FIELD OF THE INVENTION
[0001] This disclosure relates to arterial blood oxygenation measurements, and in particular
to a computer-implemented method, a computer program product and an apparatus for
determining arterial blood oxygenation measurements from photoplethysmogram, PPG,
signals.
BACKGROUND OF THE INVENTION
[0002] Pulse oximetry is a widely used non-invasive method to measure a person's arterial
blood oxygenation (SpO
2). The most commonly used oximeters are placed on the fingertip, toe or earlobe and
are often used for patient monitoring in hospitals. When SpO
2 needs to be measured under centralisation (i.e. a narrowing of the peripheral vessels),
the forehead or nose are preferred locations. Sensors at the above-mentioned locations
have disadvantages for the patient, because they may hinder using the hand, may get
uncomfortable due to the pressure applied, or the patient may have aesthetical objections.
More recently, remote measurement of SpO
2 with a camera has been introduced. Camera-based monitoring does not have the above-mentioned
disadvantages and may even be used for people with a sensitive skin, for example preterm
infants. However, for camera-based monitoring, the subject needs to be in view of
the camera.
[0003] Sensors or sensor units are being developed that are to be worn on the body to measure
various different physiological characteristics of a subject over relatively long
periods of time. One suitable location for such sensors or sensor units is the chest.
However, pulse oximetry on the chest has challenges: 1) the chest is constantly in
motion as a result of respiration, inducing motion artefacts; 2) the composition of
tissue and bone may differ depending on the location on the chest; and 3) the measured
blood perfusion is low (which could be due to the use of reflective sensors instead
of transmissive sensors that are able to be used on peripheral body parts, such as
fingertips, toes, earlobe, forehead etc.). Results of a volunteer study revealed a
large variance of SpO
2 values across subjects (healthy volunteers inhaling normal air) with a chest-worn
pulse oximetry sensor, whereas the variance of SpO
2 values acquired from a fingertip-worn pulse oximetry sensor was much smaller.
[0004] There is therefore a need for improvements in the measurement of arterial blood oxygenation
(SpO
2) of a subject.
SUMMARY OF THE INVENTION
[0005] The techniques described herein provide solutions for pulse oximetry at locations
on the body of a subject where the measured pulsatile component (i.e. the measured
blood flow) is disturbed by physical noise or motion artefacts, such as respiration
(breathing). Such locations can include the chest, for example at the 2
nd intercostal on the mid-clavicle line, at the left side of the upper chest. At such
positions SpO
2 measurement is unreliable using conventional algorithmic methods.
[0006] Conventional pulse oximetry determines SpO
2 based on the method of "ratio-of-ratios". The optical density ratio can be derived
from PPG signals at two different wavelengths (e.g. red and infrared) in the time-domain
or spectral-domain. The PPG signals include signal components due to the pulse/blood
volume changes (these are referred to herein as the 'pulse components' of the PPG
signal), and signal components due to noise and/or motion artefacts (including motion
due to respiration). The pulse components of the PPG signal are a harmonic series
in the PPG signal, with the pulse rate as the fundamental frequency (first harmonic)
of the harmonic series. Thus, the pulse components include signal components at the
pulse rate, and signal components at higher harmonics, i.e. at frequencies above the
pulse rate. The techniques described herein are based on the insight that SpO
2 can be determined from the higher harmonics of the pulse components in the multi-colour
(different wavelength) PPG signals. Conventional spectral-domain methods for determining
SpO
2 always take the fundamental frequency (the first harmonic) of the pulse components
of the PPG signals into consideration. Excluding the fundamental frequency of the
pulse components from consideration provides improvements in the reliability of SpO
2 measurements.
[0007] According to a first specific aspect, there is provided a computer-implemented method
for determining a SpO
2 measurement for a subject. The method comprises: receiving a first and second PPG
signals for the subject, wherein the first PPG signal is obtained using a first wavelength
of light and the second PPG signal is obtained using a second wavelength of light,
wherein the first and second PPG signals comprise pulse components relating to blood
volume changes in the subject over time; determining a fundamental frequency corresponding
to a pulse rate of the subject occurring during the measurement of the first and second
PPG signals; and processing one or more higher harmonics of the pulse components of
the first and second PPG signals at frequencies higher than the fundamental frequency
to determine an SpO
2 measurement for the subject. Thus, the fundamental frequency of the pulse components
is excluded from consideration when determining SpO
2 measurements, which improves the reliability of SpO
2 measurements.
[0008] In some embodiments, the step of processing comprises processing the one or more
higher harmonics of the pulse components of the first and second PPG signals in the
time domain or frequency domain to determine the SpO
2 measurement. Thus, the first aspect is not limited to determining SpO
2 by processing the PPG signals in a specific domain.
[0009] In some embodiments, the step of processing comprises: applying respective weightings
to the one or more higher harmonics; and processing the weighted higher harmonics
to determine the SpO
2 measurement. These embodiments recognise that certain higher harmonics may be more
useful for determining reliable SpO
2 measurements, and therefore the weightings can increase the contribution of that/those
higher harmonic(s) to the SpO
2 measurement. In these embodiments, the respective weightings may be based on one
or more of a respiration rate of the subject, a pulse rate of the subject, a position
of a PPG sensor on the subject or relative to the subject, and measurements of movement
and/or posture of the subject.
[0010] In alternative embodiments, the step of processing comprises: selecting one or more
higher harmonics of the pulse components of the first and second PPG signals; and
processing the selected one or more higher harmonics to determine the SpO
2 measurement. These embodiments recognise that certain higher harmonics may be more
useful for determining reliable SpO
2 measurements than others, and therefore only that/those higher harmonic(s) are used
to determine the SpO
2 measurement. In these embodiments, the step of selecting the one or more higher harmonics
may comprise selecting one or more higher harmonics based on one or more of a respiration
rate of the subject, a pulse rate of the subject, a position of a PPG sensor on the
subject or relative to the subject, and measurements of movement and/or posture of
the subject.
