[0001] The invention relates to lubricant compositions containing borated linear hydrocarbyl
vicinal termainal diols to reduce friction and fuel consumption in internal combustion
engines.
[0002] According to the invention, there is provided a lubricant composition comprising
a lubricant and from 0.1 to 10% by weight of a borated linear hydrocarbyl vicinal
terminal diol containing from 14 to 20 carbon atoms.
[0003] Alcohols are well known for their lubricity properties when formulated into lubricating
oils and fortheir water-scavenging characteristics when blended into fuels. Vicinal
hydroxyl-containing alkyl carboxylates such as glycerol monooleate have also found
widespread use as lubricity additives. U.S. Patent 2,788,326 describes such esters
as glycerol monoleates, as minor components of lubricating oil compositions. U.S.
Patent 3,235,498 describes, among others, that same ester as an additive to other
oils. U.S. Patent 2,443,578 teaches esters wherein the free hydroxyl group is found
in the acid portion as for example in tartaric acid.
[0004] The above patents, as well as numerous others, are directed to the use of such esters
as additives. Other patents, such as U.S. Patents 2,798,083; 2,820,014; 3,115,519;
3,282,971; and 3,309,318 as well as an article by R. R. Barnes et al, entitled "Synthetic
Ester Lubricants" in Lubrication Engineering, August, 1975, pp. 454-457, teach lubricants
prepared from polyhydric alcohols and acid containing no hydroxyl groups other than
those associated with the acid function.
[0005] So far as is known, no effort has been made to employ borated hydrocarbyl vicinal
diols as lubricant additives. It is recognised that borated hydrocarbyl and borated
aliphatic diols are known for other uses. For example, U.S. Patent 3,740,358 teaches
a phenol-aldehyde foamable composition containing a boron compound, e.g. a material
formed by reacting boric acid or boric oxide with such aliphatic hydroxyl-containing
compound.
[0006] It has now been found that boration of these linear long-chain alkyl terminal vicinal
diols significantly improves friction-reducing properties and imparts an anti-oxidant
component to these novel compositions. In addition to the friction-reducing properties
described, the alkyl terminal vicinal diol borate esters possess much improved solubility
characteristics, especially in synthetic fluids, over those of the non-borated derivatives.
These borates are non-corrosive to copper, possess anti-oxidant and potential anti-fatigue
characteristics. Furthermore, the compositions also have significantly greater friction
reducing properties, higher viscosity indices and good low temperature characteristics
and solubility characteristics when used in low additive concentrations-than do other
known additives.
[0007] The hydrocarbyl vicinal terminal diols contemplated for use in this invention are
linear hydrocarbyl diols having vicinal terminal hydroxyls. They have the formula:

wherein R is a linear hydrocarbyl group containing 14 to 20 carbon atoms. As used
herein, "hydrocarbyl" includes, but is not limited to tetradecyl, pentadecyl, hexadecyl,
octadecyl, eicosyl and the like. R can be saturated or unsaturated with linear saturated
members being preferred to maximize friction reduction.
[0008] The vicinal terminal diols can be synthesized using several methods known to the
art such as that described in J. Am. Chem. Soc., 68,1504 (1946) which involves the
hydroxylation of 1-olefins with peracids. Vicinal terminal diols can also be prepared
by the peroxytrifluoroacetic acid method for the hydroxylation of olefins as described
in J. Am. Chem. Soc., 76, 3472 (1954). Similar procedures can be found in U.S. Patents
2,411,762; 2,457,329; and 2,455,892.
[0009] The diols can also be prepared via catalytic epoxidation of an appropriate olefin
followed by hydrolysis to form the appropriate vicinal diol.
[0010] The borated vicinal terminal diols contain 14 to 20 carbon atoms. Above a carbon
number of 20, solubility constraints become significant. Preferred are the C
14―C
17 hydrocarbyl groups in which solubility, frictional characteristics and other properties
are maximized.
[0011] Among the diols contemplated for reaction with the boron compound are 1,2-tetradecanediol,
1,2-pentadecanediol, 1,2-hexadecanediol, 1,2-octadecanediol, 1,2-mixed Cis-C18-alkanediols
and mixtures thereof.
[0012] The boronated compound used in this invention can be made using a single diol or
two or more diols. A mixture of diols can contain from about 5% to about 95% by weight
of any one diol, the other diol or diols being selected such that it or they together
comprise from about 95% to about 5% by weight of the mixture. Such mixtures are often
preferred to the single diol.
