TECHNICAL FIELD
[0001] This relates to a variable filter that may be used for analog RF (radio frequency),
microwave and millimeter wave frequency filtering applications, and may also be extended
to higher or lower electromagnetic frequencies. The variable filter may be controllable
and applicable in band-pass frequency filtering applications in which it is desirable
to be able to electronically adjust the pass-band center frequency, the bandwidth,
or both. The variable filter may be reduced to chip size.
BACKGROUND
[0002] Bandpass filters (BPF) are commonly used in signal processing for various purposes.
A BPF generally involves some form of resonator that stores energy in a given frequency
band. This resonator will have an input coupling and an output coupling. Classical
filters for electronic circuit applications are built on this principle. The resonator
may be, for example, in the form of a transmission line cavity, waveguide cavity,
lumped inductor and capacitor components, or a crystal where mechanical resonances
of the crystal are coupled via electrodes to the electrical circuit. The crystal could
also be in a form of a small block of ceramic material. An active form of a bandpass
filter could include buffers associated with the input and output resonator couplers
such that the external coupling does not degrade the frequency selectivity of the
resonator. Such an active filter is illustrated in FIG. 1, which shows a generic active
bandpass filter (BPF) having input and output buffers 102, resonator couplings 104,
and a resonator 106.
[0003] The BPF of FIG. 1 can be made into a tunable BPF if the properties of the resonator
can be adjusted. If they can be adjusted using passive elements, then the BPF is a
tunable BPF. The energy storage of the resonator can also be arranged with feedback
in which signal from the output coupling is fed back into the input coupling. This
is shown in FIG. 2, which depicts a generic BPF with a feedback path 110. Referring
to FIG. 3, a gain block 112 and delay block 114 may be added that condition the feedback
to modify the resonance slightly. The addition of a gain block will turn a passive
tunable BPF into an active tunable BPF. With this active feedback, more control is
possible in which the phase and the amplitude of the feedback can be controlled to
give a narrower bandwidth and finer control over the center frequency.
[0004] More specifically, the resonator feedback can be implemented in which the gain and
the delay of the resonator feedback is assumed to be adjustable which modifies the
frequency selectivity characteristics of the BPF. FIG. 3 shows control of the BPF
feedback being implemented with the delay block 114, where the adjustability of the
circuit elements is denoted by a diagonal arrow through the element.
[0005] If the overall loop gain (the loop consisting of the feedback path 110, couplers
104 and resonator 106) exceeds unity then the BPF becomes an oscillator, resonating
at a frequency determined by the properties of the resonator 106 itself and the feedback
loop 110. Backing off the feedback gain such that the loop gain is slightly less than
unity results in a BPF with an arbitrarily narrow bandwidth. If the resonator 106
selectivity is reduced such that it has a broader pass band then the feedback can
tune the filter over a broader range without becoming an oscillator.
[0006] Another general implementation is shown in FIG. 4 wherein the feedback delay element
is replaced by a phase shifter 116, the phase shifter implementing control of the
feedback. Signal time delay and signal phase shift are approximately analogous for
narrow bandpass filters.
[0007] The circuit topology of FIG. 4 is essentially that of the super-regenerative amplifier
filter that was developed back in the 1930's (Armstrong). If the resonator 106 is
based on a single inductor then the feedback results in a Q-enhanced inductor circuit.
If a capacitor is placed in parallel with the Q-enhanced inductor then a tunable filter
circuit results. Such circuits are published and well known.
SUMMARY
[0009] There is provided a variable filter, comprising a signal loop defined between a signal
input and a signal output, and a plurality of circuit elements connected in the signal
loop. The plurality of circuit elements comprises a frequency tunable resonator, and
an adjustable scaling block that applies a gain factor that is adjustable in a range
that comprises a positive gain and a negative gain. There is also a controller connected
to tune the frequency tunable resonator and to adjust the gain factor of the adjustable
scaling block between a negative gain factor to a positive gain factor.
[0010] According to further aspects, the variable filter may comprise one or more of the
following elements, alone or in combination. The frequency tunable resonator may comprise,
but is not limited to, adjustable elements such as a varactor diode, variable dielectric
capacitors, switched discrete capacitors, a MEMS variable capacitor, a fixed inductor,
a variable inductor such as a MEMS variable inductor, or a mechanically adjustable
resonator. The plurality of circuit elements may comprise a plurality of frequency
tunable resonators. The plurality of circuit elements comprises two or more, or two
or three frequency tunable resonators. One or more frequency tunable resonators may
be connected in a secondary signal loop that is connected within the signal loop,
and each secondary signal loop may comprise a secondary adjustable scaling block.
The adjustable scaling block may comprise a main adjustable scaling block and is connected
in series with each of the frequency tunable resonators. The plurality of circuit
elements may comprise a plurality of adjustable scaling blocks. The controller may
be connected to independently tune two or more frequency tunable resonators. The controller
may be programmed to selectively Q-spoil or Q-enhance one or more frequency tunable
resonators. The variable filter may further comprise a sensor that measures the frequency
response of the signal loop, the sensor being in communication with the controller,
wherein the controller is programmed to tune the one or more frequency tunable resonator(s),
and control the gain factor of the one or more adjustable scaling block(s) in response
to the measured frequency response to achieve a desired frequency response in the
filter.
[0011] According to an aspect, there is provided a method of filtering a signal, comprising
the steps of: providing a variable filter as described above; and adjusting the filter
by tuning the one or more frequency tunable resonator(s) and adjusting the gain factor
of each adjustable scaling block to achieve a desired frequency response in the filter.
[0012] According to further aspects, the method may include one or more of the following
steps, alone or in combination. Adjusting the filter may comprise independently tuning
two or more frequency tunable resonators. Adjusting the filter may comprise Q-spoiling
or Q-enhancing at least one frequency tunable resonator. The method may further comprise
the step of measuring the frequency response of the signal loop, and using the controller
to tune the one or more frequency tunable resonators and adjust the gain factor of
each adjustable scaling block in response to the measured frequency to achieve a desired
frequency response in the filter.
[0013] According to an aspect, there is provided a programmable filter, comprising a plurality
of variable filters as described above, and a switch matrix connected to the inputs
and the outputs of the plurality of variable filters. The switch matrix is configurable
to connect one or more variable filters in more than one signal path configurations.
A controller is connected to tune the frequency tunable resonators, adjust the gain
factor of the adjustable scaling blocks, and configure the switch matrix between signal
path configurations in order to achieve a desired frequency response in the filter.
[0014] According to a further aspect, the switch matrix may comprise connections for selectively
connecting one or more variable filters in a signal loop.
[0015] According to an aspect, there is provided a variable filter, comprising: a signal
loop defined between a signal input and a signal output; a plurality of secondary
signal loops connected in the signal loop, each secondary signal loop comprising a
frequency tunable resonator and a secondary adjustable scaling block that applies
a gain factor that is adjustable in a range that comprises a positive gain and a negative
gain; a main adjustable scaling block; and a controller connected to tune each of
the frequency tunable resonators and to adjust the gain factor of each of the main
and secondary adjustable scaling blocks, the gain factors being adjustable in a range
that comprises a negative gain factor and a positive gain factor.
[0016] According to an aspect, there is provided a multiband filter circuit, comprising
a plurality of filter elements, wherein the plurality of filter elements are selected
from a group consisting of a variable filter as described above. Two or more filter
elements may be connected in parallel or in series.
[0017] According to an aspect, there is provided a circuit comprising a plurality of resonators
having a variable center frequency that has a means of varying the center frequency
of the filter passband, a scaling circuit that can scale the amplitude output of the
bandpass filter, a feedback path, an input coupler, and an output coupler wherein
the scaling factor or gain of the scaling circuit can be adjusted and controlled.
[0018] According to other aspects, there may be a plurality of resonators, such as two or
three resonators, and the element to control the frequency may be a variable capacitor,
a variable dielectric capacitor, a variable inductor, a variable dimension of a resonator
length, a MEMS device, or other known structure. The circuit is preferably a loop
circuit, such that the various components may be in series in different orders. The
circuit preferably allows for Q-spoiling of at least one resonator of the filter.
The resonator may be a series LC, parallel LC, or a third order bandpass filter. If
there is more than one resonator, the resonators may be individually tuned such that
the resonance frequencies may be staggered. Each resonator may have an individual
scaling circuit that affects the Q of the resonator individually. The scaling circuits
may be a variable resistor, FET, or other known device that permits for a range of
gain factors that includes both positive and negative gains. The resonators may be
configured by incrementing or decrementing the resonator parameters based on an output
characteristic of the overall filter response of the circuit, such as by measuring
the overall filter dominant pole location based on the measured or inferred impulse
response. There may be a plurality of filters, switches, and connections in a configurable
structure that may be configured in such a manner as to string several filters in
series to realize a higher order filter, such as a Butterworth or Chebyshev bandpass
filter. The filter may also be used as a band reject filter.
[0019] In other aspects, the features described above may be combined together in any reasonable
combination as will be recognized by those skilled in the art.
BRIEF DESCRIPTION OF THE DRAWINGS
[0020] These and other features will become more apparent from the following description
in which reference is made to the appended drawings, the drawings are for the purpose
of illustration only and are not intended to be in any way limiting, wherein:
FIG. 1 is a block diagram of a prior art active bandpass filter.
FIG. 2 is a block diagram of a prior art active bandpass filter with a feedback loop.
FIG. 3 is a block diagram of a prior art bandpass filter with a delay element in a
feedback loop.
FIG. 4 is a block diagram of a prior art bandpass filter with a phase shifter in the
feedback loop.
FIG. 5 is a block diagram of a variable filter with a variable resonator and a variable
scaling block in a signal loop.
FIG. 6 is a graph showing the bandpass characteristics of a variable filter.
FIG. 7 is a block diagram depicting a possible variant of the variable filter.
FIG. 8 is a block diagram of a bandpass filter without a resonator block.
FIG. 9 is a graph of the periodic "comb-line" response of the bandpass filter shown
in FIG. 8.
FIG. 10 is a depiction on a complex plane of the first passband pole of the bandpass
filter shown in FIG. 8.
FIG. 11 is a graph depicting the frequency response of the bandpass filter of FIG.
8 in the vicinity of the first resonance band.
FIG. 12 is a graph of the excess power gain vs. Q of the bandpass filter of FIG. 8.
FIG. 13 is a visual definition of an elemental resonator, with S-plane poles.
FIG. 14 is a block diagram of a first order variable filter CAF-1.
FIG. 15 is a root locus of the first order variable filter of FIG. 14.
FIG. 16 is a Bode plot of the first order variable filter of FIG. 14.
FIG. 17 is a block diagram of a Q-spoiler based on a resonant block in parallel with
a FET variable resistor.
FIG. 18 is a block diagram of a second order variable filter CAF-2.
FIG. 19 is a root locus of the second order variable filter of FIG. 18.
FIG. 20 is a Bode plot of the second order variable filter of FIG. 18.
FIG. 21 is a block diagram of a third order variable filter CAF-3.
FIG. 22 is a Bode plot of the third order variable filter of FIG. 21.
FIG. 23 and 24 are root locus of the third order variable filter of FIG. 21 with different
values for Q.
FIG. 25 and 26 are root locus of a fourth order variable filter with different values
for Q.
FIG. 27 is a simplified block diagram of an example of a first order variable filter.
FIG. 28 is a root locus of the variable filter depicted in FIG. 27 with Q-enhancement.
FIG. 29 is a root locus of the variable filter depicted in FIG. 27 with Q-spoiling.
FIG. 30 is a plot of the pass band of the variable filter depicted in FIG. 27 comparing
Q-enhancement and Q-spoiling.
FIG. 31 is a plot showing the effect of varying the resonant frequency on the pass
band of the variable filter of FIG. 27.
FIG. 32 compares the frequency response of the first, second, and third order variable
filters.
FIG. 33 is an example of a Q-enhanced, Chebyshev bandpass filter.
FIG. 34 is a block diagram of three first order variable filters connected in series
FIG. 35 is a block diagram of three first order variable filters connected in series
with an additional feedback path.
FIG. 36 are graphs depicting the effect of an additional feedback path on the movement
of the poles.
FIG. 37 is a root locus of three cascaded, first order variable filters.
FIG. 38 is a frequency response of the variable filter shown in FIG. 34 for different
values of G.
FIG. 39 is a frequency response of the variable filter shown in FIG. 35 with neutral
level two feedback.
FIG. 40 is a root locus for negative (left) and positive (right) level two feedback
of the variable filter shown in FIG. 35.
FIG. 41 is a plot of the frequency response of the variable filter shown in FIG. 35
with positive, neutral, and negative level two feedback.
FIG. 42 is a Bode plot of the variable filter shown in FIG. 35 with staggered resonator
frequencies.
FIG. 43 is a root locus of the variable filter shown in FIG. 35 with staggered resonator
frequencies.
FIG. 44 is a plot of a passband of a first order variable filter after being subjected
to a tuning process.
FIG. 45 is a plot of a passband of a third order variable filter after being subjected
to a different tuning process.
FIG. 46 is a zero degree root locus of a third order variable filter representing
quasi-orthogonal control.
FIG. 47 is a block diagram of three variable filters connected in series.
FIG. 48 depicts a typical frequency response of the circuit shown in FIG. 47.
FIG. 49 is a block diagram of variable filters connected in parallel.
FIG. 50 depicts a typical frequency response of the circuit shown in FIG. 49.
FIG. 51 is an example of an arbitrary combination of variable filters that result
in a tri-band filter.
FIG. 52 is a block diagram of a lattice array of multiple variable filters with switch
matrices allowing for arbitrary filter development.
FIG. 53 is the block diagram of FIG. 52, configured to provide a desired signal path.
FIG. 54 depicts the frequency response of a 4th order Butterworth bandpass filter.
FIG. 55 is a block diagram of four variable filters in series.
FIG. 56 is a frequency response of the circuit shown in FIG. 55.
FIG. 57 is a simplified realization of a second order section circuit topography of
a parallel resonator circuit.
FIG. 58 is a simplified realization of a second order section circuit topography of
a series resonator circuit.
FIG. 59 is a simplified realization of a circuit topography of a third order bandpass
filter.
FIG. 60 is a block diagram showing a series of cascaded resonators.
FIG. 61 is a block diagram of a series of cascaded resonators with a feedback loop.
FIG. 62 is a block diagram of a generalized controllable analog filter.
FIG. 63 is a block diagram depicting the cascading of multiple CAF-n analog filters,
each with individual and separate controls.
FIG. 64 is a block diagram of a sensor wireless transceiver using a controllable analog
filter.
FIG. 65 is a block diagram of an alternate sensor wireless transceiver using a controllable
analog filter.
FIG. 66 is a block diagram of a wireless communication channel using a controllable
analog filter.
FIG. 67 is a block diagram of a baseband model of a wireless communication channel.
FIG. 68 is a spectral diagram depicting adjacent channel noise due to wireless interference.
FIG. 69a and 69b are graphs that represent the response of an RRC filter.
FIG. 70 is a graph of the power spectral density of additive channel noise.
FIG. 71 depicts a pole/zero pattern of a third order, discrete time Butterworth low
pass filter.
FIG. 72 shows an example of an eye diagram and the signal noise ratio of a receiver.
FIG. 73 depicts an example of the signal noise ratio as a function of the passband
of the CAF-3.
FIG. 74 depicts an example of the signal noise ratio as a function of the relative
offset of the CAF-3.
FIG. 75 is a block diagram of a CAF-1 calibration and stabilizing circuit.
FIG. 76 is a graph depicting a rapidly alternating Q control that measures the pole
position based on exponential rise and decay.
FIG. 77 through 81 are block diagrams of examples of phase delay elements.
DETAILED DESCRIPTION
[0021] The presently described bandpass filter uses a resonator element of variable frequency
that may be adjusted such that the resonator center frequency is coincident with the
desired center frequency of the tunable filter with feedback. In this way the resonator
bandwidth can be narrow enough to avoid spurious passband responses but still be able
to tune over a broad range in frequency. In addition, the gain element, which may
also be described herein as a scaling block, is adjustable to provide positive gain,
negative gain, or zero gain. As will be described in more detail below, this allows
the scaling block to act selectively as a Q-enhancer and a Q-spoiler. This filter
architecture is referred to herein as a controllable analog filter (CAF). A block
diagram of the simplest form of the CAF with a variable resonator 502 and a variable
scaling block 504 in a signal loop is given in FIG. 5. The description below relates
primarily to the design and control aspects of the CAF. The CAF is intended to be
used in the transmitting, receiving, and/or processing of communications signals for
various purposes, some of which are described as examples below. Generally speaking,
a communication signal is a modulated signal used to transmit information or data.
Typically, this involves an analog carrier frequency that has been encoded with an
information signal, using known methods, such as frequency modulation, amplitude modulation,
or phase modulation.
[0022] The fundamental operating principle of the CAF, which offers control of bandpass
characteristics, is shown in FIG. 6, where the wide dashed trace 602 is the resonator
frequency response at an initial setting. The narrow dashed trace 604 is the sharper
frequency response of the closed loop filter set for a narrower bandwidth at the initial
frequency setting. Assume that the resonator is now tuned upward in frequency to the
wide solid trace 606 as indicated by the black arrow. The narrow solid trace 608 is
the closed loop response that results at the new resonator response frequency.
[0023] The CAF may be of different orders, such as a first, second and third order filter.
The order of the CAF depends on the filter order of the resonator. The CAF may be
designed with higher orders beyond the third order, although the complexity of controlling
higher order circuits will increase. Some general comments on the filter order are
given below.
- A first order CAF (CAF-1) would include one resonator that has a single dominant resonance
pole pair.
- A second order CAF (CAF-2) would include two such resonators that have two dominant
pole pairs, an example being a cascade of two coupled LC tank resonators.
- A third order CAF (CAF-3) would include three such resonators having three dominant
pole pairs.
- Fourth and higher order CAPs are possible, however these may result in spurious resonance
bands when a scaling block feedback is applied (as in FIG. 5), and generally result
in a BPF with more challenging tuning characteristics. This will be discussed in more
detail below.
[0024] The examples discussed herein will relate primarily to first, second and third order
CAFs, although it will be understood that the teachings herein may also apply to higher
order filters if desired.
[0025] In the various examples presented herein, the circuits are, for convenience, typically
depicted in the style of FIG. 5, which shows an arrangement having a main path 508
and a feedback path 510, and generally with the gain block 504 (which may also be
referred to as a scaling block and which can have both positive or negative values)
on the feedback path 510. This is done for consistency and to make it easy to compare
circuits. However, the circuit may be more appropriately considered as a loop with
appropriate input and output couplings, where the loop is formed from what would otherwise
be the main path 508 and the feedback path 510, and the elements are connected in
series within the loop. As a loop, the order of the components in the loop can be
changed without affecting the resonance characteristics of the CAF-n. An example of
a circuit with the elements in a different arrangement shown in FIG. 7, where the
gain block 504 is connected in the main path 508, and the variable resonator 502 is
connected in the feedback path 510. It will be understood that other variations of
the CAF circuit topologies are also possible, and will depend on the number of elements
used in the respective circuit.
Theoretical Development of a Bandpass Filter with no Resonator
[0026] Before presenting the theory of the CAF, the theoretical performance of a CAF-0 (a
CAF with no resonator) is discussed. This would be a basic bandpass filter of the
type shown in FIG. 8, which has a gain block 802, attenuator 804 and variable phase
shift or delay 806.
[0027] The phase shift 806, either through a transport delay or a phase shifting element,
varies with frequency, imparting to the feedback loop its frequency selectivity. Based
on this circuit description, the linear transfer function of the depicted circuit
can be stated as a Laplace transform (frequency domain response) written as