[0011] In alternative embodiments, the step of processing comprises: high-pass filtering
the first and second PPG signals with a cut-off frequency above the fundamental frequency;
and processing the high-pass filtered first and second PPG signals to determine the
SpO
2 measurement. In these embodiments, the high-pass filtered first and second PPG signals
may be processed in the time domain to determine the SpO
2 measurement. In these embodiments, the cut-off frequency may be selected based on
one or more of a respiration rate of the subject, a pulse rate of the subject, a position
of a PPG sensor on the subject or relative to the subject, and measurements of movement
and/or posture of the subject.
[0012] In some embodiments, the step of processing one or more higher harmonics comprises:
determining the SpO
2 measurement from an optical density ratio derived from the one or more higher harmonics
of the first and second PPG signals. Thus, these embodiments apply the use of higher
harmonics to the ratio-of-ratios approach to determining SpO
2.
[0013] In alternative embodiments, the step of processing one or more higher harmonics comprises:
determining the SpO
2 measurement from amplitudes of the one or more higher harmonics.
[0014] In some embodiments, the step of determining the fundamental frequency comprises
processing the first and/or second PPG signals to determine the fundamental frequency.
These embodiments provide the advantage that a separate sensor is not required for
measuring the pulse rate or heart rate.
[0015] According to a second aspect, there is provided a computer program product comprising
a computer readable medium having computer readable code embodied therein, the computer
readable code being configured such that, on execution by a suitable computer or processor,
the computer or processor is caused to perform the method according to the first aspect
or any embodiment thereof.
[0016] According to a third aspect, there is provided an apparatus for determining a SpO
2 measurement for a subject. The apparatus comprises a processing unit configured to:
receive first and second PPG signals for the subject, wherein the first PPG signal
is obtained using a first set of wavelengths of light and the second PPG signal is
obtained using a second set of wavelengths of light, wherein the first and second
PPG signals comprise pulse components relating to blood volume changes in the subject
over time; determine a fundamental frequency corresponding to a pulse rate of the
subject occurring during the measurement of the first and second PPG signals; and
process one or more higher harmonics of the pulse components of the first and second
PPG signals at frequencies higher than the fundamental frequency to determine an SpO
2 measurement for the subject. Thus, the fundamental frequency of the pulse components
is excluded from consideration when determining SpO
2 measurements, which improves the reliability of SpO
2 measurements.
[0017] In some embodiments, the processing unit is configured to process the one or more
higher harmonics of the pulse components of the first and second PPG signals in the
time domain or frequency domain to determine the SpO
2 measurement. Thus, the third aspect is not limited to determining SpO
2 by processing the PPG signals in a specific domain.
[0018] In some embodiments, the processing unit is configured to process the one or more
higher harmonics of the pulse components by: applying respective weightings to the
one or more higher harmonics; and processing the weighted higher harmonics to determine
the SpO
2 measurement. These embodiments recognise that certain higher harmonics may be more
useful for determining reliable SpO
2 measurements, and therefore the weightings can increase the contribution of that/those
higher harmonic(s) to the SpO
2 measurement. In these embodiments, the respective weightings may be based on one
or more of a respiration rate of the subject, a pulse rate of the subject, a position
of a PPG sensor on the subject or relative to the subject, and measurements of movement
and/or posture of the subject.
[0019] In alternative embodiments, the processing unit is configured to process the one
or more higher harmonics of the pulse components by: selecting one or more higher
harmonics of the pulse components of the first and second PPG signals; and processing
the selected one or more higher harmonics to determine the SpO
2 measurement. These embodiments recognise that certain higher harmonics may be more
useful for determining reliable SpO
2 measurements than others, and therefore only that/those higher harmonic(s) are used
to determine the SpO
2 measurement. In these embodiments, the processing unit can be configured to select
the one or more higher harmonics based on one or more of a respiration rate of the
subject, a pulse rate of the subject, a position of a PPG sensor on the subject or
relative to the subject, and measurements of movement and/or posture of the subject.
[0020] In alternative embodiments, the processing unit is configured to process the one
or more higher harmonics of the pulse components by: high-pass filtering the first
and second PPG signals with a cut-off frequency above the fundamental frequency; and
processing the high-pass filtered first and second PPG signals to determine the SpO
2 measurement. In these embodiments, the high-pass filtered first and second PPG signals
may be processed in the time domain to determine the SpO
2 measurement. In these embodiments, the cut-off frequency may be selected based on
one or more of a respiration rate of the subject, a pulse rate of the subject, a position
of a PPG sensor on the subject or relative to the subject, and measurements of movement
and/or posture of the subject.
[0021] In some embodiments, the processing unit is configured to process the one or more
higher harmonics of the pulse components by: determining the SpO
2 measurement from an optical density ratio derived from the one or more higher harmonics
of the first and second PPG signals. Thus, these embodiments apply the use of higher
harmonics to the ratio-of-ratios approach to determining SpO
2.
[0022] In alternative embodiments, the processing unit is configured to determine the SpO
2 measurement from amplitudes of the one or more higher harmonics.
[0023] In some embodiments, the processing unit is configured to determine the fundamental
frequency by processing the first and/or second PPG signals to determine the fundamental
frequency. These embodiments provide the advantage that a separate sensor is not required
for measuring the pulse rate or heart rate.
[0024] In alternative embodiments, the processing unit is further configured to receive
a measurement signal from a pulse rate sensor, and to determine the pulse rate by
processing the measurement signal. In some embodiments, the apparatus further comprises
the pulse rate sensor. In alternative embodiments, the processing unit is configured
to receive the measurement signal from a pulse rate sensor separate from the apparatus.
