) was added. The clear portion
was decanted from the milky oil, and the oil was then purified by CombiFlash, eluting
with an 85:15 (v:v) hexane to ethyl acetate mixture, to yield 3.3 g solid product.
NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-(5-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)pentylcarbonyloxy)-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 8
[0158]

[0159] The product from Example 1 (0.6 g) and trimethylamine (0.24 g) were dissolved in
dichloromethane (25 mL), to which a solution of 4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-carbonyl
chloride (0.29 g) in dichloromethane (25 mL) was added. After stirring for 12 hours,
the mixture was washed with water (30 mL), and the organic phase was separated, dried
with anhydrous sodium sulfate, and concentrated. The residue was purified by CombiFlash
chromatography, eluting with a 9:1 (v:v) hexane to ethyl acetate mixture, to yield
0.6 g solid product. NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carbonyloxy)-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 9
[0160]

Step 1
[0161] The product from Example 1 (0.58 g) was dissolved in anhydrous THF (15 mL) and cooled
with a dry ice-acetone bath for 15 minutes with stirring. Butyl lithium solution in
hexane (3 eq) was added dropwise, stirred for 10 minutes, then brine (15 mL) was added.
The mixture was warmed to room temperature and extracted with ethyl acetate (30 mL).
The organic phase was separated, dried with anhydrous sodium sulfate, and concentrated.
The residue was purified by CombiFlash chromatography, eluting with a 4:1 (v:v) hexane
to ethyl acetate mixture, to yield 0.47 g solid product. NMR analysis indicated a
structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-hydroxy-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Step 2
[0162] The procedure from Example 8 was followed except that and equimolar amount of the
product from Step 1 was used in place of the product from Example 1. NMR analysis
indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carbonyloxy)-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 10
[0163]

[0164] The product from Example 6 (0.6 g) and N-(3-methyl-4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide
(0.435 g) were dissolved in tetrahydrofuran (40.0 mL), to which a solution of potassium
fluoride (0.2 g) in water (27.0 mL) was added. The solution was degassed by bubbling
nitrogen for 10 minutes, dichlorobis(triphenylphosphine)palladium(II) (0.04 g) was
added, and the mixture was heated at reflux for 18 hours. The mixture was then cooled
to room temperature, poured into water (50 mL) and extracted with ethyl acetate (100.0
mL). The organic solution was separated, washed with brine, dried over anhydrous sodium
sulfate, filtered, concentrated under vacuum, and was purified by silica gel chromatography,
eluting with a 9:1 (v:v) hexanes to ethyl acetate mixture. Fractions containing the
desired material were grouped, and the concentrated residue was dissolved in ethyl
acetate (5 mL) and precipitated into methanol (40 mL) to yield 0.35 g solid product.
NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((6-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)hexyl)oxy)-15-(2-methyl-(4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 11
[0165]

[0166] The procedure from Example 10 was followed except that an equimolar amount of the
product from Example 7 was used in place of the product from 6. NMR analysis indicated
a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-(5-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)pentylcarbonyloxy)-15-(2-methyl-(4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 12
[0167]

[0168] The procedure from Example 10 was followed except that an equimolar amount of the
product from Example 8 was used in place of the product from Example 6. NMR analysis
indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carbonyloxy)-15-(2-methyl-(4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,
9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 13
[0169]

[0170] The procedure from Example 10 was followed except that an equimolar amount of N-(4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide
was used in place of N-(3-methyl-4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide.
NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((6-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)oxy)hexyl)oxy)-15-((4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Example 14
[0171]

[0172] The procedure from Example 12 was followed except that an equimolar amount of N-(4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide
was used in place of N-(3-methyl-4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide.
NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-((4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carbonyloxy)-15-((4-(4'-(trans-4-pentylcyclohexyl)-[1,1'
-biphenyl] -4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,9H-indeno[2',3':2,l]phenanthro[4,3-b]pyran.
Example 15
[0173]