where P is the phase shift. We can write this in terms of the physical frequency
ƒ with the mapping
s ->
j2
πƒ as

[0028] Note that this is periodic in frequency with a period of
ƒp = P-1. That is, although the CAF-0 has no specific resonator element, resonance bands occur
whenever

[0029] In the following numerical example, assume that the delay P is 100psec and that G
= 1 and A = 0.9. Hence resonance will occur at 0 Hz, 10 GHz, 20 GHz, etc. Another
observation is that all the resonant bands have the same in-band gain of 20 dB which
is a result of

[0030] Such filter performance is commonly referred to as a comb-line filter in reference
to the transfer function plotted in FIG. 9.
[0031] Considering the fundamental resonance at f = 1/P, we can see by changing P we can
get any arbitrary resonance. The response at DC and the higher order harmonics can
easily be attenuated by a suitable low pass and high pass filter that are cascaded
in series with the circuit of FIG. 8.
[0032] The Q and damping factor D of the CAF-0 are derived from the Laplace transform of
the CAF-0 given before as

[0034] Now consider the dominant passband pole shown in FIG. 10.
[0035] We have

where D is defined as the damping coefficient and
ωo is the natural resonant frequency in rads/sec. This gives

[0036] This Taylor expansion simplification is based on the assumption that
AG ≈ 1. The approximate relation to Q (valid for larger Q say Q>10) is given as

[0037] This makes sense in that Q increases to infinity as the loop gain AG becomes 1. FIG.
11 shows an example of the calculation of the response around the first resonance
pole for AG = 0.9. The portion represented by a broken line is the response within
the 3 dB bandwidth from which the expression of Q can be validated.
[0038] A more direct way of calculating the Q factor is to have

where Δ
ω is determined from the 3 dB point of
H(
s)
. At the real axis pole

[0039] From this we have

which was obtained before.
[0040] Next consider the power gain that is associated with a given Q. The power gain is
given as