[0025] These and other aspects will be apparent from and elucidated with reference to the
embodiment(s) described hereinafter.
BRIEF DESCRIPTION OF THE DRAWINGS
[0026] Exemplary embodiments will now be described, by way of example only, with reference
to the following drawings, in which:
Fig. 1 is a block diagram of an apparatus that can be used to implement the techniques
described herein;
Fig. 2 is a graph illustrating SpO2 measurements obtained according to conventional techniques for five subjects obtained
at the chest and fingertip locations;
Fig. 3 is a graph illustrating SpO2 measurements obtained according to embodiments of the techniques described herein
for five subjects obtained at the chest and fingertip locations;
Fig. 4 is a block diagram showing an exemplary process of determining SpO2 measurements according to an embodiment;
Fig. 5 is two graphs showing the results of an alternative approach for determining
SpO2 measurements according to embodiments of the techniques described herein; and
Fig. 6 is a flow chart illustrating a method of determining SpO2 measurements according to an exemplary embodiment.
DETAILED DESCRIPTION OF EMBODIMENTS
[0027] Fig. 1 is a block diagram of a system 2 according to various embodiments for determining
an SpO
2 measurement for a subject. The system 2 comprises an apparatus 4 that operates according
to the techniques described herein to determine SpO
2 measurements from PPG signals obtained using one or more PPG sensors 6. The system
2 can be referred to as a pulse oximetry system or a pulse oximeter.
[0028] The PPG sensor(s) 6 are to be placed on the body of the subject and output PPG signals
that are related to the volume of blood passing through that part of the body. For
an SpO
2 measurement, PPG signals are required for at least two different wavelengths of light,
typically one wavelength in the red part of the spectrum and one wavelength in the
infrared part of the spectrum, although in some embodiments a third PPG signal for
further a different wavelength of light can also be used. In some embodiments, a single
PPG sensor 6 can be used that is capable of obtaining respective PPG signals for different
wavelengths of light. In other embodiments, multiple PPG sensors 6 are used that each
obtain a respective PPG signal for one particular wavelength of light.
[0029] As known to those skilled in the art, a PPG sensor 6 comprises a light sensor, and
typically one or more light sources. The light sensor can be positioned with respect
to the light source(s) so that the light sensor measures the light passing through
the body part from the one or more light sources (a so-called transmissive arrangement),
or the light sensor can be positioned with respect to the light source(s) so that
the light sensor measures the light from the light source(s) that is reflected from
the body part (a so-called reflective arrangement). In the case of a chest-worn PPG
sensor 6, the PPG sensor 6 may use a reflective arrangement, whereas for a peripheral
body location, such as a fingertip, a transmissive arrangement can be used).
[0030] The PPG signal(s) output by the PPG sensor(s) 6 are typically a raw measurement signal
from the light sensor for a particular wavelength of light. For example, the PPG signal
can be a signal or time series of measurement samples representing light intensity
of light at a particular wavelength over time.
[0031] Although the one or more PPG sensors 6 are shown in Fig. 1 as being separate from
the apparatus 4, in alternative embodiments the one or more PPG sensor(s) 6 may be
part of the apparatus 4.
[0032] The apparatus 4 may be in the form of, or be part of, a computing device, such as
a server, desktop computer, laptop, tablet computer, smartphone, smartwatch, sensor
patch, etc. The apparatus 4 includes a processing unit 8 that controls the operation
of the apparatus 4 and that can be configured to execute or perform the methods described
herein. In particular the processing unit 8 receives the PPG signals from the PPG
sensor(s) 6.
[0033] The processing unit 8 can be implemented in numerous ways, with software and/or hardware,
to perform the various functions described herein. The processing unit 8 may comprise
one or more microprocessors or digital signal processors (DSPs) that may be programmed
using software or computer program code to perform the required functions and/or to
control components of the processing unit 8 to effect the required functions. The
processing unit 8 may be implemented as a combination of dedicated hardware to perform
some functions (e.g. amplifiers, pre-amplifiers, analog-to-digital convertors (ADCs)
and/or digital-to-analog convertors (DACs)) and a processor (e.g., one or more programmed
microprocessors, controllers, DSPs and associated circuitry) to perform other functions.
Examples of components that may be employed in various embodiments of the present
disclosure include, but are not limited to, conventional microprocessors, DSPs, application
specific integrated circuits (ASICs), field-programmable gate arrays (FPGAs), hardware
for implementing a neural network and/or so-called artificial intelligence (AI) hardware
accelerators (i.e. a processor(s) or other hardware specifically designed for AI applications
that can be used alongside a main processor).
[0034] The processing unit 8 is connected to a memory unit 10 that can store data, information
and/or signals for use by the processing unit 8 in controlling the operation of the
apparatus 4 and/or in executing or performing the methods described herein. In some
implementations the memory unit 10 stores computer-readable code that can be executed
by the processing unit 8 so that the processing unit 8 performs one or more functions,
including the methods described herein. In particular embodiments, the program code
can be in the form of an application for a smartwatch, smartphone, tablet, laptop
or computer. The memory unit 10 can comprise any type of non-transitory machine-readable
medium, such as cache or system memory including volatile and non-volatile computer
memory such as random access memory (RAM), static RAM (SRAM), dynamic RAM (DRAM),
read-only memory (ROM), programmable ROM (PROM), erasable PROM (EPROM) and electrically
erasable PROM (EEPROM), and the memory unit 10 can be implemented in the form of a
memory chip, an optical disk (such as a compact disc (CD), a digital versatile disc
(DVD) or a Blu-Ray disc), a hard disk, a tape storage solution, or a solid state device,
including a memory stick, a solid state drive (SSD), a memory card, etc.
