[0001] This invention relates to fountain solutions, more specifically to fountain solutions
which contain or are used with alcohol substitutes.
[0002] The offset lithographic printing process employs planographic plates which transfer
ink to a blanket roll which, in turn, then transfers the ink to a substrate thereby
forming the printed images. The plates are referred to as planographic since the image
and non-image areas are in the same plane. The plates are constructed so that with
proper treatment the images are hydrophobic and oleophilic and thereby receptive to
inks. The non-image areas are hydrophilic and are water receptive. In order to maintain
the hydrophilic characteristics on the non-image areas, and to prevent ink from accumulating
on the non-image areas, it is necessary to continuously treat the plate with a water
based fountain solution.
[0003] The aqueous fountain solution is used to maintain the non-image areas of a lithographic
printing plate insensitive to ink. While an offset printing press is running, fountain
solution is continuously applied to the printing plate just before the application
of the printing ink, or as a water in ink emulsion. The fountain solution has an affinity
for the non-image, hydrophilic areas of the plate and immediately wets these areas.
A complete and uniform film of fountain solution prevents the subsequent application
of ink from covering the plate in the non-image areas. The fountain solution and
ink on the plate are then both transferred to the blanket and then to the printing
substrate and the process begins again.
[0004] Lithographic printing plates are developed to expose metal surface in the non-image
areas while image areas are left coated with a hydrophobic polymer. There are many
fountain solutions which contain highly polar liquids which will wet and coat the
exposed metal surface of the non-image area of the plate. Plain water may temporarily
perform fairly well, although various aqueous electrolytes, surfactants and water
soluble polymers are generally required for good continuous performance. These additives
promote plate wetting and fountain solution uniformity, as well as controlling the
interaction of the fountain solution with the ink and the substrate.
[0005] Acid fountain solutions are the most widely used in commercial printing. Alkaline
fountain solutions are primarily used for newspaper printing. While there is a trend
toward more neutral pH fountain solutions, acidic solutions continue to be widely
used because of the proven effectiveness of gum arabic, a water soluble polymer. Gum
arabic is a protective colloid that desensitizes the non-image areas of the plate.
Since gum arabic is best solubilized and most effective under acidic conditions, acidic
fountain solutions continue to be preferred.
[0006] Many lithographic presses have a fountain solution distribution system that is separate
from the ink distribution system. Generally, the conventional fountain solution distribution
system includes a ductor roller which has intermittent or interrupted flow of the
fountain solution from the reservoir to the dampening form rollers that contact the
printing plate. Often these conventional dampening systems use paper or molleton (cloth)
covered rollers or specially treated rollers in the dampening system roller train
to act as intermediate fountain solution reservoirs. Alternately brushes can flick
droplets of water onto form rollers or directly onto the plate or nozzles can similarly
spray a fine-mist.
[0007] A growing number of lithographic presses are equipped with a continuous feed dampening
system sold by Dahlgren Mfg. Co., Dallas, TX, under the tradename Dahlgren. Other
dampening systems of the direct continuous type include the system sold by Miehle-Gross-Dexter,
Chicago, IL, under the trademark Miehlematic, and by Harris Corp., Cleveland, OH,
under the trademarks Duo-Trol and Microflow and by Miller Western Mfg. Co., Pittsburgh,
PA, under the trademark Millermatic.
[0008] In the Dahlgren system, the printing plate is contacted only by inked rollers, that
is, the fountain solution must be carried from the dampening unit rollers by means
of one or more inked rollers, usually one of the form rollers, to the printing plate.
This type of system requires the assistance of a water transport additive such as
a water soluble glycol as disclosed in U.S. Patent No. 3,625,715 or an alcohol such
as disclosed in U.S. Patent No. 3,168,037, with isopropyl alcohol being almost universally
used. The excellent and more independent control of ink and water delivery to the
printing plate accounts for the ever increasing use of this type of dampening system
in lithographic printing. This, in turn, accounts for the extensive use of isopropyl
alcohol in Dahlgren continuous dampening systems. Typically, the fountain solution
will contain between about 10 to 30 percent isopropyl alcohol depending upon the specific
press, speed, type of form and substrate being printed. The use of isopropyl alcohol
is the best compromise between good press and printing performance and cost of the
fountain solution.