[0041] The excess gain resulting from the feedback path, denoted as G
ex, is the power gain normalized by the open loop gain (no feedback path) as

in dB. This is plotted in FIG. 12.
Elements of the CAF
Before turning to the structure of the CAF, the following CAF elements are discussed.
Tunable CAF Resonator (R)
[0042] The resonator block 1301 is denoted as R in FIG. 13. R is represented by two poles
in the S-plane as is also shown in the diagram on the right of FIG. 13. The two poles
are represented by 'x'. By incorporating a feedback loop across the resonator as in
FIG. 14, Q control is made possible. This is discussed in detail later. As depicted,
resonator block 1401 with feedback incorporating gain or scaling block 802 as shown
in FIG. 14 is the basic resonator element that has two control inputs 1302 and 1304:
one for changing the frequency (1302), and the other for changing the Q (1304).
[0043] Depending on the circuit being implemented, the resonator can be implemented either
as a resonator element, such as a LC tank circuit, or as a Second Order Section (SOS)
filter element. The SOS implementation will be discussed in more detail below.
[0044] As will be understood from the discussion herein, there are a number of possible
combinations of resonators and scaling blocks, and signal paths that can be used in
designing a CAF. The particular design will depend on the desired circuit performance,
as is discussed elsewhere. Generally speaking, the CAF will include a feedback loop
comprising a desired number of resonators and a scaling block. Each CAF may be connected
in parallel or in series with other CAF elements, or other circuit elements, and may
have an additional level two feedback loop that comprises multiple CAF. In addition,
there may be nested loops within a CAF element, comprising a loop for each resonator,
or subset of resonators. As used herein, the term "level two feedback" is intended
to refer to a feedback or circuit loop that provides a feedback path around multiple
CAF-n elements in series. This may also include what could otherwise be referred to
as a level three or level four feedback.
[0045] The resonant frequency of R can be varied with some component included in the resonator
circuit. Typically, this may be accomplished using a varactor diode, or a variable
dielectric capacitor may be used for a variable capacitance, in which case the 'f
control' in FIG. 13 would be an analog bias voltage. Other variants that allow the
resonant frequency to be varied may also be used, such as a discrete capacitance that
is switched in or out of the circuit and hence 'f control' can be a digital signal.
Another variant is that a MEMS variable capacitor or a MEMS variable inductor could
be used where 'f control' is a bias control voltage or current signal applied to the
MEMS device. The variable capacitance or inductance can also be realized by mechanical
tuning of a component. For instance, R could be a microwave resonance cavity in which
one or more dimensions of the cavity are mechanically adjustable by some mechanism
supplying 'f control'.
[0046] The two poles of R are a conjugate pair and cannot be controlled individually. Hence
to simplify the description we consider only the positive frequency pole. We therefore
consider the elemental resonator as having a single pole in the domain of s (that
is the region of s with positive imaginary component). R is a two port device with
a transfer function given in the Laplace domain, denoted as above as a standard second
order bandpass transfer function
HR (
s):

Q Control Scaling Block
[0047] The `Q control' 1304 in FIG. 13 above can comprise a control device associated with
the resonator that controls the component Q of the capacitance or the inductance or
resonant cavity. If the Q control increases the component Q, this is referred to herein
as Q-enhancement. If the Q control decreases the component Q of the resonant cavity,
this is referred to herein as Q-spoiling. Q-enhancement is equivalent to decreasing
D which moves the resonant pole of R closer to the
jω axis of the S-plane. Q-spoiling moves the resonant pole of R further from the
jω axis hence increasing D. It has been found that Q-enhancement and Q-spoiling may
be used selectively to move a resonant pole towards or away from the
jω axis to synthesize an arbitrary multi-pole filter function (plurality of R's).
[0048] Scaling blocks 802, as in FIG. 14, are provided in order to enable better control
over the feedback response. The gain factor for each scaling block 802 is variable
and comprises a gain that includes both positive and negative gain values. For example,
if the gain of the scaling block 802 is greater than zero, there results Q-enhancement.
If the gain of the scaling block 802 is less than zero, there results Q-spoiling.
[0049] In general, there will be an additional level two scaling block for each loop or
secondary loop in a CAF-n element as discussed below. As an example, for a CAF-3 circuit
element (see FIG. 35 for reference), where a series of three CAF-1 elements are connected
within a loop and can be separately controlled, there may be four scaling blocks (not
shown) - one surrounding each resonator element 1401 in loops 110, and one level two
feedback scaling block in loop 110a, as will be discussed below.
[0050] Generally, each scaling block will be capable of enabling Q-enhancement resonators
and Q-spoiling resonators independently. Alternatively, the resonator may be a Q-enhanced
resonator, which uses an amplifier that only allows for Q-enhancement. As noted above,
the Q-enhanced resonator would still be nested within the feedback loop of the CAF-n
element comprising a scaling block to override the Q-enhancement and provide a desired
Q-spoiled performance as required. This will, of course, be apparent from the fact
that the resonator may be any type of frequency tunable resonator comprising, but
not limited to, a varactor diode, a switched discrete capacitor, a variable dielectric
capacitor, a variable capacitor, such as a MEMS variable capacitor, a fixed inductor,
a variable inductor, such as a MEMS variable inductor, or a mechanically adjustable
resonator.
Topology of the CAF-1
[0051] There will now be described a first order of the CAF circuit, denoted CAF-1, which
comprises a single resonator component 1401, a single gain or scaling block 802, and
a combiner 1404 for closing the feedback loop as depicted in FIG. 14. This can be
described in a simplified way if the center frequency control of the CAF-1 is omitted.
This provides an intuitive method of understanding the CAF-n variants. In one example,
resonator 1401 may be a second order bandpass filter with a transfer function of:

with coefficients evaluated based on D and
ωo. The gain G 802 is variable and controls the closed loop Q. Note that at resonance
the phase shift through the resonator 1401 is ideally 0 degrees. In the physical implementation
the phase shift will not be zero in general due to parasitics and transport effects,
but these can be ignored in this evaluation: the implemented circuit will have a phase
shifter associated with G 802 that will compensate for any parasitic and transport
phase effects. To vary the frequency it is necessary to change
ωo, of the resonator in the CAF-1, but this is ignored in this section.
[0052] It should be noted that, according to the notation used herein, the first order CAF-1
has a resonator of second order. What is referred to in "order" is the number of Second
Order Sections (SOS) used that make up the overall resonator. An SOS transfer function
refers to a Laplace function of frequency variables that are second order in the denominator.
In the present context the SOS, as seen above, will always have the form of

where
ωo, is the resonance frequency in radians per second,
D is the damping coefficient, and
a is a real constant. The mapping to f in FIG. 13 is

[0053] The mapping to Q is given by the conventional definition of

[0054] In this discussion, {
ƒn,
Q} may then be used interchangeably with {
ωn,
D}.
[0055] An insightful analysis of the operation of the CAF-1 is possible with the use of
the root locus method. The root locus is a standard method of determining the poles
of a closed loop system given a variable loop gain. The outcome of the root locus
calculation in the present context is the trajectory of these closed loop poles as
they change with variations in the loop gain G as shown in FIG. 15 for example. With
this we can get an understanding of any spurious passbands and any tuning limitations
of the CAF-1. As an initial illustrative example let us assume that
ωo = 1 and D = 0.5, in which the CAF-1 SOS resonator has a very low Q for this example.
The Bode plot of the transfer function of the resonator is shown in FIG. 16. Note
that the phase change with frequency is rather gradual around resonance due to the
high damping factor (low Q) assumed in this example.
[0056] Now we consider the effect of the feedback gain G on the closed loop poles. This
is calculated by the 0 degree root locus calculation and is shown in FIG. 15. Here
the poles of the CAF-1 SOS resonator are represented by an x (1502 or 1504). Line
1506 is the closed loop root trajectory as the closed loop gain G is increased from
0 to 1.2. This is the trajectory for the pole indicated by number 1502. The root locus
of the conjugate closed loop root trajectory 1504 is line 1508. Note that these move
towards the
jω axis of the S-plane (root locus in the domain of the complex frequency variable
s =
σ +
jω) indicating a progressively higher Q as the closed loop gain G is increased. If the
closed loop gain was decreased as with Q spoiling, then the root locus of the poles
1506 and 1508 would move away from the
jω axis (not shown in FIG. 15). In FIG. 15, when the root locus trajectory crosses
into the right hand plane the closed loop roots are unstable.
[0057] In this unstable region of operation the CAF-1 is not usable and root trajectories
cease to be meaningful. Hence we only need to plot over the range of G in which the
closed loop poles remain in the left hand plane (LHP). Incidentally, for the value
of G for which the closed loop poles coincide with the
jω axis, the CAF-1 oscillates at the resonant frequency of
ωo, which is normalized in this example to
ωo = 1. The radial dotted lines in the root graph indicate the damping value of D. Q
can be related to D based on the relation of
Q = 1/2
D. Also in this example, the gain G where the root trajectories cross the
jω axis and the CAF-1 becomes unstable is G = 1.
[0058] As the Q of the SOS CAF-1 resonator is decreased (note: this is not the closed loop
system Q), the filtering in the initial forward path is limited by the 20 dB per decade
change in the frequency. A problem with this is that the out of band signals and broadband
noise is not significantly attenuated by the first forward pass through of the signal.
As the CAF-1 Q increases, these out of band signals are eliminated in the output only
if they are subtracted at the summing block 1404 in the CAF-1 circuit of FIG. 14.
This implies that the signal flowing through the gain block 802 has to be large. To
reduce this, one has the option of 1) raising the Q of the SOS feedback resonator,
or 2) adding an additional SOS feedback resonator. Adding an additional SOS feedback
resonator results in a CAF-2 which is described below.
[0059] Another way of implementing a variable Q for the SOS resonator is the `Q-spoiler'
which is implemented by a variable resistive element in the SOS. This affects the
damping coefficient of the SOS which could have been designed to have a higher Q than
typically desired. The variable resistor reduces (spoils) the Q such that the poles
of the SOS are further from the
jω axis into the LHP as mentioned above. This is a degree of freedom (DOF) that allows
for higher attenuation of outliers than if an SOS with a fixed lower Q was implemented.
One embodiment of the Q-spoiler circuit is shown in FIG. 17 based on a parallel resonance
SOS 1701. In this case the Q-spoiler is implemented with a FET 1702 operating in the
triode region in parallel with a resonator 1401 and controlled by a Q-spoiler control
voltage 1704 to provide an equivalent variable resistor function. In another implementation
the FET 1702 could be implemented with a PIN diode. It will be understood that these
design options may be incorporated into any of the variable filter circuits described
herein.
Topology of the CAF-2
[0060] A topology of the CAF-2, comprising two SOS resonators 1401, is shown in FIG. 18.
The unit gain buffer 102 separating the resonators is for implementation purposes
when necessary to isolate the resonators from each other. Again combiner 1404 provides
feedback loop closure. The transfer functions of each resonator 1401 are:

[0061] For purposes of example, the parameter values for
ωo, and D are selected as
ωo, = 1 and D = 0.5. The zero degree root locus for the CAF-2 is given in FIG. 19.
[0062] The open loop roots are indicated by 'x', with two poles located at 1902 and two
conjugate poles at 1904 as required for this dual SOS resonator configuration. By
definition, the "dominant" pole is always closest to the
jω axis, while the "secondary" pole is furthest from the
jω axis. We see the dominant root trajectories 1906b and 1908b move towards the
jω axis as the closed loop gain G is increased, while the other set of trajectories
1906a and 1908a move away from the
jω axis. Hence the two resonator CAF-2 will still have a dominant pole pair that behaves
as the single resonator CAF-1. At a loop gain G = 1, the root trajectories 1906b and
1908b cross the
jω axis into the right hand plane (RHP), the Q of the CAF-2 becomes infinite, and the
overall circuit becomes unstable. As with the CAF-1, stability is only possible when
the root locus stays in the LHP which can only occur for closed loop gain G < 1 for
each individual resonator.
[0063] The advantage of the two resonator CAF-2 is that the attenuation of out of band signals
is larger and therefore the interference signal is less. The poles moving along 1906a
and 1908a into the left hand plane away from the
jω axis still contribute to attenuation of the out of band spectral components. Furthermore,
as out of band spectral components are better filtered by the CAF-2 double SOS resonator,
these out of band components flowing around the feedback loop will be less. This is
important because the intermodulation distortion performance of the loop components
does not have to be as high as in the case of the CAF-1.
[0064] Another possible trade off is that the same out of band rejection with two SOS resonators
with a smaller closed loop Q is achieved with a single SOS resonator with a larger
closed loop Q. This is important as the power gain is proportional to the square of
Q as shown above with respect to the CAF-0, and which is approximately valid for the
CAF-n more generally. For large Q, the large power gain can become a practical implementation
limitation. The Bode plot for the double resonator CAF-2 is given in FIG. 20. Note
that the CAF-2 transition steepness is 40 dB per decade change in frequency, whereas
for the single CAF-1 SOS resonator it is 20 dB per decade change in frequency.
Topology of the CAF-3
[0065] Turning to the third order CAF-3, FIG. 21 shows a topology of the CAF-3 which has
three cascaded SOS resonators, each of which includes a feedback loop, a method for
changing the center frequency of the resonator, and a method for changing the Q of
the resonator. As with the CAF-2, unit gain buffers 102 are placed between all of
the resonators 1401 for isolation, and a combiner 1404 to close the feedback loop.
It is important to note the ability to individually control both the center frequency
and gain of the individual resonators in this and other CAF-n configurations. Initially,
we shall set the center frequency of each resonator to be the same, and will discuss
the CAF-3 with different center frequencies later.
[0066] The Bode plot of the triple resonator, each with the same center frequency, is shown
in FIG. 22 where the out of band open loop attenuation of the triple resonator is
seen to be 60 dB per decade in frequency which is of significance as it is based on
low Q resonators. The zero degree root locus is shown in FIG. 23 for a D = 0.5 or
a Q = 1. The root locus is interesting in that there are three root trajectories 2306alb/c
and 2308a/b/c emanating from each triple of open loop poles 2302 and 2304 marked again
by the 'x', although image scaling makes the three individual roots impossible to
differentiate. Note that one of the root trajectories 2306a/2308a follows the
ωn = 1 contour exactly as before, while the other root 2306b/2308b goes further into
the left-hand plane (LHP) and does not influence the circuit. However, the third pole
trajectories 2306c/2308c start to move toward the
jω axis. This potentially gives rise to a spurious mode that is at much lower frequency
than the intended passband. However, at the gain G where the dominant pole gets sufficiently
close to the
jω axis to realize the desired higher Q closed loop poles, this potentially troublesome
pole is still far from the
jω axis and causes a negligible spurious response in a practical implementation. Serendipitously,
as the Q of the CAF-3 SOS resonators are increased such that D decreases, this potentially
troublesome root goes further into the LHP as shown in the zero degree root locus
example of FIG. 24 which is calculated for a D = 0.1, or a resonator Q = 5, with trajectories
2406c from pole 2402 and 2408c from pole 2404. As with all CAF-n implementations,
stability is achieved when the root locus stays in the LHP, which occurs for closed
loop gain G < 1 for each individual resonator.
Topology of the CAF-4
[0067] For the sake of completion, a short description of the CAF-4 is also given. This
is of higher complexity than the CAF-3 and has spurious responses that could be detrimental
in some applications. The zero degree root locus for the CAF-4 with D = 0.5, or a
resonator Q = 1, is given in FIG. 25, with trajectories 2506a/b/c/d from pole 2502
and trajectories 2508a/b/c/d from pole 2504. The zero degree root locus for the CAF-4
with D = 0.1, or a resonator Q = 5, is given in FIG. 26, for trajectories 2406b from
pole 2402 and trajectories 2608alb/c/d from pole 2604. Note that in FIG. 25 where
the Q of the SOS is very low, the spurious passband resulting from the 2506d or 2508d
paths can be acceptable. As in the third order CAF-3 case, the CAF-4 root leading
to the spurious frequency response is still far from the
jω axis and corresponds to a much lower frequency which can be suppressed with a low
pass filter. However, considering the root locus in FIG. 26 corresponding to the higher
resonator Q, there are two root trajectories 2606d and 2608d that do not really move
further into the LHP and consequently create the spurious frequency responses which
are generally undesirable in filtering applications.
[0068] In summary, the CAF-1 can give good band pass filtering performance for many applications.
However, the CAF-2 and CAF-3 filters can give more flexibility for tailoring to an
application. The CAF-3 will provide the best rejection of the out of band signals
for typically encountered closed loop Q values. It is the configurable root trajectory
of the second and third order CAF closed loop poles that is a key attribute of this
innovation.
CAF-1 Detailed Example
[0069] In this section an example will be provided of a CAF-1 filter circuit which consists
of feedback around a single pole pair. An application circuit could be as shown in
FIG. 27. Here the single resonator 2702 is a fixed resonator circuit with a feedback
gain 2704. The gain G of block 2704 can be negative for Q-spoiling or positive for
Q-enhancement. It is understood that while gain block 2704 is shown as a two port
gain block that it can be arranged as a one port gain block with either negative or
positive resistance. Negative resistance would result in G being equivalently greater
than zero and provide Q-enhancement. Positive resistance, on the other hand, is equivalent
to a negative G providing Q-spoiling.
[0070] The root locus of the positive frequency closed loop pole for positive G is shown
in FIG. 28. This corresponds to the Q-enhancement case where the close loop pole moves
towards the
jω axis. Likewise the root locus for negative G is shown in FIG. 29. This corresponds
to the Q-spoiling where the close loop pole moves away from the
jω axis.
[0071] FIG. 30 shows an example of the passband response with neutral Q (G = 0), Q-enhancement
(G = 0.15) and Q-spoiling (G = -0.5). Note how the bandwidth is easily modulated with
a small change in the feedback gain G.
[0072] Consider the case where the resonator R comprises a means to vary the resonance frequency
of the CAF-1. A frequency response example is given in FIG. 31 in which the resonance
of R has normalized frequency values ω of 0.9, 1 and 1.1 for G = 0.15. The time required
to tune from one frequency to the next is approximately equal to the reciprocal of
the bandwidth of the CAF-1.
Comparison of CAF-1, CAF-2, and CAF-3
[0073] In this example, the operation of the CAF-1, CAF-2, and CAF-3 are compared. The resonators
in the three feedback filters are the same with D = 0.1 and a normalized resonance
of ω = 1. The Q-enhancement is tuned in the three filters separately such that they
have approximately the same close in pass-band response. Values are G = 0.13 for the
CAF-1, G = 0.07 of CAF-2 and G = 0.002 for CAF-3. The pass band frequency responses
are plotted in FIG. 32. As noted, the benefit of the CAF-3 is the higher rejection
of the frequency components that are farther from the center frequency as compared
to the CAF-2. Also the CAF-2 has better frequency selectivity in comparison to the
CAF-1 as expected.
Applications of the CAF-3 for Simplified Bandwidth Control
[0074] When connected in series, three CAF-1s can realize three resonant poles. This can
be used to provide similar results as a 3
rd order Chebyshev type bandpass filter, an example of which is shown in FIG. 33.
[0075] Referring to FIG. 34, the equivalent scheme with the three CAF-1s shown, where the
resonators 1401 each have a feedback path 110 with a scaling block (not shown) and
are separated by buffers 102. In this example, the poles of the three CAF-1s are generated
with Q-enhanced inductors that can be set arbitrarily close to the
jω axis.
[0076] In addition, referring to FIG. 35, a level two feedback path 110a may be wrapped
around the three CAF-1 modules, such that the circuit will then behave like a CAF-3.
[0077] What the additional CAF-3 level two feedback loop 110a does is modify the pole movement
in the S-plane as illustrated in FIG. 36. The arrows 3602 are for negative feedback
(Q-spoiling) and the arrows 3604 are for positive feedback (Q-enhancement). Note how
the movement is different for the two cases.
[0078] If arbitrary placement of the poles to realize a certain filter response is desired,
then it is possible to provide a Q-enhance/spoil for each individual CAF-1 of FIG.
34. However, the control becomes more complex as six controls are necessary. Also,
there is redundancy in the control as the order of the resonators is generally irrelevant.
This adds confusion to the pole placement stability tracking algorithm. A simpler
control is that of having a level two feedback loop 110a as shown in FIG. 35. In that
case, the feedback around each CAF-1 is driven from a common control source (not shown),
and each feedback loop has a gain block (not shown), as described herein. Additionally,
the outer control loop 110a is around the three individual CAF-1 resonators and also
has a gain block (not shown). Hence the first control for the CAF-1's moves the three
poles in unison towards or away from the
jω axis. The CAF-3 level two control can spread the outer flanking poles and cause
the center pole to retreat slightly. This enables controlling the bandwidth of the
filter while maintaining a similar transition rate.
[0079] For this CAF-3 implementation evaluation, there will be considered three CAF-1 resonators
with the following attributes:
Resonator |
Normalized resonance frequency (f) |
Damping factor (D) |
1 |
1 |
.4 |
2 |
.95 |
.42 |
3 |
1.05 |
.38 |
[0080] This locates the pole at:

[0081] Now consider that each of these three resonators are with feedback loops such that
there are 3 cascaded CAF-1 modules. The root locus is shown in FIG. 37.
[0082] The `x' 3702a/b/c designate the positions of the poles with feedback gain of 0. The
gain is positive for right excursions 3704a/b/c towards the
jω axis (Q-enhancement) and negative for excursions 3706a/b/c to the left (Q-spoiling).
In terms of negative resistance amplification (Q-enhancement), it would imply that
the resistance is zero at the position of the 'x', with positive resistance (Q-spoiling)
for left excursions of the root trajectory and negative resistance for right excursions.
Note how the control goes along a contour of constant natural resonance frequency.
The range of the feedback gain for each root trajectory is -1 < G < 0.9.
[0083] FIG. 38 shows the frequency response of the three CAF-1s when the feedback gain is
0, -1.0 and 0.9 showing the effect of Q-enhancement (positive G) and Q-spoiling (negative
G) compared to neutral gain (G = 0). Note that for this plot the peak amplitude has
been normalized to 1 to make the plot clearer.
[0084] Next consider a modified CAF-3 with three resonators in which the resonators are
CAF-1's that have been Q-spoiled with a gain of G = - 0.9. FIG. 39 shows the frequency
response when such a CAF-3 when level two feedback gain is G = 0.
[0085] Next consider how we can make this look like a second order Chebyshev bandpass filter
response by changing the CAF-3 level two feedback.
[0086] Referring to FIG. 40, the left plot is for the negative CAF-3 level two feedback
and the right plot is for the positive CAF-3 level two feedback. Note how we can use
this to adjust the position of the flanking poles relative to the center pole. FIG.
41 shows how the CAF-3 level two feedback can be used to control the bandwidth of
the filter. Positive level two feedback narrows the filter bandwidth and negative
level two feedback broadens it. Only a very small amount of CAF-3 level two feedback
is needed for this control. In FIG. 41, the level two feedback was 0, -0.002, and
+0.002, as indicated.
[0087] As can be seen, the CAF-3 level two feedback control of FIG. 35 allows for an effective
means of bandwidth control that can be practically implemented.
[0088] Considered now a modification to the CAF-3 shown in FIG. 35, in which the SOS resonator
1401 pole locations are staggered in frequency and consequently not collocated in
the S-plane, as was considered earlier. This can provide more flexibility in the control
of the CAF-3 closed loop frequency response. The advantage of this increased flexibility
is that different frequency responses can be achieved. This additional flexibility
is of significance in some applications which are beyond the scope of this disclosure.
As an example of staggered frequency resonators, consider the case of normalized SOS
resonator natural frequencies of ω = 0.9 rad/sec, 1.0 rads/sec and 1.1 rads/sec, with
D fixed at 0.15 (Q = 3.33) for all three resonators. The Bode plot of these three
SOS resonators cascaded is given in FIG. 42 indicating the potential of a more flattened
pass band, which is worth investigating.
[0089] FIG. 43 shows the zero degree root locus of this configuration, which is very similar
to that shown in FIG. 23 where each of the three SOS resonators has the same center
frequency.
Controlling the CAF Performance
[0090] The various elements in the CAF-n circuits may be controlled using a controller.
It will be understood that various types of controllers may be used as is known in
the art, comprising controller circuits and various microprocessors. Furthermore,
while there is preferably a single controller that controls the various elements of
the CAF-n, there may also be multiple controllers, or various layers of controllers.
The controllers may be programmed to adjust the variables in the CAF-n according to
an algorithm, a lookup table, software, or according to other known strategies, all
of which may depend on specific implementation objectives and appropriate tradeoffs
for that implementation. The controller may be programmed to respond to inputs from
a user or from other circuit elements. In some circumstances, it may be beneficial
to measure the frequency response, such as an impulse response of the CAF-n using
sensors or detectors downstream of the CAF-n. Using this approach, the CAF-n may be
controlled by providing the controller with a desired frequency response, which then
controls the variables in order to achieve the desired frequency response. This may
allow for an iterative approach to be used, or for fine adjustments to be made after
the controller has approximated the desired frequency response.
[0091] The control of the CAF-n is relatively simple in that the closed loop center frequency
control and the closed loop Q are almost independent and the control optimization
is strictly convex. In other words, the control of the closed loop Q and center frequency
can be done independently for many adjustments, which simplifies the system control
algorithm.
[0092] In the following, an example of a CAF-n tuning and tracking scheme will be shown.
This is an example of an embodiment of such a scheme, and it is understood that a
wide variety of such tuning and tracking algorithms can be implemented by one skilled
in the art. Consider a simple tuning scheme in which there exists a means of estimating
the dominant pole location of the closed loop CAF-n. This may be done, for example,
by measuring the impulse response of the CAF-n and determining the resonant frequency
of ω
o and the damping coefficient
Do. Alternately, this can be input as a user design target. Then a tracking loop determines
1) the overall feedback gain G, and 2) the SOS resonator(s) natural frequency denoted
by
ωr . In an embodiment of the CAF-n, G can be determined by setting a control voltage
on the feedback amplifier, and
ωr is set by adjusting the voltage on a varactor diode of the SOS resonant tank. Let
Dd and
ωd be the desired damping and resonant frequency respectively provided by the user design
targets. The tracking loop is straightforward: if
Do >
Dd then G is increased incrementally. If
ωo >
ωd then
ωr is increased incrementally. The loop iterates, updating G and
ωr sequentially indefinitely until the desired response is achieved. In this way the
initial configuration of the CAF-n is accomplished and also the temperature variations
and component aging of the CAF-n are ameliorated. Furthermore, the desired
Dd and
ωd can vary with time and the CAF-n will track these.
[0093] By way of example, consider a CAF-1 filter with
Dd = 0.02 and
ωd = 1. We assume that the SOS resonator in this example has a damping of
Dr = 0.4 and an initial resonance frequency of
ωr = 0.9 . The initial loop gain was G = 0.4. These values are rather arbitrary with
the sole intent of presenting a practical example.
[0094] The resulting frequency response of the CAF-1 after tuning is complete is shown in
FIG. 44. Note the desired parameters of
Dd and
ωd are met.
[0095] As a second example, consider a CAF-3 filter with the same
Dd = 0.02 and
ωd = 1 requirements given. Again the SOS resonators in this example have initial damping
of
Dr = 0.4 and initial resonance frequencies of
ωr = 0.9 . The initial loop gain is again G = 0.4.
[0096] The resulting frequency response of the CAF-3 after control cycling is complete is
shown in FIG. 45. Note the desired parameters of
Dd and
ωd are met.
[0097] The reason the CAF-1 through CAF-3 tracking is simple and robust is that the zero
degree root locus for the dominant pole essentially follows the circular curve of
constant
ωo, towards the
jω axis. Movement in G basically moves
ωo along this arc, and change in
ωr makes it move radially. These motions are quasi-orthogonal. This is shown in FIG.
46 for the CAF-3.
Parallel and Series Combinations of CAF-n Elements
[0098] Referring to FIG. 47 through 53, multiple CAF-n elements, each of which may include
one or more loop circuits with resonators and gain elements as discussed above, can
be configured in series and parallel combinations to realize multi-pole bandpass filters.
As an example, referring to FIG. 47, three CAF-1 elements 4701, 4702, and 4703 are
shown to be connected in series. In this example, each CAF-1 4701/4702/4703 has a
frequency response of that of a first order bandpass filter (one resonant pole in
the positive frequency region) and each CAF-1 is adjusted such that it has the appropriate
Q and resonant frequency commensurate with the desired overall filter response.
For example, the transfer function of CAF-1 4701 is set at:

the transfer function of CAF-1 4702 is set at:

and the transfer function of CAF-1 4703 is set at:

[0099] A typical response of three CAF-1 elements 4701/4702/4703 in series is shown in FIG.
48.
[0100] The series connections of CAF-1's are useful for realizing single band bandpass filters.
To implement multiple bands, a parallel connection of CAF-n's may be used. An example
of a filter topology providing two separate bands is given in FIG. 49. This is accomplished
by a parallel connection of two CAF-3 filters 4901 and 4902 centered at the respective
bands. The general response of such a filter is shown in FIG. 50.
[0101] In all of the above parallel and serial topologies involving multiple CAF-n elements,
the level two feedback of FIG. 35 may be considered as well.
[0102] The bandpass filters discussed above are examples with practical utility. It will
be understood that other series and parallel combinations of CAF-n's can be used to
realize bandpass filters designed to achieve a desired frequency response.
Arbitrary Series and Parallel Combinations of CAF-n's
[0103] Based on the above discussion, it will be understood that arbitrary series and parallel
combinations of CAF-n's can be used to generate a desired singleband or multiband
frequency response. One example topology is shown in FIG. 51. In this example, the
transfer function of CAF-1 5101 is:

the transfer function of CAF-1 5102 is:

the transfer function of CAF-1 5103 is:

the transfer function of CAF-1 5104 is:

the transfer function of CAF-1 5105 is:

and the transfer function of CAF-1 5106 is:

[0104] As will be understood, the frequency response may also be changed by adding level
two feedback paths to form signal loops. By applying the principles described herein,
circuits may be designed that allow for a desired frequency response, and that may
be controlled as desired.
Generalized Multi-pole Filters from the CAF SOS Segments
[0105] In this section, the application of multiple CAF-n's making up a higher order bandpass
filter will be described. These are intended to be examples of practical application
of the CAF-n's to demonstrate the flexibility of these more atomic components, with
the understanding that not all possible uses or combinations can be described. For
example, one embodiment may be a larger programmable chip in which a number of generic
CAF-n's are built with a switch matrix analogous to ALU's in an FPGA device. This
is illustrated in FIG. 52. Here, a plurality of input and output buffers 102 are attached
to a switch matrix 5202, which also can connect the input and output of CAF-n 5204
components. Using this design, an arbitrary order bandpass filter can be created by
cascading such components as shown in FIG. 53, which is an example of a third order
band pass filter, with the various components connected to provide a desired signal
path 5302.
[0106] It will be understood that the examples shown in FIG. 52 and FIG. 53 are examples
of what may be possible using a switch matrix 5202, although other configurations
are possible. For example, the switch matrix may have additional CAF-n elements or
other circuit elements that can be connected in parallel, in series, or in combinations
thereof. In this way, a fabric of CAF-n filters may be customized for specific applications.
Performance of Generalized Multi-pole Filters from the CAF SOS Segments
[0107] The overall filter transfer function in terms of a rational polynomial in s is now
decomposed into SOS's. To avoid the confusion with the SOS internal to the CAF-n,
the consideration here is the overall filter decomposition into SOS's where the poles
of each SOS correspond to a dominant pole of the CAF-n. The general higher order filter
to be implemented is given as a rational polynomial in s as:

where
M ≥
N. Here all of the coefficients are real valued. This can be expressed as a product
of
L =
N/2 SOS sections as follows:

[0108] The poles and zeros are first grouped into complex conjugate pairs. While the combining
or grouping of a pair of conjugate poles and pair of conjugate zeros is somewhat arbitrary,
there are generally implementation issues that favor some groupings over others. Generally
poles and zeros are grouped that are closer together in a Euclidean sense in the S-plane.
Example of a CAF-n Configured as a Butterworth Type Bandpass Filter
[0109] A Butterworth bandpass filter will be used as an example which has the form of