[0013] Reaction with the boron compound of the formula

where R is a C, to C
6 alkyl, x is 0 to 3
and y is 0 to 3, the sum of x and y being 3, can be performed in the presence of an
alcoholic solvent, such as butanol or pentanol, or a hydrocarbon solvent such as benzene,
toluene or xylene, or mixtures of such solvents. Reaction temperatures of 90°C to
260°C or more can be used, but 110 to 200°C is preferred. Reaction times can be 1
to 24 hours and more. Up to a stoichiometric amount of boric acid can be used, or
an excess thereof can be used to produce a drivative containing from about 0.1 % to
about 10% of boron. At least 5 to 10% of the available hydroxyl groups of the diol
should be borated to derive substantial beneficial effect. Conversely, a stoichiometric
excess or boric acid (more than an equivalent amount of boronating agent compared
to diol hydroxyl groups) can also be charged to the reaction medium resulting in a
product containing the stated amount of boron. The boronated diols can also be borated
with a trialkyl borate such as tributyl borate, often in the presence of boric acid.
Preferred reaction temperatures for boration with the borate will range from 180°C
to 280°C. Times can be from 2 to 12 hours, or more.
[0014] As disclosed hereinabove, the borated esters are used with lubricating oils to the
extent of from 0.1 % to 10% by weight of the total composition. Furthermore, other
additives, such as detergents, anti-oxidants, anti-wear agents may be present. These
can include phenates, sulfonates, succinimides, zinc dithiophosphates, polymers, calcium
and magnesium salts.
[0015] The lubricants contemplated for use with the esters herein disclosed include mineral
and synthetic hydrocarbon oils of lubricating viscosity mixtures of mineral oils and
synthetic oils and greases from any of these, including mixtures. The synthetic hydrocarbon
oils include long-chain alkanes such as cetanes and olefin polymers such as oligomers
of hexane, octene, decene, and dodecene, etc. These vicinal diols are especially effective
in synthetic oils formulated using mixtures of synthetic hydrocarbon olefin oligomers
and lesser amounts of hydrocarbyl carboxylate ester fluids. The other synthetic oils,
which can be used alone with the borated compounds of this invention, or which can
be mixed with a mineral or synthetic hydrocarbon oil, include (1) fully esterified
ester oils, with no free hydroxyls, such as pentaerythritol esters of monocarboxylic
acids having 2 to 20 carbon atoms, trimethylolpropane esters of monocarboxylic acids
having 2 to 20 carbon atoms, (2) polyacetals and (3) siloxane fluids. Especially useful
among the synthetic esters are those made from polycarboxylic acids and monohydric
alcohols. More preferred are the ester fluids made by fully esterifying pentaerythritol,
or mixtures thereof with di- and tripentaerythritol, with an aliphatic monocarboxylic
acid containing from 1 to 20 carbon atoms, or mixtures of such acids.
[0016] A wide variety of thickening agents can be used in the greases of this invention.
Included among the thickening agents are alkali and alkaline earth metal soaps of
fatty acids and fatty materials having from 12 to 30 carbon atoms per molecule. The
metals are typified by sodium, lithium, calcium and barium. Fatty materials are illustrated
by stearic acid, hydroxystearic acid, stearin, cottonseed oil acids, oleic acid, palmitic
acid, myristic acid and hydrogenated fish oils.
[0017] Other thickening agents include salt and salt-soap complexes as calcium stearate-acetate
(U.S. Patent No. 2,197,263), barium stearate acetate (U.S. Patent No. 2,564,561),
calcium stearate-caprylateacetate complexes (U.S. Patent No. 2,999,065), calcium caprylate-acetate
(U.S. Patent No. 2,999,066), and calcium salts and soaps of low-, intermediate- and
high-molecular weight acids and of nut oil acids.
[0018] Another group of thickening agents comprises substituted ureas, phthalocyanines,
indanthrene, pigments such as perylimides, pyromellitdiimides, and ammeline.