Step 1
[0174] The product from Example 1 (1.25 g) and trimethylamine (0.91 mL) were dissolved in
dichloromethane (25 mL), and the solution was cooled with an ice water bath for 15
minutes. Hexanoyl chloride (0.69 mL was added, then the ice water bath was removed.
After stirring at for 12 hours, water (25 mL) was added. The organic phase was separated,
dried with anhydrous sodium sulfate, concentrated, and the residue was purified by
CombiFlash chromatography, eluting with a 9:1 (v:v) hexane to ethyl acetate mixture,
to yield 1 g solid product. NMR analysis indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-pentylcarbonyloxy-15-bromo-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Step 2
[0175] The procedure from Example 10 was followed except that an equimolar amount of the
product from Step 1 was used in place of the product from Example 6. NMR analysis
indicated a structure consistent with 6-(4-methoxyphenyl)-6-(4-butoxyphenyl)-9,9-dimethyl-1-pentylcarbonyloxy-15-(2-methyl-(4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-6H,9H-indeno[2',3':2,1]phenanthro[4,3-b]pyran.
Comparative Example CE16
[0176]

[0177] The product from the Example 1, Step 6, (3.114g) was dissolved in anhydrous THF (30
mL) then cooled in a dry ice-acetone bath for 10 minutes. n-BuLi solution in hexane
(1.15 eq) was added dropwise. After stirring for 5 minutes, brine was added and the
mixture was warmed to room temperature. The organic phase was separated, dried with
anhydrous sodium sulfate, concentrated, and then purified by CombiFlash column chromatography,
eluting with a 2:1 (v:v) hexane to dichloromethane mixture, to yield 1.9 g of solid
product. NMR analysis indicated a structure consistent with 3-(4-methoxyphenyl)-3-(4-butoxyphenyl)-7-bromo-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Comparative Example CE17
[0178]

[0179] The procedure from Comparative Example 16 was followed except that 2.5 equivalent
of n-BuLi was used. NMR analysis indicated a structure consistent with 3-(4-methoxyphenyl)-3-(4-butoxyphenyl)-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Comparative Example CE18
[0180]

Step 1
[0181] The procedure from Example 1, Step 6 was followed except that an equimolar amount
of 1-(4-morpholinophenyl)-1-phenyl-prop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-(4-methoxyphenyl)-prop-2-yn-1-ol.
NMR analysis indicated a structure consistent with 3-(4-morpholinophenyl)-3-phenyl-5,7-dibromo-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Step 2
[0182] The procedure from Example 17 was followed except that an equimolar amount of the
product from Step 1 was used in place of the product from Example 1, Step 6. NMR analysis
indicated a structure consistent with 3-(4-morpholinophenyl)-3-phenyl-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Comparative Example CE19
[0183]

[0184] The procedure from Example 10 was followed except that an equimolar amount of the
product from Example 1, Step 6, was used in place of the product from Example 6. NMR
analysis indicated a structure consistent with 3-(4-butoxyphenyl)-3-(4-methoxyphenyl)-7-(2-methyl-(4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Comparative Example CE20
[0185]