where
go is a real gain coefficient to be determined as part of the SOS partitioning. An example
of a 4
th order Butterworth bandpass filter with a passband between the normalized frequencies
of 1 and 1.5 is considered, decomposed into four SOS sections. A desirable feature
of the Butterworth filter is that it has an optimally flat passband. FIG. 54 shows
the frequency response of the Butterworth emphasizing this passband flatness. The
left side response curve FIG. 54a is magnified on the right side FIG. 54b to provide
detail in the passband down to -3 dB.
[0110] To achieve this response, four SOS sections 5502a/b/c/d are placed in series as shown
in FIG. 55 and controlled by a controller 5504. Note that the series connection of
the SOS CAF-1 elements 5502a/b/c/d is preferred as this avoids having to use parallel
connections that have to be scaled and phased to a precise value. For this example,
the CAF-4 configuration of FIG. 55 will be used.
[0111] The response curve of the normalized gain of the individual CAF-1's, represented
by lines 5602a/b/c/d, is shown in FIG. 56. Note that each of the four CAF-1 elements
are of modest Q, notwithstanding the gain flatness and the steep transition of the
fourth order Butterworth. Next the frequency response of the cascaded set of four
CAF-1's, represented by line 5604, is also shown in FIG. 56, presenting a reasonable
match to the desired Butterworth response, represented by line 5606, with which we
started. Note that the out of band transition of the four CAF-1's implementation of
this example is actually steeper than that of the original Butterworth filter. This
is because of the extra poles in the CAF-1's. However, the shoulders are softer than
desired. This may be corrected with a better optimization.
[0112] Based on the discussion above and the examples provided, those skilled in the art
will recognize that:
- 1. A wide variety of higher order filters can be realized.
- 2. Generic filter optimization methods can be used that will configure the CAF-n's
for optimum system level performance. This could be based on, for example, an eye
diagram of an adaptive filter used in a communication receiver.
- 3. The Q-spoiler mode may be used in the individual resonators within the CAF-n for
synthesizing lower Q poles.
Simplified Realizations of SOS Resonator Sections
[0113] By way of example, some embodiments of the SOS resonators sections used in the CAF-n
will now be given. These are intended as simplified circuit implementations of candidate
embodiments and not as detailed circuits.
[0114] A parallel type implementation of a second order SOS filter element 5702 is shown
in FIG. 57. There are two control inputs 5704 and 5706, where control input 5704 is
for a variable resistor 5708 which is a Q-spoiler, and control input 5706 is for the
variable capacitor 5710, which will control the resonance frequency. The Q-spoiler
5708 moves the resonant pole horizontally along the real axis and the variable capacitor
control 5710 moves the pole vertically along the imaginary axis.
[0115] The Q-spoiler 5708, which moves the pole further into the LHP, is convenient if more
control is desired by the closed loop gain G. FIG. 58 shows a parallel resonance circuit
5802 with a variable resistor 5808 controlled by control input 5804, and a variable
capacitor 5810 controlled control input 5806 by the Q-spoiler.
[0116] Those skilled in the art will realize that there are a variety of ways the SOS elements
can be implemented and combined. In another embodiment suitable for the CAF-3, referring
to FIG. 59, the three SOS CAF-1resonators may be combined into a single 3
rd order bandpass filter topology consisting of two series resonators 5902 and one parallel
resonator 5904. The depiction of resonators 5902 and 5904 has been simplified and
does not include the various control elements, etc. discussed above. This circuit
offers a smaller implementation footprint as the inter-SOS buffers are not required.
However, a disadvantage is that it is harder to tune.
General CAF-n Concept
[0117] The first level of generalization is that a number of R resonators 1301 can be cascaded
as shown in FIG. 60. Here, N such resonators 1301 are cascaded with controls of {f1,Q1}
to {fN,QN}. Level two feedback may be implemented across selected adjacent individual
resonator elements for improved performance as described herein.
[0118] A feedback path 110 with variable gain G is then around the N cascaded resonators
1301 to form a signal loop as shown in FIG. 61. Several examples will be given of
useful behaviour of practical significance provided by this circuit. The feedback
gain is in general complex and referred to as vector modulation. This implies that
the magnitude of G can be varied from zero to some maximum value. In addition, the
phase can be varied over 2π radians.
[0119] FIG. 62 shows the symbol used to represent a generalized CAF-n 6202 with the control
inputs as {G1,f1,Q1,...,GN,fN,QN}.
[0120] The next layer of generalization is that several CAF-n's 6202 can be cascaded with
a feedback loop 110a with gain as shown in FIG. 63.
[0121] As can be seen, there is a general nesting of cascaded Rs 1401 and CAF-n's 6202 with
feedback and variable gain. The purpose is to realize arbitrary, multi-pole bandpass
filters. These filters are such that the position of the poles comprising the filter
can be moved independently and arbitrarily. This is enabled by the variable Q control
of each R block and the feedback gains denoted by G.
[0122] As there is redundancy in the control of the position of the poles, not all the controls
need to be independent. Also for practical implementations the controls may be coupled
together. The selection of controls used and groupings depends on the desired application
and a large variety of such is envisioned. In the following sections a set of examples
will be given emphasizing a subset of these controls.
Application of the CAF-3 Filter in a Sensor Communications Wireless Transceiver (SWT)
[0123] As an illustration of a practical application of the CAF-n filter, a generic sensor
is considered. For this application it is assumed that the sensor telemetry transceiver
initially has to determine an unoccupied portion of the spectrum to operate within
and then contend with interference. A block diagram of the transceiver is as shown
in FIG. 64. A T/R switch block 6402 connects the receiver 6404 and the transmitter
6406 to the antenna 6408. As the sensor telemetry is low power transmission, the CAF-3
6410 can provide the spectral shaping of the transmitted signal generated by the transmitter
processing block 6406. On the receiver side, the CAF-3 6412 filters out interfering
signals and centers a passband on the desired receive signal for the receiver processing
block 6404.
[0124] Referring to FIG. 65, as the CAF-3 is frequency agile (that is, the frequency can
quickly be tuned from one passband to another) there is an option of having only a
single CAF-3 6502 that is shared by the transmitter and receiver functions 6406 and
6404. In the example shown, this is achieved by a circuit that uses a T/R switch 6504
with two ports and a power detector 6506.
CAF-n Based SWT as a Cognitive Radio
[0125] An enhanced implementation of the telemetric transceiver for sensor applications
is the cognitive radio aspect of the CAF-3 in which a broad segment of the spectrum
is continuously scanned to monitor activity. The idea is to find a spectral region
in which there is little activity. Finding such a spectral hole, the transceiver can
begin data communications operations using minimal transmit power and maximal Signal
to Noise ratio (SNR) consistent with the environment.
[0126] Finding such a spectral hole is achieved by setting up the CAF-3 for a Q-enhanced
narrow band filter response that is swept over the potential frequency band by varying
the f controls of the three Rs in the CAF-3. A simple power detector at the output
of the CAF-3 can be used to estimate the spectral power at the frequency of the CAF-3.
The detector output is then a function of the applied frequency control for the R's.
After completing a sweep the desirable spectral region(s) can be determined.
Receiver Processing and CAF-3 Control
[0127] To integrate the CAF-3 into the transceiver we have to have a means of providing
a control feedback for stabilizing the approximate position of the closed loop poles.
This can be done within the forward open loop control by setting the control voltages
based on the desired spectral location using a reference CAF cell on the same die.
The impulse response of this reference die would be measured based on a quartz crystal
based time reference that then accounts for variables such as temperature, aging,
chip supply voltage, and so forth. An adaptive feedback is used to precisely tune
the CAF-3. This adaptive control can be implemented without additional circuitry based
on using the measured outputs of the innate baseband processing already part of the
data communications receiver.
[0128] Start with the standard model of a wireless communications link as shown in FIG.
66. An input data source 6602 is baseband modulated with a symbol or pulse shaping
function 6604. This is then up-converted to RF by block 6606 and transmitted over
the wireless channel 6608. The wireless channel 6608 will include standard thermal
noise as well as interference from wireless sources in adjacent channels. The signal
is intercepted by the receiver antenna (not shown) then filtered in a CAF-3 6610,
down converted in block 6612 and then a baseband filter 6614 is applied that matches
the pulse shaping filter of the transmitter. Then the data is extracted as block 6616.
In this data extraction process the SNR of the demodulation process is available which
is used in the block `adaptive optimization of CAF-3' 6618, which has an algorithm
6620 for optimizing the control settings of a CAF-3 6610. The output of this block
is converted to voltage control signals in block 6622 for the actual CAF-3 as shown.
The objective of the optimizer is to maximize the SNR of the data demodulation process.
As the SNR is sensitive to the pole placement of the CAF-3, it gives us a means of
continuously adapting the control of the CAF-3.
[0129] The analysis will be described in terms of equivalent envelope processing. Hence
even though the CAF-3 operates at RF we will omit this by assuming an equivalent baseband
model of the CAF-3. Start with the standard BPSK (binary phase shift keying) modulation
format based on a root raised cosine pulse shaping filter. We could use any arbitrary
data communication format and modulation as the operation of the CAF-3 is the same.
However, the BPSK avoids unnecessary detail in our present explanation.
[0130] While the receiver will not have a full eye diagram scope implementation it is useful
for illustration here. The processing of the eye diagram scope is done to extract
the SNR. We assume that symbol level tracking is done by the receiver to lock the
symbol sampling to the point in the eye where it is maximally open.
[0131] FIG. 67 depicts an ideal AWGN (added white Gaussian noise) channel 6702, which is
connected to a Bernoulli binary generator block 6704, a raised cosine transmit filter
block 6706, a raised cosine receive filter block 6708, and a discrete-time eye diagram
scope 6710. In this channel, the matched filter is optimum in terms of achieving the
maximum eye SNR. A root raised cosine (RRC) pulse shaping is used for the transmitted
signal in block 6706 and also for the received signal in block 6708. In the case of
the ideal AWGN channel, the CAF-3 merely deteriorates the eye unless it is of bandwidth
wider than the signal. However, the channel also has noise from interference from
adjacent channels. This is illustrated in FIG. 68, where the AWGN is indicated by
6802, and the power spectral density (PSD) of the interference signal is indicated
by 6804. The desired communication channel is indicated by 6806, and the optimum response
of the CAF-3 filter is indicated by 6808.
[0132] We now consider the RRC filter which is shown in FIG. 69a and 69b. It is an FIR representation
of the RRC filter that has 8 samples per symbol epoch and is 10 symbols long. The
frequency response of the filter is given on the right with respect to half the sampling
rate (fundamental sampling rate is 8 times per symbol).
[0133] Next we will assume that there are two sources of noise, the AWGN and the adjacent
channel interference. The power spectral density (PSD) of the total noise is given
in FIG. 70. Note that the dB scale is relative.
[0134] Next we consider the model of the CAF-3. For this discussion we represent it as an
equivalent 3
rd order Butterworth low pass filter. Butterworth is selected as it has a very similar
pole pattern as produced by the band-pass CAF-3. The Z transform poles and zeros are
show as the modeling is in discrete time with a sample rate of 8 samples per symbol
epoch. The equivalence is reasonably accurate given the relatively high oversampling
rate.
[0135] To model the change in the bandwidth of the CAF-3 we will change the bandwidth of
the Butterworth LPF by changing the angle of the flanking poles slightly. For example,
the filter above is modeled by setting the bandwidth at 0.44 Hz relative to an 8 Hz
normalized sampling rate. In FIG. 71 we have the pole/zero pattern for a CAF-3 filter
with a normalized bandwidth of .08 Hz with 8 Hz sampling. The center frequency offset
of the CAF-3 can be represented by a complex discrete time filter by simply rotating
the pole zero pattern in FIG. 71 by an amount commensurate with the frequency offset.
[0136] Finally we form the eye diagram by reorganizing the receiver filtered signal vector.
The result is shown in FIG. 72 with the top plot being the eye diagram and the bottom
plot being the signal to noise ratio (SNR) as a function of sample offset. The SNR
is determined by the inverse variance about the two clusters of samples corresponding
to the binary bit demodulation of -1 or 1. Finally one achieves the desired result
where the symbol clock recovery samples at the point of maximum SNR.
[0137] The CAF-3 feedback for the optimization merely uses the maximum SNR as determined
to adjust the filter controls. It is necessary to use a dithering control to do this
that varies the three CAF-3 controls:
- 1. Q-enhancement/spoiling of the three resonators
- 2. Center frequency of the triplet of resonators
- 3. CAF-3 overall loop level two feedback gain which either increases Q of center pole
and decreases Q of flanking poles (positive feedback) or decreases Q of center pole
and increases Q of flanking poles (negative feedback).
[0138] In this simplified demonstration using a Butterworth filter we only have two controls:
- 1. Change bandwidth by increasing offset of flanking poles
- 2. Rotate pole zero pattern
[0139] FIG. 73 shows the plot of the SNR which has a clear maximum inferring to a normalized
bandwith of 0.1 relative to the symbol rate is optimum. Note that the distortion caused
by the CAF-3 which leads to eye closure is offset by the reduction of noise resulting
from the large interference on either side of the signal passband.
[0140] Finally we consider the relative frequency offset of the CAF-3 filter as described
earlier. The plot in FIG. 74 shows the SNR of the eye diagram as a function of this
offset. Note again that there is a well-defined maximum in terms of the SNR.
[0141] In summary, the examples above demonstrate the ability of using the feedback from
the communications receiver demodulator output into the optimizer that adjusts the
CAF-3 feedback as well as the three CAF-1s. There are of course many different modulation
and demodulation schemes as there are many ways of gathering metrics for the optimization
of the CAF control. The SNR of the sampling, as shown in this document, is simple
and available without further hardware required to the receiver.
General CAF-n Tracking Algorithm Based on Dithering
[0142] The general CAF-n will have multiple controls. These can be set in a `feed forward'
manner as will be described in the next section. However, this assumes that the optimum
operating point of the CAF-n is known and a LUT (look up table) maps the desired operating
point to physical voltages of {f,Q,G}. In the sensor communications tracking problem
example given in the previous section the optimum operating point is not known and
varies depending on the current interference conditions. The goal in this example
is to optimize the SNR of the receiver output. From FIG. 73 and 74, there is clearly
at least a local optimum that depends on the two parameters of G and f. In this example
the CAF-3 was assumed with the R controls of f = f1 = f2 = f3 and Q = Q1 = Q2 = Q3.
Q was set first for the Rs and then the tracking loop would set G and f. Hence let
the SNR of the communications receiver output for a specific instance of interference
in the power spectral domain be denoted as
g(
G, f)
. It is understood that
g(
G, ƒ) will change with time as the spectral interference is unknown and uncontrollable.
The objective is to optimize
g(
G,
ƒ) which implies finding a stationary point denoted as {
f =
ƒo, G =
Go} where