[0019] The preferred thickening gelling agents employed in the grease compositions are essentially
hydrophobic clays. Such thickening agents can be prepared from clays which are initially
hydrophilic in character, but which have been converted into a hydrophobic condition
by the introduction of long chain hydrocarbon radicals into the surface of the clay
particles; prior to their use as a component of a grease composition, as, for example,
by being subjected to a preliminary treatment with an organic cationic surface active
agent, such as an onium compound. Typical onium compounds are tetraalkylammonium chlorides,
such as dimethyl dioctadecyl ammonium chloride, dimethyl dibenzyl ammonium chloride
and mixtures thereof. This method of conversion, being well known to those skilled
in the art, is believed to require no further discussion, and does not form a part
of the present invention. More specifically, the clays which are useful as starting
materials in forming the thickening agents to be employed in the grease compositions,
can comprise the naturally occurring chemically unmodified clays. These clays are
crystalline complex silicates, the exact composition of which is not subject to precise
description, since they vary widely from one natural source to another. These clays
can be described as complex inorganic silicates such as aluminum silicates, magnesium
silicates, barium silicates, and the like, containing, in addition to the silicate
lattice, varying amounts of cation-exchangeable groups such as sodium. Hydrophilic
clays which are particularly useful for conversion to desired thickening agents include
montmorillonite clays, such as bentonite, attapulgite, hectorite, illite, saponite,
sepiolite, biotite, vermiculite, zeolite clays, and the like. The thickening agent
is employed in an amount from 0.5 to 30, and preferably from 3 percent to 15, percent
by weight of the total grease composition.
[0020] In all reactions decribed hereinabove, a solvent is preferred. Solvents that can
be used include the hydrocarbon solvents, such as toluene, benzene, xylene, and the
like, alcohol solvents such as propanol, butanol, pentanol and the like, as well as
mixtures of hydrocarbon solvents or alcohol solvents and mixtures of hydrocarbon and
alcohol solvents.
Example 1
1,2-Hexadecanediol Borate
[0021] 86 g of 1,2-hexadecanediol and 200 g toluene solvent was charged to a 1 liter reactor
equipped with agitator, heater and Dean-Stark tube with condenser. The contents were
heated up to 80-90°C to dissolve the diol and approximately 11 g boric acid was added.
The mixture was heated up to 155°C until water evolution stopped over a period of
about 4 hours. Approximately 9 ml water was removed by azeotropic distillation. The
solvent was removed by vacuum distillation and the product was filtered at 100°C through
diatomaceous earth. The product became waxy after cooling.
[0022] It is believed that the borated product included the following structures:

where R= C14H29
Example 2
1,2-Mixed C,5-Cls Alkanediol Borate (High Boron Content)
[0023] Approximately 155 g of 1,2-mixed C
15―C
18 alkanediols and 130 g of toluene were charged to a 1 liter reactor, equipped as described
in Example 1 and with provision for providing a nitrogen atmosphere. The contents
were heated up to 65°C and 34 g of boric acid was added. The mixture was heated up
to 160°C over a period of 4 1/2 hours until water evolution stopped. The solvent was
removed by vacuum distillation and the product was filtered hot through diatomaceous
earth, yielding a white waxy solid after cooling.
Example 3
1,2-Mixed C15―C18 Alkanediol Borate
[0024] Approximately 265 g of 1,2-mixed C
15―C
18 alkanediols and 200 g of toluene were charged to a 1 liter reactor equipped as described
in Example 2. The contents were heated to 70°C and 42 g of boric acid was added. The
mixture was heated up to 155°C over a period of 5 hours until water evolution stopped.
The solvent was removed by vacuum distillation and the product was filtered at 100°C
through diatomaceous earth.
[0025] The products of the Examples were blended into a fully formulated 5W-20 synthetic
automotive engine oil containing other additives, such as detergent, dispersant, anti-oxidant
and the like additives and evaluated using the Low Velocity Friction Apparatus (LVFA)
test.
Evaluation of Products
[0026] The compounds were evaluated as friction modifiers in accordance with the following
test.
Low Velocity Friction apparatus
Description
[0027] The Low Velocity Friction Apparatus (LVFA) is used to measure the friction of test
lubricants under various loads, temperatures, and sliding speeds. The LVFA consists
of a flat SAE 1020 steel surface (diam. 3.8 cm.) which is attached to a drive shaft
and rotated over a stationary, raised, narrow ringed SAE 1020 steel surface of 51.6
mm
2 (area 0.08 in.
2). Both surfaces are submerged in the test lubricant. Friction between the steel surfaces
is measured as a function of the sliding speed at a lubricant temperature of 121°C.