[0186] The procedure from Example 10 was followed except that an equimolar amount of the
product from Comparative Example 16 was used in place of the product from Example
6 and an equimolar amount of N-(4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide
was used in place of N-(3-methyl-4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)-4'-(4-pentylcyclohexyl)[1,1'-biphenyl]-4-carboxamide.
NMR analysis indicated a structure consistent with 3-(4-butoxyphenyl)-3-(4-methoxyphenyl)-7-((4-(4'-(trans-4-pentylcyclohexyl)-[1,1'-biphenyl]-4-yl)carboxamido)phenyl)-11-trifluoromethyl-13,13-dimethyl-3,13-dihydro-indeno[2',3':3,4]naphtho[1,2-b]pyran.
Part 2: Photochromic Properties
Part 2A - Preparation of Photochromic Test Squares
[0187] Testing was done with the compounds described in Examples 1-6, 10, and CE16-CE20
in the following manner. A quantity of compound calculated to yield a 1.5×10
-3 molal solution was added to a flask containing 50 grams of a monomer blend of 4 parts
ethoxylated bisphenol A dimethacrylate (BPA 2E0 DMA), 1 part poly(ethylene glycol)
600 dimethacrylate, and 0.033 weight percent 2,2'-azobis(2-methylpropionitrile). Each
compound was dissolved into the monomer blend by stirring and gentle heating, if necessary.
After a clear solution was obtained, the sample was degassed in a vacuum oven for
5-10 minutes at 25 torr. Using a syringe, the sample was poured into a flat sheet
mold having an interior dimension of 2.2 mm+/-0.3 mm × 6 inch (15.24 cm) × 6 inch
(15.24 cm). The mold was sealed and placed in a horizontal airflow, programmable oven
set to ramp from 40 °C to 95 °C over 5 hours, hold the temperature at 95 °C for 3
hours, ramp down to 60°C over 2 hours then hold at 60°C for 16 hours. After curing,
the mold was opened, and the polymer sheet was cut into 2 inch (5.1 cm) test squares
using a diamond blade saw.
Part 2B - Photochromic Response Testing
[0188] Prior to response testing on an optical bench, the test squares from Part 2A were
conditioned by exposing them to 365 nm ultraviolet light for 10 minutes at a distance
of about 10 cm from the source in order to pre-activate the photochromic compounds
in the samples. The UVA irradiance at the sample surface was measured with a Licor
Model Li-1800 spectroradiometer and found to be 13.6 W/m
2. The samples were then placed under a halogen lamp (500 W, 120V) for about 10 minutes
at a distance of about 30 cm from the lamp in order to bleach, or inactivate, the
photochromic compounds in the samples. The illuminance at the sample was measured
with the Licor spectroradiometer and found to be 47 Klux. The samples were then placed
under a yellow fluorescent lamp (12W, 120V) for about 30 minutes at a distance of
about 10 cm from the lamp in order to further bleach, or inactivate, the photochromic
compounds in the samples. The illuminance at the sample was measured with the Licor
spectroradiometer and found to be 17 Klux. The samples were then kept in a dark environment
for at least 1 hour prior to testing in order to cool and continue to fade back to
a ground state.
[0189] The optical bench was fitted with a Newport Model #67005 300 W Xenon arc lamp and
Model 69911 power supply, a Vincent Associates (Model VS25S2ZM0R3 with VMM-D4 controller)
high-speed computer controlled shutter, a Schott 3 mm KG-2 band-pass filter, which
removed short wavelength radiation, a neutral density filter(s) to attenuate light
from the xenon lamp, a fused silica condensing lens for beam collimation, and a fused
silica water cell/sample holder for maintaining sample temperature in which the test
sample to be tested was inserted. The temperature in the water cell was controlled
with a pumped water circulation system in which the water passed through copper coils
that were placed in the reservoir of a chiller unit. The water cell used to hold test
samples contained fused silica sheets on the front and back facings in order to eliminate
spectral change of the activation or monitoring light beams. The filtered water passing
through the water cell was maintained at 23 °C ±0.2 °C for photochromic response testing.
A Newport Model 68945 Digital Exposure Timer was used to further control the intensity
of the xenon arc lamp during activation of the sample.
[0190] A custom broadband halogen light source for monitoring response measurements was
positioned in a perpendicular manner to a surface of the cell assembly. Increased
signal of shorter visible wavelengths was obtained from a 100 W tungsten halogen lamp