[0035] In some embodiments, the apparatus 4 comprises a user interface 12 that includes
one or more components that enables a user of apparatus 4 to input information, data
and/or commands into the apparatus 4, and/or enables the apparatus 4 to output information
or data to the user of the apparatus 4. Information that can be output by the user
interface 12 can include an SpO
2 measurement. The user interface 12 can comprise any suitable input component(s),
including but not limited to a keyboard, keypad, one or more buttons, switches or
dials, a mouse, a track pad, a touchscreen, a stylus, a camera, a microphone, etc.,
and/or the user interface 12 can comprise any suitable output component(s), including
but not limited to a display screen, one or more lights or light elements, one or
more loudspeakers, a vibrating element, etc.
[0036] It will be appreciated that a practical implementation of an apparatus 4 may include
additional components to those shown in Fig. 1. For example the apparatus 4 may also
include a power supply, such as a battery, or components for enabling the apparatus
4 to be connected to a mains power supply. The apparatus 4 may also include interface
circuitry for enabling a data connection to and/or data exchange with other devices
or sensors. For example, in embodiments where the PPG sensor(s) 6 are separate from
the apparatus 4, the PPG signals can be received from the PPG sensor(s) 6 via the
interface circuitry. Furthermore, in some embodiments the system 2 can be for measuring
additional physiological characteristics of the subject, in which case the system
2 can comprise one or more additional sensors that are used to measure these physiological
characteristics of the subject.
[0037] As mentioned above, conventional pulse oximetry determines SpO
2 based on the so-called method of "ratio-of-ratios". The optical density ratio r is
determined by the ratio of the pulsatile (pulse) components in the red light PPG signal
(
ACRD) normalised by its non-pulsatile (non-pulse) components (
DCRD) and the pulsatile (pulse) components in the infrared light PPG signal (
ACIR) normalised by its non-pulsatile (non-pulse) components (
DCIR), i.e.

[0038] The pulsatile/pulse components in the PPG signal are caused by the changes in blood
volume in the subject due to heart beats. As noted above, the pulsatile/pulse components
are a harmonic series with the pulse rate as the fundamental frequency/first harmonic,
and thus the pulsatile/pulse components include signal components at a frequency corresponding
to the pulse rate and signal components at frequencies higher than the pulse rate,
including higher harmonics of the pulse components. The optical density ratio r can
be mapped to SpO
2 values using an empirical calibration step, e.g. SpO
2 = 110 - 25 . r.
[0039] An example of a spectral-domain based method for deriving the optical density ratio
r is FAST, as described in
US 6,631,281. The FAST method determines the ratio based on the individual spectra of normalised
red and normalised infrared signals. A representation of needle-like tips are obtained
by plotting the infrared spectrum in the ordinate direction and the red spectrum in
the abscissa direction. The needles correspond to the peaks in the infrared and red
spectra and the direction of the needles corresponds to the saturation. Conventionally,
the SpO
2 is mainly determined by the fundamental frequency of the pulse signal, since the
fundamental frequency of the pulse signal is dominant in the amplitude spectrum compared
to its higher harmonics.
[0040] As noted above, the techniques described herein are based on the insight that SpO
2 can be determined from the higher harmonics of the pulse component(s) in the different
wavelength PPG signals. Excluding the fundamental frequency (first harmonic) of the
pulse components of the PPG signals from consideration provides improvements in the
reliability of SpO
2 measurements. Thus, according to the techniques described herein, an SpO
2 measurement is determined by processing the parts of the pulse components of the
PPG signals that have frequencies higher than the fundamental frequency (first harmonic)
of the pulse components. In some embodiments, an SpO
2 measurement is determined by processing one or more of the higher harmonics of the
pulse components of the PPG signals. The fundamental frequency is the pulse rate of
the subject during the measurement of the PPG signals. In the following, 'higher harmonics'
refers to harmonics of the pulse component of the waveform above the pulse rate (where
the pulse rate is the first harmonic/fundamental frequency).
[0042] In embodiments of the techniques described herein, the candidate pulse signals (i.e.
the PPG signals obtained using different wavelengths of light) can be analysed for
the amount of periodicity determined from the higher harmonics, e.g. harmonics above
a certain frequency, say 2.5 Hz, or determined from a certain harmonic number.
[0043] Improvements in the SpO
2 measurements provided by the techniques presented herein are shown based on results
from a study conducted on five healthy volunteers. In this study, respective red and
infrared PPG signals were obtained for three different locations on the body simultaneously.
These locations were the fingertip, the sternum and on the chest, and specifically
at the 2
nd intercostal on the mid-clavicle line, at the left side of the upper chest.
[0044] Firstly, the graph in Fig. 2 shows averaged SpO
2 measurements over a 2-minute period computed by two conventional methods (FAST and
NC) for PPG sensors positioned on the chest, and conventional SpO
2 measurements on the fingertip that are averaged values obtained from the two methods,
since the values were almost identical across methods. It should be noted that the
comparison across methods is focussed on the spread in SpO
2 values and not on the absolute values, since in the study the SpO
2 sensor positioned on the chest was not calibrated. The NC method shown in Fig. 2
is not making use of the techniques described herein, i.e. the NC method makes use
of the fundamental frequency to compute SpO
2.
[0045] Thus, it can be seen in Fig. 2 that for most of the subjects there are significant
differences between the SpO
2 obtained at the fingertip, and the SpO
2 obtained using the FAST and NC techniques. Fig. 2 shows that measurements obtained
from the fingertip lie around 94%, with a small variance across subjects. Measurements
obtained on the chest clearly vary much more across subjects, with values ranging
between 92% and 100%. The variance of SpO
2 when measured on the chest is far too large compared with the variance of SpO
2 measured at the fingertip, and a comparison with a reference would certainly exceed
the root-mean-square error (RMSE) limit of 3.5%, the requested limit of the US Food
and Drug Administration (FDA).