[0009] Another variety of a continuous contact dampening system is the Millermatic type
wherein the fountain solution is applied to the printing plate by means of a dampener
form roller that is not part of the inking system. With such an arrangement it would
be expected that isopropyl alcohol would not be required because the inked form roller
is not used to distribute the aqueous fountain solution. Because, however, of the
excellent ink and water balance control, it is also common to use isopropyl alcohol
as a constituent in the dampening solution used with the Millermatic type of dampener.
[0010] The typical fountain solution is made up from a fountain solution concentrate, water
and an alcohol or alcohol substitute. The fountain solution concentrate generally
includes buffering salts, protective colloids, i.e. water-soluble resins or gums such
as gum arabic or cellulose gum and frequently a surfactant (wetting agent). The preferred
fountain solutions are generally acidic and include acidic components such as phosphoric
or citric acid to maintain a pH value between about 3.5 and 5.5, although neutral
and basic fountain solutions are also useful.
[0011] Alcohol (isopropanol) and alcohol substitutes are commonly added to fountain solutions.
These additions are required with certain types of continuous dampening systems (Dahlgren,
Duo-Trol, Miehlematic, etc.). Even with conventional systems, smaller amounts of alcohol
have proven to be beneficial. Generally speaking, alcohol will make a borderline dampening
solution work better by solubilizing the surfactant and lowering the surface tension
of the water, thereby increasing the wetting action of the dampening solution. Also,
it minimizes the fountain solution use while maintaining moisture on the plate surface.
Reduced water pickup makes it easier for the pressman to maintain the correct ink/water
balance. Also, the rapid evaporation of the alcohol from the film of fountain solution
on the blanket and printed sheet helps to minimize the paper's tendency to curl. Generally
about 10 to 30% of a fountain solution can be isopropanol.
[0012] Environmental concerns about press room emissions as well as the cost of alcohol
have led to the use of alcohol substitutes. These can perform some, but generally
not all, of the functions of isopropanol. Because of these concerns for isopropyl
alcohol, a number of materials have been suggested as replacements in fountain solutions.
Additives such as 2-butoxy ethanol and ethylene glycol have been used as substitutes
for isopropyl alcohol. U.S. Patent 3,877,372 discloses a fountain solution which includes
2-butoxy ethanol and at least one of hexylene glycol and ethylene glycol, a silicone
glycol copolymer and a defoamer type surfactant. U.S. Patent 4,278,467 discloses an
isopropyl alcohol-free fountain solution which includes an additive having a surface
tension less than about 50 dynes/cm such as n-hexoxydiethylene glycol (n-hexyl cellosolve),
n-hexoxydiethylene glycol (n-hexyl carbitol), 2-ethyl-1,3-hexanediol, n-butoxyethylene
glycolacetate, n-butoxydiethylene- glycolacetate, 3-butoxy-2-propanol and mixtures
thereof. U.S. Patent 4,560,410 discloses a fountain solution containing a mixture
of a polyol and/or glycol ether partially soluble in water with a polyol and/or glycol
ether completely soluble in water.
[0013] The use of higher boiling solvents such as glycols, glycol ethers and glycol ether
acetates as alcohol substitutes in fountain solutions has resulted in a higher dynamic
surface tension because of the limited solubility of the surfactants in these systems.
The higher dynamic surface tension reduces the performance and effectiveness of the
fountain solution due to decreased wetting action at press speeds. In addition certain
fountain solution concentrate systems containing alcohol substitute systems cannot
be supplied in a one step form because of precipitation of one or more components
when mixed with the alcohol substitutes. This type of one-step fountain solution concentrate
is desirable because of the simplicity of metering it on existing dilution equipment.
[0014] Further, fountain solutions contain alcohol and alcohol substitutes to dissolve surfactants
in an aqueous system. It would be desirable to be able to dissolve surfactants in
an aqueous system while eliminating or reducing alcohol or alcohol substitutes to
avoid the environmental problems they cause as well as the lithographic problems caused
by their evaporation.
[0015] Briefly, this invention involves the use of a hydrotrope to increase the solubility
of a surfactant in an aqueous fountain solution or fountain solution concentrate.
The hydrotrope is added to an aqueous fountain solution or fountain solution concentrate
containing a surfactant. By this invention the use of alcohol or alcohol substitutes
can be eliminated or reduced and if used in combination with an alcohol substitute
system, performance and effectiveness of the fountain solution can be enhanced.