The friction between the rubbing surfaces is measured using a torque arm-strain gauge
system. The strain gauge output, which is calibrated to be equal to the coefficient
of friction, is fed to the Y axis of an X-Y plotter. The speed signal from the tachometer-generator
is fed to the X-axis. To minimise external friction, the piston is supported by an
air bearing. The normal force loading the rubbing surfaces is regulated by air pressure
on the bottom of the piston. The drive system consists of an infinitely variable-
speed hydraulic transmission driven by a 373W (1/2 HP) electric motor. To vary the
sliding speed, the output speed of the transmission is regulated by a lever-cam motor
arrangement.
Procedure
[0028] The rubbing surfaces and 12-13 ml of test lubricant are placed on the LVFA. A 1756
kPa (240 psig) load is applied, and the sliding speed is maintained at 12.2 m/s (40
fpm) at ambient temperature for a few minutes. A plot of coefficients of friction
(U
k) over the range of sliding speeds, 1.5 to 12.2 m/s (5 to 40 fpm, 25-195 rpm), is
obtained. A minimum of three measurements is obtained for each test lubricant. Then,
the test lubricant and specimens are heated to 121°C, another set of measurements
is obtained, and the system is run for 50 minutes at 121°C, 240 psi and 12.2 m/s (40
fpm) sliding speed. Afterward, measurements of U
k vs. speed are taken at 1756, 2170, 2859 and 3549 kPa (240, 300, 400, and 500 psig).
Freshly polished steel specimens are used for each run. The surface of the steel is
parallel ground to .1 to .2 µm (4-8 microinches).
[0029] The data obtained are shown in Table 1. The data in Table 1 are reported as percent
reduction in coefficient of friction at two speeds. The friction reducing ester additives
were evaluated in a fully formulated 5W-20 synthetic lubricating oil comprising an
additive package including anti-oxidant, detergent and dispersant. The oil had the
following general characteristics:
Viscosity 100°C - 6.8 mm2/s
Viscosity 40°C - 36.9 mm2/s
Viscosity Index - 143

[0030] The results clearly show the borated hydrocarbyl vicinal diol to be a fare superior
friction reducer. For example, the use of only 1/2% of Example 5, borated 1,2-mixed
C
15―C
18 alkanediols reduces the coefficient of friction by 40%/28%.
[0031] The products of this invention were tested in a catalytic oxidation test for lubricants,
using as the base oil a 200" solvent paraffinic neutral mineral oil. The test lubricant
composition is subjected to a stream of air bubbled through the composition at a rate
of 5 liters per hour at 163°C for 40 hours. Present in the composition are metals
commonly used as materials of engine construction, namely:
a. 100.6 cm2 (15.6 sq. in.) of sand-blasted iron wire,
b. 5.03 cm2 (0.78 sq. in.) of polished copper wire,
c. 5.61 cm2 (0.87 sq. in.) of polished aluminum wire, and
d. 1.08 cm2 (0.167 sq. in.) of polished lead surface.
[0032] Inhibitors for oil are rated on the basis of prevention of oil deterioration as measured
by the increase in acid formation or neutralization number (NN) and kinematic viscosity
(KV) occasioned by the oxidation. The results of the tests are reported in Table 2.

[0033] The results clearly show the effectiveness of the borates at controlling viscosity
increase and neutralization number increase under somewhat severe oxidation conditions.
1. A lubricant composition comprising a lubricant and from 0.1 to 10% by weight of
a borated linear hydrocarbyl vicinal terminal diol containing from 14 to 20 carbon
atoms.
2. A composition according to claim 1, wherein the diol is 1,2-tetradecanediol, 1,2-pentadecanediol,
1,2-hexadecanediol, 1,2-octadecanediol or 1,2-eicosanediol.
3. A composition according to claim 1 or claim 2, wherein the diol is 1,2-mixed C15―C18 alkanediols.
4. A composition according to claim 1, wherein the hydrocarbyl group contains from
14 to 17 carbon atoms.
5. A composition according to any one of claims 1 to 4, wherein the diol is a mixture
of diols containing from 5 to 95% by weight of one diol.
6. A composition according to any one of claims 1 to 5, wherein the diol has been
borated with a compound of the formula:

wherein R is a C
l-C
6 alkyl group, x is 0 to 3, y is 0 to 3, and the sum of x and y is 3.