[0046] The graph in Fig. 3 shows the same averaged SpO
2 measurements as in Fig. 2, except that the NC technique used to determine SpO
2 only makes use of the higher harmonics to determine SpO
2 and not the fundamental frequency of the pulse. It can be seen in Fig. 3 that the
variance of the SpO
2 measurements determined at the chest using the improved NC method is significantly
reduced compared to the FAST method and the conventional NC method, and is now much
closer to the variance of SpO
2 measured at the fingertip.
[0047] It is considered that the improvements provided by only using the higher harmonics
to determine the SpO
2 measurement could be due to motion artefacts stemming from respiration mainly affecting
the lower frequency range, since respiration rate is usually lower than pulse rate,
and having less impact on the higher harmonics of the pulse components. It may also
be the case that the venous blood pulse mainly affects the lower frequency range,
and its higher harmonics are less present compared with the higher harmonics of the
arterial blood pulse.
[0048] While in some embodiments all harmonics above the fundamental frequency are used
to determine the SpO
2 measurement, in alternative embodiments a selection of one or more higher harmonics
may be made, and the SpO
2 measurement determined from an analysis of those harmonic(s) in the PPG signals.
In the latter case, the selection of the one or more higher harmonics may be dynamic
and depend on one or more parameters. The parameters could include vital signs such
as heart rate (pulse rate) or respiration rate, or parameters related to the stiffness
of blood vessels, such as the age of the subject, pulse transit time (PTT), and/or
the morphology of the pulse wave.
[0049] Thus, in some embodiments if respiration rate increases or is above a threshold value,
then the SpO
2 measurement may be determined from a higher frequency region or at higher harmonic
numbers of the pulse spectrum, rather than all of the higher harmonics of the pulse
component in the PPG signals. For example, a respiration rate of 25 breaths per minute
may be above a respiration rate threshold, and so at this respiration rate the SpO
2 measurement may be determined from frequencies above the second harmonic of the pulse
component. If in this example the pulse rate is at 60 beats per minute, the SpO
2 measurement can be determined using the third and higher harmonics at 180 beats per
minute.
[0050] In some embodiments, if the pulse rate increases or is above a threshold value, then
the SpO
2 measurement may be determined from an even higher frequency region or at harmonic
numbers of the pulse spectrum above the second harmonic, rather than just the second
harmonic components and higher of the pulse component in the PPG signals. For example,
a pulse rate of 120 beats per minute (bpm) may be above a pulse rate threshold, and
so the SpO
2 measurement may be determined from frequencies above the second harmonic of the pulse
component (e.g. the third harmonic and higher).
[0051] In some embodiments, the higher harmonic(s) to use to determine SpO
2 may be determined based on both the respiration rate and the pulse rate of the subject.
For example, consideration can be given to the harmonics of the respiration components
in the PPG signal in determining which higher harmonics of the pulse components should
be used to determine SpO
2.For example, if the pulse rate is relatively low, the SpO
2 measurement may be determined from third or higher harmonics of the pulse components
where the second harmonic of the respiration components is close to the pulse rate.
For example, if the pulse rate is 55 bpm and the respiration rate is 25 breaths per
minute, the second harmonic of the respiration components is close to the pulse rate.
The third harmonic of the pulse components (i.e. 165 bpm) may be less distorted by
the sixth and seventh harmonics of the respiration components (i.e. 150 breaths per
minute and 175 breaths per minute respectively), and amplitudes of harmonics usually
decrease for increasing harmonic number.
[0052] To implement the above embodiments, the apparatus 4 or system 2 may further comprise
one or more other sensors for measuring a vital sign such as the pulse rate and/or
respiration rate (with such sensor(s) being referred to as a 'pulse rate sensor' and
a 'respiration rate sensor' respectively. For example, the apparatus 4 or system 2
may comprise an electrocardiogram (ECG) sensor, a ballistocardiogram (BCG) sensor,
a resistive sensor, a capacitive sensor, an inductive sensor, a bioimpedance sensor,
an air flow sensor, or an accelerometer that can provide a measurement signal representative
of a vital sign such as pulse rate and/or respiration rate. These sensor(s) may be
worn on the subject, for example at the same or similar location on the body to the
PPG sensor(s) 6, or they may be in the environment of the subject, for example in
a bed. Alternatively, the pulse rate and/or respiration rate can be determined from
one or both of the PPG signals obtained by the PPG sensor(s) 6 that are used to determine
the SpO
2 measurement. The use of a PPG signal to determine pulse rate is well known in the
art. Furthermore, a respiration rate can be determined by low pass filtering a PPG
signal, particularly for a PPG signal obtained from a PPG sensor 6 located on the
chest.
[0053] In some embodiments, the best harmonics to use to determine SpO
2 may depend on the position of the PPG sensors 6 on the body of the subject. For example,
based on the study data shown in Figs. 2 and 3, SpO
2 measurements obtained from PPG signals measured at the sternum and fingertips show
less difference than PPG signals measured at the chest, for example due to measurements
at the chest being influenced by the movement of the chest due to breathing.
[0054] Fig. 4 is a block diagram showing an exemplary process of determining SpO
2 measurements according to an embodiment. In this embodiment, the selection of the
higher harmonics to use to determine SpO
2 is based on one or more vital signs, such as pulse rate and/or respiration rate,
and also on the position of the PPG sensors on the subject. Thus, PPG signals 42 from
PPG sensor(s) 6 are input to a vital signs measurement block 44 that determines a
measurement of one or more vital signs or other parameters used to select higher harmonics.
[0055] The determined vital signs or other parameters are input to block 46, along with
information 48 on the location of the PPG sensor(s) 6. Block 46 then selects a suitable
frequency region(s), higher harmonics for determining SpO
2 based on the received vital signs or other parameters and the location of the PPG
sensor(s) 6.