[0016] It has now been found that when a hydrotrope is added with a surfactant to a fountain
solution or fountain solution concentrate, the solubility of the surfactant is increased
thus lowering the dynamic surface tension and enhancing the wetting action and performance
of the fountain solution during the lithographic printing process.
[0017] The hydrotrope is a salt of a hard acid-soft base or soft acid-hard base and is an
electrolyte generally with an inorganic and an organic ion. Descriptions of hard and
soft acids and bases are contained in Survey Of Progress In Chemistry (edited by A.
Scott, Academic Press, Vol 5, 1969, pp. 1-52). The action of the hydrotrope is to
assist in the solubilization of an insoluble phase (i.e. a surfactant) in a second
phase (i.e. water). Preferably the hydrotropes selected in addition do not increase
the hydrophilic-lypophilic balance (HLB Value) of the fountain solution which would
interfere with the lithographic printing process. Suitable hydrotropes include, but
are not limited to, sodium toluene sulfonate, sodium xylene sulfonate, sodium cumene
sulfonate, ammonium xylene sulfonate, tetrabutyl ammonium bromide, cetyl trimethyl
ammonium bromide and sodium thiocyanate. Mixtures of hydrotropes may also be used.
[0018] The hydrotrope is used in an amount effective to increase the solubility of the surfactant,
preferably to maintain the surfactant dissolved in the fountain solution and fountain
solution concentrate. Generally the amount of hydrotrope to surfactant is within the
range of 1:1 to 10:1 by weight, preferably 4:1 to 6:1 by weight.
[0019] The use of the hydrotrope to increase the solubility of a surfactant reduces the
dynamic surface tension of the fountain solution, thus enhancing its performance during
lithographic printing. In general the addition of an effective amount of hydrotrope
will reduce the dynamic surface tension of the fountain solution by at least 5 dynes/cm,
preferably at least 10 dynes/cm, as measured at a surface age of 200 milliseconds
with a Sensadyne (™) Surface Tensiometer 5000 manufactured by Chem-Dyne Research Corporation,
Milwaukee, Wisconsin. The resultant fountain solution will generally have a dynamic
surface tension of less than 40 dynes/cm, preferably 28 to 35 dynes/cm, as measured
above. Common commercial dampening solutions containing alcohol replacements generally
have dynamic surface tensions in the range of from greater than 35 to 65 dynes/cm,
as measured above.
[0020] The fountain solution or fountain solution concentrate contains surfactants or wetting
agents which are added in amounts effective to lower the surface tension and to control
emulsification ability and capacity thus making the fountain solution more efficient
in dampening the lithographic plate. A wide range of surfactants can be used, even
surfactants which were previously unsuitable because of their low solubility in aqueous
fountain solutions. Suitable surfactants include non-ionic and/or ionic surfactants
such block copolymers, alkyl phosphates, ethoxylated alcohols, fatty acids, amines,
amides, fatty esters, alkanol amides, glycol esters, sorbitan fatty acid esters, ethoxylated
alkyl phenols and ethoxylated acetylenic glycols, as well as mixtures thereof. In
general, the amount of surfactant will range from 0.05 to 20% by weight of the fountain
solution concentrate and from 0.001 to 1% by weight of the fountain solution.
[0021] The fountain solution or fountain solution concentrate generally contains several
other ingredients. These can include protective colloids, i.e. water-soluble polymers,
in particular water-soluble gums which contain carboxyl and hydroxyl groups. Gum
arabic is the oldest and most widely used polymer and is typically added as a 14°
Baume' solution. Carboxymethyl cellulose, hydroxyethyl cellulose as well as styrene
maleic anhydride copolymers, polyvinyl, pyrrolidone, and the like, may also be used.
These polymers are generally used to protect the non-image areas of a plate from contamination
from ink and to maintain the area hydrophilic. In general, the amount of protective
colloid will range from 5 to 25% by weight of the fountain solution concentrate and
0.1 to 2% by weight of the fountain solution. The protective colloids are generally
added to acidic fountain solutions.