[0143] If the gradient of
g(
G, f) was known then the commonly used steepest ascent optimizer could be used such that
the iteration of G and f would follow

where a is some small positive real parameter selected based on how quickly the spectral
interference changes. It is generally determined experimentally. However,

is not generally known to a sufficient degree of accuracy, and therefore

is determined numerically by determining the following three SNR values of

[0144] The optimizer then follows the simple algorithm of
if g1 > g0 then increase ƒ by Δƒ otherwise decrease ƒ by Δƒ
if g2 > g0 then increase G by ΔG otherwise decrease G by ΔG
[0145] In this way the CAF-3 control is always hunting for the optimum SNR. The increments
of Δ
ƒ and Δ
G depend on the application. This is a form of dithering control which can be applied
to an optimizer when the objective function is essentially unknown. If the interference
changes slowly then Δ
ƒ and Δ
G can be small, however, this requires a longer dwell time to measure the commensurate
small change in SNR. If the interference changes more rapidly then it is necessary
to use a larger dithering step size of the parameters to be optimized. Generally dithering
schemes are robust and simple to implement but seldom provide the best performance
as it does not take advantage of known characteristics of the objective function.
An Alternate CAF Stability Circuit
[0146] In the previous example, the communications receiver output SNR was optimized via
a dithering algorithm to set the CAF-3 filter controls and to track changes resulting
from device drift and un-modeled parameters affecting the CAF-3 response. Another
form of a stability circuit is presented in this section. FIG. 75 is based on a circuit
that has processing built in for the purpose of calibrating and stabilizing the response
of a CAF-1 block 7502.
[0147] The microprocessor 7504, through a DAC implemented as a PWM (pulse width modulation)
circuit 7506 and based on readings from a temperature sensor 7508, adjusts the control
for the frequency and Q of the CAF-1 7502. It drives this such that the CAF-1 7502
just starts to self-oscillate. The frequency of this self-oscillation is down converted
in block 7510 by a frequency synthesizer signal generated by a crystal reference 7505
and a frequency synthesizer 7507 that is set also by the microprocessor 7504. A frequency
counter 7509 or other measurement means determines the frequency of the down-converted
signal. In this way the resonant frequency of the CAF-1 can be determined. Also there
is a power detector 7512 and ADC block 7514 that can estimate the rate of increase
of the self-oscillation signal at the output of the CAF-1 7502. The microprocessor
7504 estimates this exponential rise of power and from this determines where the closed
loop pole of the CAF-1 7502 is. Presently it will be just to the right of the jw axis.
If the Q-enhancement is decreased slightly then the self-oscillation will continue
at the same frequency to a high accuracy but will begin to decay exponentially. No
the pole is on the left hand side of the jw axis. Again based on the power detector
7512, this exponential decay can be measured and the operating point measured. By
repeatedly bringing the CAF-1 7502 into self-oscillation and then reducing the Q-enhancement
by a controlled amount the mapping of the CAF-1 7502 to the f and Q control signals
can be completed. This calibration can be done based on circuitry on chip that requires
no additional off chip components except for the crystal reference source. During
operation calibration breaks can be made such that the LUT 7516 is continuously updated.
In the case of the wireless sensor, the transmitter and receiver functions are separated
by epochs of inactivity in which the calibration processing can be done.
[0148] FIG. 76 shows an example of the Q control of the CAF-1 alternated between higher
and lower levels that alternately places the closed loop pole of the CAF-1 in the
right hand and left hand planes. The resulting exponential rise and decay is easily
measured by the power detector with numerical analysis done on the microprocessor.
Hence the applied Q control voltage can be mapped to a specific pole position. This
is stored in the LUT such that when a pole position is required for the filtering
operations of the CAF-1 then the LUT can be interpolated and the {f,Q} control voltages
set.
[0149] The real part of the closed pole value is easily measured. Suppose that the pole
is in the right hand plane such that it has the form of
a exp (
bt) where a and b are constants that are unknown. Then if the envelope voltage is measured
at two different times of
t1 and
t2 resulting in
x1 and
x2 respectively then the desired parameter b can be estimated from