[0056] Information indicating the selected frequency region(s), higher harmonics is output
to block 50 that determines the SpO
2 measurement using the PPG signals 42 according to the selected frequency region(s),
or higher harmonics. In some embodiments, block 50 'tracks' the higher harmonic components
by detecting the peaks in the amplitude spectrum. For a standard method of determining
SpO
2, e.g. using the ratio of ratios, peaks can be detected and tracked in the red and
infrared PPG signals 42, and these peaks used to compute SpO
2. For alternative methods that are based on NC or APBV, higher harmonic peaks in the
amplitude spectrum of the PPG signals can be tracked to find the optimal ratio.
[0057] In an alternative approach, some embodiments provide that SpO
2 can be measured directly from higher harmonic amplitudes using a method that tracks
the higher harmonic frequencies and sums the complex frequency values for each higher
harmonic. In this approach, higher harmonics can be tracked by finding or determining
the fundamental frequency, and taking an integer multitude of that frequency to get
to the higher harmonics. This can be repeated often, for example every 1 second, and
the frequency path of these harmonics can be followed.
[0058] There are several ways to detect the fundamental frequency. For example, the infrared
PPG signal can be analysed to find the first significant peak in the magnitude spectrum
of a time window of the infrared PPG signal that has at least two periods of the pulse
rate. If the lowest possible pulse rate is 30 bpm, a 4-second window can be sufficient.
After applying a proper window function (e.g. a Hanning window), the Fourier Transform
can be calculated, and the corresponding magnitude spectrum. All the peaks within
the possible frequency range of the pulse rate can be found (for example if the pulse
rate can be between 30 and 180 bpm, then peaks between 0.5 Hz and 3 Hz should be searched
for). The maximum within this window can be determined, and the first peak that is
at least a certain percentage of this maximum (e.g. 20 %) can be identified. This
first peak is the fundamental frequency.
[0059] In the following example, the first significant peak is found at 0.66 Hz (40 bpm).
If only frequencies between 150 and 300 bpm are used for an SpO
2 measurement, then the magnitudes of the higher harmonics of the fundamental frequency
that are between 150 and 300 bpm can be summed. For a fundamental frequency at 40
bpm, the harmonics 4, 5, 6 and 7 fall within this range. Therefore, the magnitude
values at these harmonics of the infrared magnitude spectrum are summed. The same
can be done for the red PPG signal. The same time windows are used, and the magnitude
spectrum calculated. The fundamental frequency is known to be 40 bpm. Therefore the
magnitude values are summed at the same harmonics as for the infrared PPG signal.
Now that the average magnitude of infrared and red PPG signals are known, the corresponding
SpO
2 can be calculated using the ratio as described above.
[0060] Fig. 5 shows the difference of SpO
2 values measured using the above approaches against the SpO
2 obtained at the fingertip according to conventional methods (the fingertip-based
measurement is used as a reference). The top graph in Fig. 5 plots the SpO
2 difference for each of five subjects against frequency, with the 1
st-6
th harmonic frequencies of the pulse rate labelled on the abscissa. The SpO
2 difference represents the difference between the SpO
2 measured using the pulse components at that particular frequency and the SpO
2 measured at the fingertip using the conventional method. Thus, the line for each
subject shows how the SpO
2 difference with the conventional fingertip-based measurement changes with frequencies
above the fundamental frequency (first harmonic). Usually, SpO
2 is measured using the ratio of amplitude values of red and infrared PPG signals at
the fundamental frequency (i.e. at harmonic 1), although according to the techniques
described herein pulse components at frequencies higher than the fundamental frequency
can instead be used to get an SpO
2 value, as shown in Fig 5.
[0061] The bottom graph in Fig. 5 plots the standard deviation or spread (denoted STD SpO
2) of the SpO
2 differences across the subjects at each of the frequencies. The best higher harmonic
for determining SpO
2 is where the difference with the fingertip-based measurement is lowest over the five
subjects. It can be seen that the lowest spread of 0.37% is at harmonic 3.24 (i.e.
the frequency that is 3.24 * pulse rate). Thus, to the nearest whole harmonic number,
the difference with the fingertip-based measurement is lowest at the 3
rd harmonic, and in some embodiments the SpO
2 measurement based on a ratio of ratios calculated from the pulse components at the
3
rd harmonic, or the pulse components at the 3.24
th harmonic. It will be appreciated that the SpO
2 measurements may not be calibrated, and so there may be an offset that needs to be
subtracted from the SpO
2 measurements. As a result, the absolute deviation from the reference fingertip sensor
may be less important than the deviation amongst different subjects.
[0062] In some embodiments, the analysis of the higher harmonics to determine SpO
2 may include applying a weighting to one or more of the harmonics of the pulse components.
The weighting for a particular harmonic may reflect the reliability of an SpO
2 measurement obtained using that harmonic. For example, referring to the example in
the bottom graph of Fig. 5, a higher weighting can be used for the third harmonic
and nearby frequencies since SpO
2 measurements at these frequencies are closer to a fingertip-based measurement, but
lower weightings can be used for the second harmonic and/or the fourth harmonic and
higher. In some embodiments, the weighting applied to particular harmonics may also
or alternatively depend on one or more vital signs or other parameters of the subject.
For example, in a similar way to the selection of suitable higher harmonics, the weighting
applied may depend on the pulse rate, the respiration rate and/or the location of
the PPG sensor(s) 6 on the body of the subject. This approach can be used in the NC
or ABPV method in which a weighted average of the harmonic amplitudes can be used
to determine the optimal ratio for determining SpO
2.