[0022] The fountain solution or fountain solution concentrate can also contain buffering
salts effective to maintain a desired pH. The fountain solutions are preferably used
as aqueous acidic solutions having a pH of about 3.5 to 5.5. Phosphoric acid is a
preferred acid for use in acidifying the formulation. Other acids which can be used
include inorganic as well as organic acids, such as acetic acid, nitric acid, hydrochloric
acid, citric acid and the like. The buffering salts can include ammonium acetate,
magnesium nitrate, zinc nitrate, sodium sulfate and disodium hydrogen phosphate. The
fountain solution can also be neutral or alkaline as desired and contain suitable
buffering salts to maintain a desired pH such as sodium hydrogen phthalate, potassium
hydrogen phosphate and sodium or potassium silicates.
[0023] Other additives which may be used in the fountain solution or fountain solution concentrate
include preservatives such as dimethoxane, phenol, sodium salicylate, and the like;
corrosion inhibitors such as ammonium bichromite, magnesium nitrate and the like;
anti-foaming agents; and dyes, as well as other additives which are common in the
art.
[0024] The fountain solution or fountain solution concentrate can also contain an alcohol
or alcohol substitute. While an alcohol such as isopropanol or alcohol substitutes
can be used, the hydrotrope in combination with the surfactant reduces the dynamic
surface tension sufficiently to be able to reduce or eliminate their use. Preferably
alcohol comprises less than 5% by volume of the fountain solution. Advantageously
the addition of hydrotrope increases the efficiency of fountain solutions containing
alcohol substitutes and also eliminates precipitation problems allowing the use of
one step formulations which contain alcohol substitutes. Generally alcohol replacements
can comprise up to 75% by volume of a fountain solution concentrate and up to 10%
by volume of a fountain solution. Typical alcohol replacements include 2-butoxy ethanol,
n-hexoxyethanol, ethylene glycol, 2-ethyl-1,3-hexanediol and mixtures thereof.
[0025] Typically, the fountain solution contains 1 to 10% by volume of the fountain solution
concentrate (or etch). The fountain solution concentrate is diluted with water, with
additional dilution with an alcohol or alcohol replacement if desired to obtain the
fountain solution which is ready for lithographic printing.
[0026] The addition of hydrotrope to the fountain solution resulting in increased solubility
of the surfactant and a reduction in the dynamic surface tension at press speeds has
resulted in a number of major advantages including a wider latitude with regards to
the amount of water use (i.e. wider water balance) and the ability to greatly reduce
the water usage. In addition, other advantages which have been observed include faster
clean-up of the lithographic plates, reduced and more easily removed pilings on the
non-image area of the blanket and cleaner fountain solution sumps due to reduced ink
feedback.
Example 1
[0027] The addition of a hydrotrope allows one to prepare a composite one step fountain
solution concentrate without precipitation of solids occurring.
[0028] The following formulation was prepared. A fountain solution concentrate was prepared
containing 77% by weight water, 11% by weight gum arabic, 7% by weight magnesium nitrate,
1.4% by weight citric acid, 1.3% by weight phosphoric acid (85% solution), 1.2% by
weight disodium hydrogen phosphate and 0.25% by weight block copolymer of ethylene
oxide/propylene oxide plus 0.2% by weight preservatives and anti-foaming agents. Upon
addition of 2 1/2 oz. (74 ml.) of the concentrate to 4 oz. (118 ml.) of alcohol replacement
(containing 34% by weight ethylene glycol, 58% by weight 2-butoxyethanol, 4.6% by
weight 3,5-dimethyl-1-hexyn-3-ol and 2.9% by weight 2,4,7,9-tetramethyl-5-decyne-4,7-diol)
added per gallon (3.8 l) of water a precipitate was formed. The further addition of
3 oz. (89 ml.) of ammonium xylene sulfonate (42% by weight solution in water) led
to solution of the precipitate and a uniform product.
[0029] The dynamic surface tension of the diluted fountain solution containing hydrotrope
was 29.5 dynes/cm at a surface renewal rate of 200 milliseconds as measured with a
Sensadyne Surface Tensiometer 5000. Without the addition of hydrotrope, the fountain
solution had a dynamic surface tension of 35 dynes/cm, as measured above, despite
the fact that the hydrotrope is not surface active.
[0030] In a sheet fed press trial, using a Dahlgren dampening system the above fountain
solution with hydrotrope ran with a water balance of 15 notches (70-85) with catchup
at 65 notches. A 15 notches water balance is a wide water balance which allows efficient
lithographic performance.