(controlled via a TDK-Lambda Zup36-12 power supply) by collecting and re-combining
separately filtered light through a bifurcated fiber assembly. This monitoring light,
after passing through the sample, was refocused into a 2-inch integrating sphere and
fed to an Ocean Optics S2000 spectrophotometer by fiber optic cables. Ocean Optics
SpectraSuite and PPG proprietary software were used to measure response and control
the operation of the optical bench.
[0191] Irradiance for response testing of the samples on the optical bench was established
at the sample surface using an International Light Research Radiometer, Model IL-1700
with a detector system comprising a Model SED033 detector, B Filter and diffuser.
The output display of the radiometer was corrected (factor values set) against a Licor
1800-02 Optical Calibration Calibrator in order to display values representing W/m
2 UVA. The irradiance at the sample point for initial response testing was set at to
3.0 W/m
2 UVA and approximately 8.6 Klux illuminance. During sample response testing, if a
sample darkened beyond an acceptable detection capability limit, the irradiance was
lowered to 1.0 W/m
2 UVA or the sample was remade at a one-half concentration in the copolymer. Adjusting
the output of the filtered xenon arc lamp was accomplished by increasing or decreasing
the current to the lamp through the controller and/or by adding or removing neutral
density filters in the light path. The test samples were exposed to the activation
light at a 31° angle normal to its surface while being perpendicular to the monitoring
light.
[0192] Samples were activated in the 23 °C controlled water cell for 30 minutes, then allowed
to fade under room light conditions until the change in optical density of the activated
sample faded to 1/8 of its highest darkened (saturated) state or for a maximum of
30 minutes of fade.
[0193] The λ
max-vis is the wavelength in the visible spectrum at which the maximum absorption of the
activated form of the photochromic compound occurs. The λ
max-vis was determined by testing the activated photochromic test square in a Varian Cary
4000 UV-Visible spectrophotometer or comparable equipment.
[0194] The change in optical density (ΔOD) from the bleached state to the darkened state
was determined by establishing the initial transmittance, opening the shutter from
the Xenon lamp to provide ultraviolet radiation to change the test lens from the bleached
state to an activated (i.e., darkened) state. Data was collected at selected intervals
of time, measuring the transmittance in the activated state, and calculating the change
in optical density according to the formula: ΔOD=log(% Tb/% Ta), where % Tb is the
percent transmittance in the bleached state, % Ta is the percent transmittance in
the activated state and the logarithm is to the base 10.
[0195] The saturation optical density (ΔOD at saturation) is recorded after 30 minutes of
activation. The fade half-life is the time interval in seconds for the ΔOD of the
activated form of the photochromic compound in the test squares to reach one half
this ΔOD measured after thirty minutes, after removal of the source of activating
light, e.g., by closing the shutter. Beached Y is the Y tri-stimulus value of the
CIE XYZ prior to activation of the sample. Results are listed in Table 1.
Table 1:
| Photochromic Performance Test Results. |
| Example # |
λmax-vis (nm) |
ΔOD at saturation |
Fade T ½ (sec) |
Bleach Y |
| 1 |
517 |
0.18 |
19 |
82.0 |
| 2 |
506 |
0.41 |
42 |
82.5 |
| 3 |
613 |
0.14 |
42 |
75.2 |
| 4 |
490 |
0.33 |
49 |
89.7 |
| |
572 |
0.24 |
49 |
|
| 5 |
601 |
0.23 |
36 |
88.2 |
| 6 |
514 |
0.16 |
15 |
88.7 |
| 10 |
506 |
0.46 |
138 |
85.7 |
| CE16 |
561 |
0.22 |
24 |
87.2 |
| CE17 |
555 |
0.45 |
50 |
87.1 |
| CE18 |
593 |
0.59 |
86 |
73.1 |
| CE19 |
556 |
0.43 |
65 |
80.6 |
| CE20 |
558 |
0.49 |
61 |
84.7 |
Part 3 - Dichroic Property Testing-Liquid Crystal cells
Part 3A - Liquid Crystal Cell Preparation
[0196] The average absorption ratio of each of the compounds of Examples 6-12, 14-15, and
CE19-20 was determined according to the CELL METHOD described as follows.
[0197] A cell assembly having the following configuration was obtained from Design Concepts,
Inc. Each of the cell assemblies was formed from two opposing glass substrates that
are spaced apart with a glass bead spacer having a diameter of 20 microns +/-1 micron.
The inner surfaces of each of the glass substrates had oriented polyimide coating