[0150] Either the times of
t1 and
t2 can be set and the voltages
x1 and
x2 measured or else fixed thresholds can be set at
x1 and
x2 and the time difference of
t2 -
t1 measured. Either approach is straight forward.
Other Examples
[0151] It will be understood from the forgoing that the CAF-n can be designed to be relatively
easy to broaden the bandwidth. As was shown above, a small amount of feedback gain
G around the 3 Rs of a CAF-3 is simple and robust way to change the passband from
something representing a single pole passband response to a broader response similar
to a second order Chebyshev.
[0152] An application of this is the wireless sensor where the CAF-3 can be configured on
the fly to be a sensor for power spectral density for a cognitive radio, then provide
a transmitter filter for this passband and a receiver filter using T/R switches to
reorient the filter for transmit and receive functions. In the receive mode we can
tie the CAF-3 into an adaptive loop that uses the SNR of the digital sampled output
to optimize filter parameters. As the {f,Q} control is orthogonal this SNR optimization
is robustly achieved with a simple dithering algorithm. Finally in setting up the
CAF-3 it is necessary to know where the poles are located as a function of the controls.
This can be achieved by using a CAF-1 on chip for calibration purposes. By alternating
the pole position in the right and left hand planes (unstable and stable respectively)
the envelope of the self-oscillation of the CAF-1 can be used as a probe signal to
estimate the real part of the pole location. The imaginary component is determined
by the frequency of self-oscillation. The self-oscillation can be measured based on
comparison with a crystal locked synthesizer frequency. Instead of the CAF-1 the Rs
of the CAF-3 can also be used directly. However, implementing the CAF-1 allows for
calibration to be continuous and in parallel with the operation of the CAF-3 which
is then dedicated for the actual signal processing. The measurements of the CAF-1
pole location as a function of the control voltages and perhaps chip temperature is
stored in a LUT. The values of the LUT are interpolated when the CAF-3 is to be configured.
[0153] Other use examples of the CAF may include, but are not limited to: Equalizer for
an antenna to provide a flat antenna response (enhanced filtenna); Optimized front
end module (FEM); Frequency synthesizer; Integrated sensor/cognitive radio system
for remote patient monitoring; Low cost sensor transceiver network for Smart roads,
Smart signs, and Smart/Driverless cars; Enhanced WiFi systems operating at both 2.4
GHz and 5.0 GHz; Enhanced Bluetooth systems; General high performance analog tunable
RF filtering; Spectrum surveillance systems for electronic warfare applications; Automobile
proximity radar modules operating at very high frequency (above 20 GHz) for collision
avoidance; Variable and tunable delay-line modules; Phase control modules; Enhanced
sensitivity detectors for remote sensing applications; Drone surveillance and control;
Phase Shifter
[0154] As is known in the art, the phase of a signal may be affected by many different factors
as it passes through a circuit, some of which include stray component capacitances
and inductances that may be referred to as "parasitics". As a result, it may be necessary
to incorporate a phase shifter to correct the phase of a signal passing through the
circuit. The phase shifter used will depend on the actual implementation of the circuit.
Various types of phase shifters are known in the art, and a person of ordinary skill
may incorporate a suitable phase shifter into a CAF-n as needed. There will now be
described some alternative design when implementing a phase shifter to the CAF-n circuit,
with the understanding that it is not possible to described all possible implementations.
[0155] In general, for a CAF-n circuit that is implemented on a chip, where parasitics are
generally minimal, well modeled and understood, and where the CAF-n circuit is intended
to be used over a modest frequency range, a fixed phase shifter may be adequate. In
other circumstances, it may be necessary to incorporate a variable phase shifter.
[0156] It has been found that the closed loop passband of the CAF-1 forms around the range
of frequency where the open loop phase shift is a multiple of 360 degrees. As it is
desired to have only a single passband, the passband of the resonator may be arranged
to coincide with the frequency of a multiple of 360 degrees phase shift. If the resonator
peak frequency is misaligned, then the closed loop response peak will still coincide
with the frequency at which a multiple of 360 is achieved, although the passband may
be distorted. In addition, it has been found that a detuned resonator adds a phase
shift and can be used to add a controllable modest phase shift. Furthermore, it should
be recognized that there is no such thing as a true phase shifter. Any phase shifter
is really an implementation of a variable delay with some associated magnitude response
that is frequency dependent.
[0157] Accordingly, a variable phase shift may be introduced by starting with a variable
delay line that is made up of a uniform sequence of varactor diodes along a transmission
line. By varying the varactor voltage, the group delay can be varied, and by changing
the group delay, the phase can be shifted.
[0158] As the array of varactors is finite in length and spacing, it will have a non-uniform
amplitude response in terms of frequency. In this context, a single varactor will
act similar to a low Q resonator with a variable capacitance, and three varactors
will act similar to three coupled resonators as in the CAF-3. Thus, a small number
of varactor diodes may be used to approximate a variable delay line by creating a
structure that has variable group delay with a reasonably uniform magnitude response
over a desired frequency range. Similarly, 90 degree hybrid couplers used in a quadrature
modulator chip are essentially Hilbert transformers that work over a modest frequency
range. In other words, variable phase shifters, resonators, delay lines and quadrature
modulators may be considered as circuits arranged and optimized to provide a variable
delay over a range of frequencies.
[0159] By generalizing the variable resonator and variable phase shifter and recognizing
that they are functionally similar in the context of application to the CAF-n, it
is possible to use a plurality of sub-circuits in the loop, where each sub-circuit
can be controlled to give a desired delay and amplitude response that can be controlled
by a plurality of control voltages.
[0160] Some specific examples of such sub-circuits are shown in FIG. 77 through 79. FIG.
77 shows a variable delay line with a ladder network of inductors 7702 and capacitors
7704, where the capacitors 7704 are variable, and may be varactor diodes. Port matching
of this sub-circuit gives rise to a magnitude response which may be optimized for
a desired frequency range. Referring to FIG. 78 and 79, a series or parallel resonator
may be used, which include an inductor 7702, a variable capacitor 7704, and resistors
7706 as required. FIG. 78 shows a possible tunable delay line having inductors 7702
and capacitors 7704. The capacitors 7704 are controllable with a tuning voltage, as
represented by the arrows. The more LC sections used, the better the approximation
of a variable delay function. FIG. 79 shows a possible phase shifter having a parallel
resonance circuit with resistors 7706, a variable capacitor 7704, and an inductor
7702, where the capacitor 7704 is variable by an applied tuning voltage as represented
by the arrow.
[0161] FIG. 80 shows a possible implementation of a phase shifter implemented using a hybrid
coupler 8002, which may be described as a distributed or lumped element hybrid coupler,
or rat race coupler, where variable capacitors 7704 are attached to the coupled ports.
The phase of coupler 8002 is controllable by appropriate adjustments of the capacitors
7704.
[0162] Now consider the CAF-1 with a single variable resonator sub-circuit. Potentially,
with careful design, the phase shift may be a multiple of 360 degrees at a desired
frequency within the passband of the resonator. Shifting the resonant frequency equivalently
shifts the phase. The CAF-1 response peak will occur where the loop phase shift is
a multiple of 360 degrees. The limitation with the CAF-1 with only a variable resonator
is that the phase shift adjustment of the resonator is limited. Hence if the loop
has a large phase error, then there is not enough range with the single resonator,
requiring a variable and fixed phase shifter to be added. However, based on the above
discussion, this is equivalent to stringing a number of delay controllable sub-circuits
in series.
[0163] Now consider substituting another resonator for the variable phase shifter. The phase
shifter has a flatter frequency response in terms of magnitude and can therefore be
used over a larger frequency range, but this comes at a cost of adding more components,
some of which are difficult to integrate into a chip. If three resonators are added,
this is equivalent to a CAF-3. This is shown in FIG. 81, with three variable resonators
502, which may be CAF-1 elements, a feedback path 110, a coupler 104, and a gain element
112, which may be controllable.
[0164] It will be recognized that there may also be more than three resonators. With more
controllable resonators present, more delay adjustment is possible and this implies
a broader frequency range of tuning without having to add fixed phase shifters.
[0165] In this patent document, the word "comprising" is used in its non-limiting sense
to mean that items following the word are included, but items not specifically mentioned
are not excluded. A reference to an element by the indefinite article "a" does not
exclude the possibility that more than one of the elements is present, unless the
context clearly requires that there be one and only one of the elements.
[0166] The scope of the following claims should not be limited by the preferred embodiments
set forth in the examples above and in the drawings, but should be given the broadest
interpretation consistent with the description as a whole.
[0167] Embodiments of the present invention are illustrated by the following clauses:
- 1. A variable filter for an analog electromagnetic signal, comprising:
a signal loop defined between a signal input and a signal output;
a plurality of circuit elements connected in the signal loop , the plurality of circuit
elements comprising:
a frequency tunable resonator; and
an adjustable scaling block that applies a gain factor that is adjustable in a range
that comprises a positive gain and a negative gain; and
a controller connected to tune the frequency tunable resonator and to adjust the gain
factor of the adjustable scaling block between a negative gain factor to a positive
gain factor.
- 2. The variable filter of clause 1, wherein the frequency tunable resonator comprises
a varactor diode, a variable dielectric capacitor, a switched discrete capacitor,
a MEMS variable capacitor, a MEMS variable inductor, or a mechanically adjustable
resonator.
- 3. The variable filter of clause 1 or 2, wherein the plurality of circuit elements
comprises a plurality of frequency tunable resonators.
- 4. The variable filter of clause 3, wherein the plurality of circuit elements comprises
two or three frequency tunable resonators.
- 5. The variable filter of clause 3, wherein the plurality of circuit elements comprises
two or more frequency tunable resonators.
- 6. The variable filter of clause 3, 4 or 5, wherein one or more frequency tunable
resonator are connected in one or more secondary signal loops that are connected within
the signal loop.
- 7. The variable filter of clause 6, wherein each secondary signal loop comprises a
secondary adjustable scaling block.
- 8. The variable filter of any of clauses 3-7, wherein the adjustable scaling block
comprises a main adjustable scaling block and is connected in series with each of
the frequency tunable resonators.
- 9. The variable filter of any of clauses 3 - 8, wherein the plurality of circuit elements
comprises a plurality of adjustable scaling blocks.
- 10. The variable filter of any of clauses 3 - 9, wherein the controller is connected
to independently tune two or more frequency tunable resonators.
- 11. The variable filter of any of clauses 1 - 10, wherein the controller is programmed
to selectively Q-spoil or Q-enhance one or more frequency tunable resonators.
- 12. The variable filter of any of clauses 1- 11, further comprising a sensor that
measures the frequency response of the signal loop, the sensor being in communication
with the controller, wherein the controller is programmed to tune the frequency tunable
resonator and control the gain factor of the adjustable scaling block in response
to the measured frequency response toward a desired frequency response.
- 13. A method of filtering an analog electromagnetic signal, comprising the steps of:
providing a filter comprising:
a signal loop defined between a signal input and a signal output;
a plurality of circuit elements connected in the signal loop, the plurality of circuit
elements comprising:
a frequency tunable resonator; and
an adjustable scaling block that applies a gain factor that is adjustable in a range
that comprises a positive gain and a negative gain; and
a controller connected to tune the frequency tunable resonator and control the gain
factor of the adjustable scaling block; and
adjusting the filter by tuning the frequency tunable resonator and adjusting the gain
factor of the adjustable scaling block to achieve a desired frequency response in
the filter.
- 14. The method of clause 13, wherein the frequency tunable resonator comprises a varactor
diode, a variable dielectric capacitor, a switched discrete capacitor, a MEMS variable
capacitor, a MEMS variable inductor, or a mechanically adjustable resonator.
- 15. The method of clauses 13 or 14, wherein the plurality of circuit elements comprises
a plurality of frequency tunable resonators.
- 16. The method of clause 15, wherein the plurality of circuit elements comprises two
or three frequency tunable resonators.
- 17. The method of clause 15, wherein the plurality of circuit elements comprises two
or more frequency tunable resonators.
- 18. The method of clause 15, 16 or 17, wherein one or more frequency tunable resonator
are connected in one or more secondary signal loops that are connected within the
signal loop.
- 19. The method of clause 18, wherein each secondary signal loop comprises a secondary
adjustable scaling block.
- 20. The method of any of clauses 15 - 19, wherein the adjustable scaling block comprises
a main adjustable scaling block and is connected in series with each of the frequency
tunable resonators.
- 21. The method of any of clauses 13 - 20, wherein the plurality of circuit elements
comprises a plurality of adjustable scaling blocks.
- 22. The method of any of clauses 15 - 21, wherein adjusting the filter comprises independently
tuning two or more frequency tunable resonators.
- 23. The method of any of clauses 13 - 22, wherein adjusting the filter comprises Q-spoiling
or Q-enhancing at least one frequency tunable resonator.
- 24. The method of any of clauses 13 - 23, further comprising the step of measuring
the frequency response of the signal loop, and using the controller to tune the frequency
tunable resonator and adjust the gain factor of the adjustable scaling block in response
to the measured frequency response toward the desired frequency response.
- 25. The method of any of clauses 13 - 24, further comprising the step of transmitting
an analog communication signal through the filter.
- 26. A programmable filter for an analog electromagnetic signal, the programmable filter,
comprising:
a plurality of variable filters, each variable filter comprising:
a signal loop defined between a signal input and a signal output; and
a plurality of circuit elements connected in the signal loop, the plurality of circuit
elements comprising:
a frequency tunable resonator; and
an adjustable scaling block that applies a gain factor that is adjustable in a range
that comprises a positive gain and a negative gain;
a switch matrix connected to the inputs and the outputs of the plurality of variable
filters, the switch matrix being configurable to connect one or more variable filters
in more than one signal path configurations; and
a controller connected to tune the frequency tunable resonators, adjust the gain factor
of the adjustable scaling blocks, and configure the switch matrix between signal path
configurations.
- 27. The programmable filter of clause 26, wherein the controller is programmed to
selectively Q-spoil or Q-enhance at least one frequency tunable resonator.
- 28. The programmable filter of clause 26 or 27, wherein at least one frequency tunable
resonator comprises a varactor diode, a variable dielectric capacitor, a switched
discrete capacitor, a MEMS variable capacitor, a MEMS variable inductor, or a mechanically
adjustable resonator.
- 29. The programmable filter of clauses 26, 27 or 28, wherein the plurality of circuit
elements of at least one variable filter comprises a plurality of frequency tunable
resonators.
- 30. The programmable filter of clause 29, wherein the plurality of circuit elements
of at least one variable filter comprises two or three frequency tunable resonators.
- 31. The programmable filter of clause 29, wherein the plurality of circuit elements
comprises two or more frequency tunable resonators.
- 32. The programmable filter of clause 29 or 30, wherein, for at least one variable
filter, one or more frequency tunable resonators are connected in one or more secondary
signal loops that are connected within the signal loop.
- 33. The programmable filter of clause 32, wherein each secondary signal loop comprises
a secondary adjustable scaling block.
- 34. The programmable filter of any of clauses 29 - 33, wherein the adjustable scaling
block comprises a main adjustable scaling block and is connected in series with each
of the frequency tunable resonators.
- 35. The programmable filter of any of clauses 29 - 34, wherein, for at least one variable
filter, the plurality of circuit elements comprises a plurality of adjustable scaling
blocks.
- 36. The programmable filter of any of clauses 26 - 35, wherein the controller is connected
to independently tune more than one frequency tunable resonator.
- 37. The programmable filter of any of clauses 26 - 36, further comprising a sensor
that measures the frequency response of the signal loop, the sensor being in communication
with the controller, wherein the controller is programmed to tune the frequency tunable
resonator and control the gain factor of the adjustable scaling block in response
to the measured frequency response toward a desired frequency response.
- 38. The programmable filter of any of clauses 26 - 37, wherein the switch matrix comprises
connections for selectively connecting one or more variable filters in a signal loop.
- 39. The programmable filter of clause 38, wherein the signal loop further comprises
a main adjustable scaling block.
- 40. A variable filter for an analog electromagnetic signal, comprising:
a signal loop defined between a signal input and a signal output;
a plurality of secondary signal loops connected in the signal loop , each secondary
signal loop comprising:
a frequency tunable resonator; and
a secondary adjustable scaling block that applies a gain factor that is adjustable
in a range that comprises a positive gain and a negative gain;
a main adjustable scaling block; and
a controller connected to tune each of the frequency tunable resonators and to adjust
the gain factor of each of the main and secondary adjustable scaling blocks, the gain
factors being adjustable in a range that comprises a negative gain factor and a positive
gain factor.
- 41. A multiband filter circuit, comprising:
a plurality of filter elements, wherein the plurality of filter elements are selected
from a group consisting of a variable filter as defined in any of clauses 1- 12 and
clause 40, and a programmable filter as defined in any of clauses 26 - 39.
- 42. The multiband filter circuit of clause 41, wherein two or more filter elements
are in parallel.
- 43. The multiband filter circuit of clause 41 or 42, wherein two or more filter elements
are in series.