[0063] In addition or alternatively, in some embodiments respective SpO
2 measurements are determined from different higher harmonics, and these SpO
2 measurements are averaged to determine the final SpO
2 measurement. This average may be a weighted average, in which case determining the
SpO
2 measurement can comprise applying respective weightings to SpO
2 measurements determined using respective higher harmonics, and determining the final
SpO
2 measurement as a weighted average of the weighted SpO
2 measurements. The weighting for a particular SpO
2 measurement may reflect the reliability of an SpO
2 measurement obtained using the relevant harmonic. As above, the weighting for particular
SpO
2 measurements may also or alternatively depend on one or more vital signs or other
parameters of the subject. For example, the weighting applied may depend on the pulse
rate, the respiration rate and/or the location of the PPG sensor(s) 6 on the body
of the subject. This approach can be used with the standard 'ratio of ratios' method
of determining an SpO
2 measurement, so, for example, a weighted average can be taken of the SpO
2 values computed for each harmonic.
[0064] In another approach, the analysis of the higher harmonics may only take into account
higher harmonics above a certain frequency. This can be performed in a similar way
to the weighting of one or more of the higher harmonics above or forming the weighted
average, except that all higher harmonics above the certain frequency are considered
when determining the SpO
2 measurement.
[0065] In other embodiments, the analysis of the higher harmonics may comprise tracking
a single higher harmonic, for example the 3
rd harmonic.
[0066] While in the above embodiments the PPG signals are analysed in the spectral (frequency)
domain, in some embodiments the evaluation of the higher harmonics of the pulse components
can be applied to analysis of the PPG signals in the time domain. In particular, the
PPG signals can be high-pass filtered with a cut-off frequency above the fundamental
frequency. High-pass filtering can be performed following normalisation of the PPG
signals 42. The optical density ratio can be determined from the high-pass filtered
red and infrared PPG signals, e.g. by using root mean squares (RMS): RMS(high-pass
filtered red) / RMS(high-pass filtered infrared).
[0067] In some embodiments, information about the posture of the subject during the PPG
signal measurement can be used in determining the SpO
2 measurement. Information about the posture of the subject can be derived from acceleration
measurements from an accelerometer worn by the subject. Taking into account the posture
of the subject during the PPG signal measurement can be used to increase the robustness
of the determined SpO
2 measurement. For example, a PPG signal or part of a PPG signal can be excluded when
determining SpO
2 if the subject is in a particular posture when that PPG signal or that part of the
PPG signal was obtained. In some embodiments, for a chest-worn PPG sensor, the particular
posture can be when the subject is lying on their side, as it has been found that
PPG signals obtained when a subject is lying on their side results in deviations in
SpO
2 measurements compared to other body postures. This may be due to poor contact of
the PPG sensor with the skin, or due to folds of the skin.
[0068] It will be appreciated that the techniques described herein are not applicable solely
to PPG signals obtained from PPG sensor(s) 6 positioned on the chest of the subject,
and the techniques can be applied to PPG signals obtained from any body part of a
subject. Furthermore, the techniques are not limited to use with PPG signals obtained
using contact-based PPG sensors (i.e. transmissive or reflectance-based PPG sensors),
and the techniques can also be applied to PPG signals obtained remotely using a camera.
[0069] The flow chart in Fig. 6 illustrates a method for determining an SpO
2 measurement for a subject according to various embodiments. The method can be performed
by the apparatus 4, for example by the processing unit 8. The processing unit 8 may
perform the method as a result of executing suitably configured computer readable
code.
[0070] In step 101, first and second PPG signals are received for the subject. The first
PPG signal relates to, or includes measurements of, a first wavelength of light and
the second PPG signal relates to, or includes measurements of, a second wavelength
of light. In some embodiments, the first wavelength of light can be red light (e.g.
with a wavelength of 660 nm) and the second wavelength of light can be infrared light
(e.g. with a wavelength of 940 nm), or vice versa. The first and second PPG signals
relate to the same time period. In some embodiments, multiple PPG signals can be received
for each wavelength, for example from PPG sensors on different parts of the body of
the subject, and these sets of first and second PPG signals processed according to
the subsequent steps of the method.
[0071] The PPG sensor(s) 6 that generated the PPG signals may be contact-based PPG sensor(s)
that obtain the PPG signal using a transmissive or reflectance-based measurement technique.
Alternatively the PPG sensor(s) 6 that generated the PPG signals may be remote PPG
sensor(s) (e.g. one or more cameras) that obtain the PPG signal without requiring
direct contact with the skin of the subject.
[0072] In some embodiments, step 101 comprises receiving the PPG signals directly from PPG
sensor(s) 6 as the PPG signals are generated. These embodiments enable the SpO
2 measurement to be determined in real time. In other embodiments, the PPG signals
may be stored in the memory unit 10, and step 101 comprises retrieving the PPG signals
from the memory unit 10.
[0073] The PPG signals include pulse components relating to the pulse/blood volume changes
in the subject over time. The PPG signals can also include signal components due to
noise and/or motion artefacts (including motion due to respiration). The pulse components
of the PPG signal are a harmonic series in the PPG signal, with the pulse rate as
the fundamental frequency (first harmonic) of the harmonic series. Thus, the pulse
components include signal components at the pulse rate, and signal components at higher
harmonics, i.e. at frequencies above the pulse rate.
[0074] Next, in step 103, the pulse rate of the subject occurring during the measurement
of the first and second PPG signals is determined. The pulse rate is considered as
a fundamental frequency (the first harmonic) in subsequent processing of the first
and second PPG signals. Step 103 can comprise processing one or both of the first
and second PPG signals to determine the pulse rate of the subject. Techniques for
determining pulse rate from a PPG signal are known in the art, and will not be described
further herein. In alternative embodiments, the pulse rate can be determined from
measurements by a different sensor, such as an accelerometer, an ECG sensor, a BCG
sensor, etc. In this case, the apparatus 4 or processing unit 8 can receive a signal
from the different sensor (with the signal being measured at the same or similar time
as the first and second PPG signals), and process the signal to determine the heart
rate, which is indicative of the pulse rate.