thereon to provide for the alignment of a liquid crystal material as discussed below.
Two opposing edges of the glass substrates were sealed with an epoxy sealant, leaving
the remaining two edges open for filling.
[0198] The gap between the two glass substrates of the cell assembly was filled with a liquid
crystal solution containing the one of the compounds of Examples 6-12, 14-15, and
CE19-20. The liquid crystal solution was formed by mixing the following components
in the weight percentages listed in Table 2 with heating, if necessary, to dissolve
the test material.
Table 2:
| Weight Percentages of Components in Liquid Crystal Solution. |
| Material |
Weight Percent |
| LICRISTAL™ E71 liquid crystal |
97-99.5 |
| Example Compound |
0.5-3 |
| 1 A liquid crystal available from EMD Performance Materials. |
Part 3B - Liquid Crystal Cell Testing
[0199] An optical bench was used to measure the optical properties of the cell and derive
the absorption ratios for each of the Test Materials. The filled cell assembly was
placed on the optical bench with an activating light source (a Newport Model #67005
300 W Xenon arc lamp and Model 69911 power supply fitted with a Vincent Associates
(model VS25S2ZM0R3 with VMM-D4 controller) high-speed computer controlled shutter
that momentarily closed during data collection so that stray light would not interfere
with the data collection process, a Schott 3 mm KG-1 band-pass filter, which removed
short wavelength radiation, neutral density filter(s) for intensity attenuation and
a condensing lens for beam collimation) positioned at a 31° angle of incidence a surface
of the cell assembly.
[0200] A broadband light source similar to that described Part 2B for monitoring response
measurements was positioned perpendicular to a surface of the cell assembly.
[0201] Polarization of the broadband light source was achieved by passing the light from
the single end of the fiber through a Moxtek, Proflux Polarizer held in a computer
driven, motorized rotation stage (Model M-061-PD from Polytech, PI). The monitoring
beam was set such that the one polarization plane (0°) was perpendicular to the plane
of the optical bench table and the second polarization plane (90°) was parallel to
the plane of the optical bench table. The samples were run at 23 °C ±0.1 °C maintained
by a temperature controlled air cell.
[0202] To conduct the measurements, the cell assembly and the coating stack were exposed
to 5.6 W/m
2 of UVA from the activating light source for 15 minutes to activate the Test Material.
An International Light Research Radiometer (Model IL-T950) was used to verify exposure
prior to each test. Light from the monitoring source that was polarized to the 0°
polarization plane was then passed through the coated sample and focused on a 1" integrating
sphere, which was connected to an Ocean Optics S2000 spectrophotometer using a single
function fiber optic cable. The spectral information, after passing through the sample,
was collected using Ocean Optics Spectraphotometer and Spectrasuite and propriety
operation software. While the photochromic-dichroic material was activated, the position
of the polarizer was rotated back and forth to polarize the light from the monitoring
light source to the 90° polarization plane and back. For each test, rotation of the
polarizers was adjusted to collect data in the following sequence of polarization
planes: 0°, 90°, 90°, 0°, etc.
[0203] The resulting absorption spectra were analyzed for each cell assembly using Igor
Pro software (available from WaveMetrics). The change in the absorbance in each polarization
direction for each cell assembly was calculated by subtracting out the 0 time (i.e.,
unactivated) absorption measurement for the cell assembly at each wavelength tested.
The average absorbance values in a predetermined range of wavelengths corresponding
λ
max-vis +/-5 nm were extracted for the 0° and 90° polarizations, and the absorption ratio
for each wavelength in this range was calculated by dividing the larger average absorbance
by the small average absorbance.
[0204] The tabled value for the Average Absorption Ratio represents an average of at least
two runs measured at the wavelength indicated. The results of these tests are present
in Table 3 below.
Table 3:
| Absorption Ratio Test Data. |
| Example # |
λmax-vis (nm) |
Absorption Ratio |
| 6 |
511 |
1.57 |
| 7 |
595 |
1.44 |
| 8 |
595 |
5.17 |
| 9 |
584 |
5.84 |
| 10 |
511 |
7.41 |