7. A composition according to claim 6, wherein the compound is boric acid.
8. A composition according to any one of claims 1 to 7, wherein at least 5 to 10%
of the available hydroxyl groups of the diol have been borated.
9. A composition according to any one of claims 1 to 8, wherein the borated diol contains
from 0.1 to 10% by weight of boron.
10. A composition according to any one of claims 1 to 9, wherein the lubricant comprises
a mineral lubricating oil, a synthetic lubricating oil, a mixture thereof or a grease
prepared therefrom.
1. Schmiermittel, enthaltend einen Schmierstoff und 0,1 bis 10 Gew.-% eines borierten
linearen Kohlenwasserstoffs in Form eines vicinalen terminalen Diols mit 14 bis 20
Kohlenstoffatomen.
2. Mittel nach Anspruch 1, worin das Diol 1,2-Tetradecandiol, 1,2-Pentadecandiol,
1,2-Hexadecandiol, 1,2-Octadecandiol oder 1,2-Eikosandiol ist.
3. Mittel nach Anspruch 1 oder 2, worin das Diol 1,2-(Gemischt-C15―C18)-alkandiole sind.
4. Mittel nach Anspruch 1, worin der Kohlenwasserstoffrest 14 bis 17 Kohlenstoffatome
hat.
5. Mittel nach einem der Ansprüche 1 bis 4, worin das Diol ein Gemisch aus Diolen
mit 5 bis 95 Gew.-% eines Diols ist.
6. Mittel nach einem der Ansrpüche 1 bis 5, worin das Diol mit einer Verbindung der
Formel

boriert wurde, worin R einen Ci-C6-Alkylrest, x eine Zahl von 0 bis 3 und y eine Zahl
von 0 bis 3 bedeuten sowie die Summe aus x und y die Zahl 3 beträgt.
7. Mittel nach Anspruch 6, worin die Verbindung Borsäure ist.
8. Mittel nach einem der Ansprüche 1 bis 7, worin mindestens 5 bis 10% der zur Verfügung
stehenden Hydroxylgruppen des Diols boriert worden sind.
9. Mittel nach einem der Ansprüche 1 bis 8, worin das borierte Diol 0.1 bis 10 Gew.-%
Bor enthält.
10. Mittel nach einem der Ansprüche 1 bis 9 worin der Schmierstoff ein Mineralschmieröl,
ein synthetisches Schmieröl, ein Gemisch davon oder ein daraus hergestelltes Fett
umfaßt.
1. Une composition lubrifiante comprenant un lubrifiant et de 0,1 à 10% en poids d'un
hydrocarbyldiol terminal vicinal linéaire boraté contenant de 14 à 20 atomes de carbone.
2. Une composition selon la revendication 1, dans laquelle le diol est le 1,2-tetradécanediol,
le 1,2-pentadecanediol, 1,2-hexadécanediol, le 1,2 octadécanideol ou le 1,2-eicosanediol.
3. Une composition selon la revendication 1 ou la revendication 2, dans laquelle le
diol est un mélange de 1,2-alcanediols en C15―C18.
4. Une composition selon la revendication 1, dans laquelle le groupe hydrocarbyle
contient de 14 à 17 atomes de carbone.
5. Une composition selon l'une quelconque des revendications 1 à 4, dans laquelle
le diol est un mélange de diol contenant de 5 à 95% en poids d'un diol.
6. Une composition selon l'une quelconque des revendications 1 à 5, dans laquelle
le diol a été boraté par un composé de formule

dans laquelle R est un groupe alkyle en C
l-C
6, x est un nombre de 0 à 3, y est un nombre de 0 à 3 et la somme de x et y est égale
à 3.
7. Une composition selon la revendication 6, dans laquelle le composé est l'acide
borique.
8. Une composition selon l'une quelconque des revendications 1 à 7, dans laquelle
5 à 10% au moins des groupes hydroxyles disponibles du diol ont été boratés.
9. Une composition selon l'une quelconque des revendications 1 à 8, dans laquelle
le diol boraté contient de 0,1 à 10% en poids de bore.
10. Une composition selon l'une quelconque des revendications 1 à 9, dans laquelle
le lubrifiant consiste en une huile lubrifiante minérale, une huile lubrifiante synthétique
ou leur mélange, ou une graisse préparée à partir de celles-ci.