[0075] Once the pulse rate has been determined in step 103, in step 105 the first and second
PPG signals are processed to determine an SpO
2 measurement for the subject. In particular, one or more harmonics of the pulse components
of the first and second PPG signals at frequencies higher than the fundamental frequency
(the pulse rate) are processed to determine the SpO
2 measurement for the subject.
[0076] Step 105 can comprise determining the SpO
2 measurement from an optical density ratio derived from one or more harmonics of the
pulse components of the first and second PPG signals that are higher than the fundamental
frequency. That is, in step 105, the SpO
2 measurement is determined using harmonics of the pulse components of the first and
second PPG signals at frequencies higher than the fundamental frequency - the pulse
components of the PPG signals at, and below, the fundamental frequency are ignored
or omitted in determining the SpO
2 measurement.
[0077] In some embodiments step 105 comprises processing the first PPG signal to determine
the higher harmonics of the pulsatile component in the first PPG signal (
AC1) normalised by the non-pulsatile component of the first PPG signal (
AC1) and the higher harmonics of the pulsatile component in the second PPG signal (
AC2) normalised by the non-pulsatile component of the second PPG signal (
DC2)
. The SpO
2 measurement can be determined from the ratio of these normalised higher harmonic
pulsatile components in line with Equation (1) above.
[0078] In alternative embodiments, step 105 can comprise determining the SpO
2 measurement from amplitudes of the higher harmonics of the pulse components of the
first and second PPG signals at frequencies higher than the fundamental frequency.
[0079] Once the SpO
2 measurement has been determined, the SpO
2 measurement can be output by the apparatus 4. For example the SpO
2 measurement can be displayed to a user of the apparatus 4, e.g. the subject themselves,
or a doctor or other care provider for the subject. In addition or alternatively,
the SpO
2 measurement may be transmitted or otherwise provided to another device, such as a
server or computer, that stores the SpO
2 measurements in a patient record for the subject.
[0080] In some embodiments, step 105 can comprise processing the higher harmonics of the
first and second PPG signals in the time domain to determine the SpO
2 measurement. In other embodiments, step 105 can comprise processing the higher harmonics
of the first and second PPG signals in the frequency domain to determine the SpO
2 measurement.
[0081] In some embodiments, step 105 can comprise applying a weighting to higher harmonics
of the pulse components of the first and second PPG signals. The SpO
2 measurement is then determined from the weighted higher harmonics. Applying different
weightings to the higher harmonics can increase or decrease the influence of a particular
harmonic on the resulting SpO
2 measurement. In some embodiments, the weighting applied to respective higher harmonics
of the pulse components can be based on one or more vital signs of the subject or
other parameters, such as a respiration rate of the subject, a pulse rate of the subject,
a position of a PPG sensor(s) 6 on the subject or relative to the subject, and measurements
of movement and/or posture of the subject. In these embodiments, the apparatus 4 or
system 2 may include one or more additional sensors for measuring these vital signs
or parameters.
[0082] In some embodiments, for example those that use the APBV method to determine SpO
2, at least a third PPG signal is received in step 101 for a further wavelength of
light, and processed in step 105 along with the first and second PPG signals to determine
an SpO
2 measurement for the subject.
[0083] In alternative embodiments, step 105 can comprise selecting harmonics of the pulse
components of the first and second PPG signals corresponding to one or more harmonics
higher than the fundamental frequency. The SpO
2 measurement is then determined from the selected higher harmonics of the pulse components
of the first and second PPG signals. In some embodiments, the selection of higher
harmonics can be based on one or more vital signs of the subject or other parameters,
such as a respiration rate of the subject, a pulse rate of the subject, a position
of a PPG sensor(s) 6 on the subject or relative to the subject, and measurements of
movement and/or posture of the subject. In these embodiments, the apparatus 4 or system
2 may include one or more additional sensors for measuring these vital signs or parameters.
[0084] In some embodiments, particularly where the PPG signals are processed in the time
domain to determine the SpO
2 measurement, step 105 can comprise high-pass filtering the first and second PPG signals
and processing the high-pass filtered PPG signals to determine the SpO
2 measurement. The cut-off frequency for the high-pass filter is above the fundamental
frequency (the pulse rate). In some embodiments, the cut-off frequency may be above
the lower harmonics of the pulse components (e.g. above the second harmonic, or above
the third harmonic). In some embodiments, the value of the cut-off frequency can be
set based on one or more vital signs of the subject or other parameters, such as a
respiration rate of the subject, a pulse rate of the subject, a position of a PPG
sensor(s) 6 on the subject or relative to the subject, and measurements of movement
and/or posture of the subject. In these embodiments, the apparatus 4 or system 2 may
include one or more additional sensors for measuring these vital signs or parameters.
[0085] Thus, there is provided a method and apparatus that provide measurements of SpO
2 of a subject that have improved reliability when compared to SpO
2 measurements determined using conventional techniques. In particular, the reliability
of SpO
2 measurements determined using the techniques described herein from PPG signals obtained
from the chest or other central body part can approach the reliability of SpO
2 measurements obtained from the fingertip using conventional processing techniques.
[0086] Variations to the disclosed embodiments can be understood and effected by those skilled
in the art in practicing the principles and techniques described herein, from a study
of the drawings, the disclosure and the appended claims. In the claims, the word "comprising"
does not exclude other elements or steps, and the indefinite article "a" or "an" does
not exclude a plurality. A single processor or other unit may fulfil the functions
of several items recited in the claims. The mere fact that certain measures are recited
in mutually different dependent claims does not indicate that a combination of these
measures cannot be used to advantage. A computer program may be stored or distributed
on a suitable medium, such as an optical storage medium or a solid-state medium supplied
together with or as part of other hardware, but may also be distributed in other forms,
such as via the Internet or other wired or wireless telecommunication systems. Any
reference signs in the claims should not be construed as limiting the scope.