| 11 |
485 |
7.92 |
| 12 |
485 |
9.89 |
| 14 |
490 |
9.86 |
| 15 |
486 |
6.47 |
| CE19 |
556 |
7.03 |
| CE20 |
556 |
6.96 |
Part 4 Aligned Coating stacks
Part 4A - Preparation of Coating Solutions
Primer
[0205] Into a suitable container equipped with a magnetic stir-bar the following materials
were added in the amounts indicated in Table 4.
Table 4:
| Parts by Weight of Components in Primer. |
| Name |
Parts by weight |
| Polyacrylate polyol1 |
3.24 |
| POLYMEG® 10002 polytetramethylene ether glycol |
8.395 |
| DESMODUR® PL 3403 polyisocyanate |
10.885 |
| TRIXENE® BI 79604 polyisocyanate |
7.762 |
| BYK®-3335 polyether |
0.017 |
| K-KAT® 3486 metal catalyst |
0.28 |
| γ-Glycidoxypropyltrimethoxysilane |
0.902 |
| TINUVIN® 1447 light stabilizer |
0.380 |
| IRGANOX 2458 light stabilizer |
0.380 |
| DOWANOL® DPMA9 glycol ether acetate |
16.672 |
1 Composition D of Example 1 in U.S. Pat. No. 6,187,444 except that in Charge 2, the styrene was replaced with methyl methacrylate and 0.5
% by weight, based on the total monomer weight, of triphenyl phosphite was added.
2 A polytetramethylene ether glycol obtained commercially from Great Lakes Chemical
Corp.
3 An isophoronediisocyanate based polyisocyanate obtained commercially from Bayer Material
Science.
4 A hexamethylenediisocyanate biuret polyisocyanate obtained commercially from Baxenden
Chemicals Ltd.
5 A polyether modified polydimethylsiloxane obtained commercially from BYK-Chemie,
USA.
6 A bismuth carboxylate catalyst obtained commercially from King Industries.
7 A light stabilizer obtained commercially from Ciba Specialty Chemicals.
8 A light stabilizer obtained commercially from Ciba Specialty Chemicals.
9 Dipropylene glycol methyl ether acetate (DMPA) obtained commercially from Dow Chemical. |
[0206] The components of Table 4 were stirred at room temperature for 2 hours to yield a
solution having 50% final solids based on the total weight of the solution.
Photo-Alignment Coating Solution
Liquid Crystal Coating Formulation (LCCF)
[0208] A liquid crystal coating formulation (LCCF) was prepared by combining the materials
shown in Table 5.
Table 5:
| Liquid Crystal Coating Formulation Components. |
| Name |
Parts by weight |
| Anisole |
19.50 |
| BYK®-3221 siloxane |
0.02 |
| Liquid Crystal Monomer (LCM)-12 |
12.6 |
| LCM-23 |
6.6 |
| LCM-34 |
5.40 |
| LCM-45 |
5.40 |
| 4-Methoxyphenol |
0.03 |
| IRGACURE® 8196 photoinitiator |
0.45 |
1 An aralkyl modified poly-methyl-alkyl-siloxane from BYK Chemie, USA.
2 RM257, reported to be 4-(3-acryloyloxypropyloxy)-benzoic acid 2-methyl-1,4-phenylene
ester, commercially available from EMD Chemicals, Inc.
3 1-(6-(6-(6-(6-(6-(6-(6-(6-(8-(4-(4-hexyloxy-benzoyloxy)phenoxycarbonyl)-phenoxy)octyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-2-methylprop-2-en-1-one
prepared according to the procedures of U.S. Pat. No. 7,910,019 B2.
4 1-(6-(8-(4-(4-(4-(4-(8-acryloyloxyhexyl)oxy)benzoyloxy)phenyloxycarbonyl)phenoxy)octyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexyloxy)-6-oxohexan-1-ol
which was prepared according to the procedure of Example 17 in International Publication
No. WO 2009/158483 A1.
5 1-(6-(4-(4-(trans-4-pentylcyclohexyl)phenoxy-carbonyl)phenoxy)hexyloxy)-2-methylprop-2-en-1-one,
which was prepared according to the procedure of Example 1 in U.S. Pat. No. 7,910,019 B2, except that n=0.
6 Bis(2,4,6-trimethylbenzoyl)-phenylphosphineoxide photoinitiator from BASF, The Chemical
Company. |
[0209] The components of Table 5 were stirred for 2 hours at 80°C and then cooled to room
temperature. A portion of the resultant mixture was then added to a small amber vial
containing the photochromic compound of Example 9 to produce a concentration of 6.3
mmol photochromic compound per 100 g of final solution, which was scaled to produce
5.0 g of final solution. Upon addition of the photochromic compound, the formulation
was stirred at 60 °C until the photochromic compound was fully incorporated. This
was repeated individually for Examples 10 and 15.
Part 4B - Preparation of Aligned Coating Stacks
Step 1: Substrate Preparation
[0210] Square substrates measuring 5.08 cm by 5.08 cm by 0.318 cm (2 inches (in.) by 2 in.
by 0.125 in.) prepared from CR-39
® monomer were obtained from Homalite, Inc. Each substrate was cleaned by wiping with
a tissue soaked with acetone and dried with a stream of air.
[0211] Each of the cleaned substrates was corona treated using Tantec EST Systems Serial
No. 020270 Power Generator HV 2000 series corona treatment equipment with a high voltage
transformer. The substrates were exposed to corona generated by 53.99 KV, 500 W while
traveling on a conveyor at a belt speed 3 ft/min.
Step 2: Coating Procedure for Primer
[0212] The primer solution was applied to the test substrates by spin-coating on a portion
of the surface of the test substrate by dispensing approximately 1.5 mL of the solution
and spinning the substrates at 975 revolutions per minute (rpm) for 4 seconds, followed
by 1,500 rpm for 2 seconds, followed by 2,500 rpm for 1 second. A bench-mounted ATC
topside coater from Brillhart Industries was used for spin coating. Afterwards, the
coated substrates were placed in a forced-air oven maintained at 125 °C for 60 minutes.
The coated substrates were cooled to room temperature. The substrate was corona treated
by passing on a conveyor belt in Tantec EST Systems Serial No. 020270 Power Generator
HV 2000 series corona treatment equipment with a high voltage transformer. The dried
primer layers were exposed to corona generated by 70.00 KV, 1000 W while traveling
on a conveyor at a belt speed 3 ft/min.
Step 3: Coating and Alignment of Photo-Alignment Material
[0213] The photo-alignment coating solution prepared above was applied to the test substrates
by spin-coating on a portion of the surface of the test substrate by dispensing approximately
1.0 mL of the solution and spinning the substrates at 800 revolutions per minute (rpm)
for 3 seconds, followed by 1,000 rpm for 7 seconds, followed by 2,500 rpm for 4 seconds.
Afterwards, the coated substrates were placed in an oven maintained at 120 °C for
5 minutes followed by shutoff and cool down within the oven for 20 minutes.
[0214] The dried photo alignment layer on each of the substrates was at least partially
ordered by exposure to linearly polarized ultraviolet radiation using a DYMAX
® UVC-6 UV/conveyor system by DYMAX
® Corp. having a 400W power supply. The light source was oriented such that the radiation
was linearly polarized in a plane perpendicular to the surface of the substrate. The
photoalignment layer exposure was measured using a UV Power Puck
™ High energy radiometer from EIT Inc (Serial No. 2066) and was as follows: UVA 0.018
W/cm
2 and 5.361 J/cm
2; UVB 0 W/cm
2 and 0 J/cm
2; UVC 0 W/cm
2 and 0 J/cm
2; and UVV 0.005 W/cm
2 and 1.541 J/cm
2. After ordering at least a portion of the photo-alignment material, the substrates
were cooled to room temperature and kept covered.
Step 4: Coating of Liquid Crystal Coating Formulations
[0215] The LCCFs described above were each spin coated over the at least partially ordered
photo-alignment layers described in Step 3. Each coated square substrate was placed
in a forced-air oven at 60-75°C for 30 minutes and then held at room temperature for
2 minutes. Afterwards they were cured under two ultraviolet in a nitrogen atmosphere
while running on a conveyor belt at 2 ft/min speed at peak intensity of 0.388 W/cm
2 of UVA and 0.165 W/cm
2 of UVV and UV dosage of 7.386 J/cm
2 of UVA and 3.337 J/cm
2 of UVV. Finally, the cured samples were exposed to corona generated by 70.00 KV,
1000 W while traveling on a conveyor at a belt speed 3 ft/min.
Step 5: Coating Procedure for Protective Layer
[0216] A protective coating composition was prepared in accordance with the formulation
disclosed in Table 1 of Example 1 of
US 7,410,691 B2 (with an additional 0.5 percent by weight of polybutyl acrylate), and the protective
coating composition was applied by spin coating to all of the lenses as a protective
coating layer. Afterwards, the lenses were cured under two ultraviolet lamps in a
UV Curing Oven Machine designed and built by Belcan Engineering under a nitrogen atmosphere
while running on a conveyor belt at 6 ft/min speed at peak intensity of 1.887 W/cm
2 of UVA and 0.694 W/cm
2 of UVV and UV dosage of 4.699 J/cm
2 of UVA and 1.787 J/cm
2 of UVV. The samples were then subjected to a post-cure in a forced-air oven at 105°C
for 3 hours.
Part 4C - Testing and Results for Coating Stack
[0217] The methods described in Part 3B were used to determine the absorption ratio for
each of the tested photochromic compounds in a coating stack. In each case, the substrate
with the coating stack was used in place of the liquid crystal cell. The results are
summarized in the following Table 6.
Table 6:
| Absorption Ratio for Coating Stacks. |
| Example # |
λmax-vis (nm) |
Absorption Ratio |
| 9 |
586 |
2.35 |
| 10 |
503 |
6.37 |
| 15 |
514 |
1.74 |