Example 2
[0031] Utilizing a 2-step process (i.e. dilute concentrate with water then add alcohol replacement)
on a Miehle Press a fountain solution containing 2 1/2 oz./gallon of the fountain
solution concentrate of Example 1 with 2 1/2 oz./gallon of the alcohol replacement
of Example 1 did not run with any water control on a Dahlgren dampening unit indicating
the ink would not lithograph with this fountain solution. This fountain solution had
a dynamic surface tension of 39 dynes/cm as measured above.
[0032] The addition to the fountain solution of 2 1/2 oz./gallon of hydrotrope (an aqueous
solution containing 42% by weight of equal amounts of sodium cumene sulfonate, sodium
toluene sulfonate and ammonium xylene sulfonate) provided a fountain solution which
ran with a water balance of 5 notches (90-95) and catchup at 90 notches indicating
the press could run. The fountain solution, containing hydrotrope had a dynamic surface
tension of 32 dynes/cm., as measured above.
Example 3
[0033] In a fountain solution containing 2 oz./gallon of the fountain solution concentrate
of Example 1 and 5% by volume of the fountain solution of isopropanol, the addition
of 4 oz./gallon of an aqueous solution containing by weight 8.3% 3,5-dimethyl-1-hexyn-3-ol,
8.3% 2,4,7,9-tetramethyl-5-decyne-4,7-diol, 17.5% sodium cumene sulfonate, 17.5%
ammonium xylene sulfonate and 48.4% water gave a wide water balance of 65 notches
to 85 notches with a dynamic surface tension of 28 dynes/cm., as measured above. Without
the addition of hydrotropes the water balance was 80 to 90 notches with a dynamic
surface tension of 31 dynes/cm., as measured above.
Example 4
[0034] A solvent-free fountain solution was prepared containing 2 1/2 oz./gallon of the
fountain solution concentrate of Example 1 and 4 oz./gallon of an aqueous solution
containing 38.6% by weight ammonium xylene sulfonate, 4.5% by weight 3,5-dimethyl-1-hexyn-3-ol
and 3.5% by weight of 2,4,7,9-tetramethyl-5-decyne-4,7-diol and 53.4% by weight water.
[0035] The water balance was 75-85 notches with catchup at 70 on a Dahlgren dampening system.
The dynamic surface tension was 30.5 dynes/cm., as measured above.
Example 5
[0036] A fountain solution concentrate was prepared containing 90% by weight of sodium toluene
sulfonate (42% by weight aqueous solution) and 10% by weight 2,4,7,9-tetramethyl-5-decyne-4,7-diol.
A fountain solution containing 3 oz./gallon of the concentrate was run on a Chambon
Press using a Dahlgren type dampening system. Inks of the various colors (cyan, magenta,
yellow and black) all ran well on the lithographic press. The dynamic surface tension
of the fountain solution was 31 dynes/cm as measured above.
1. A composition that is a fountain solution or fountain solution concentrate and
that comprises water and a surfactant characterised in that it also contains a hydrotrope
in an amount effective to increase the solubility of the surfactant in the fountain
solution.
2. A composition according to claim 1 wherein the ratio of hydrotrope:surfactant is
within the range of 1:1 to 10:1 by weight, preferably 4:1 to 6:1 by weight.
3. A composition according to claim 1 or claim 2 wherein the addition of hydrotrope
reduces the dynamic surface tension as measured at a surface age of 200 milliseconds
of the resultant fountain solution by at least 5 dynes/cm to a dynamic surface tension
of less than 40 dynes/cm and preferably by at least 10 dynes/cm to a dynamic surface
tension of 28 to 35 dynes/cm,.
4. A composition according to any preceding claims wherein the hydrotrope does not
increase the HLB value of the resultant fountain solution.
5. A composition according to any preceding claim in which the hydrotrope is a salt
of a hard acid-soft base or of a soft acid-hard base and preferably is an electrolyte
comprising an inorganic ion and an organic ion.
6. A composition according to any preceding claim wherein the hydrotrope is chosen
from sodium toluene sulfonate, sodium xylene sulfonate, sodium cumene sulfonate, ammonium
xylene sulfonate, tetrabutyl ammonium hydrogen sulfate, tetra phenyl phosphonium bromide,
tetrabutyl ammonium bromide, cetyl trimethyl ammonium bromide, sodium thiocyanate
and mixtures thereof.
7. A composition according to any preceding claim wherein the surfactant is chosen
block copolymers, alkyl phosphate, ethoxylated alcohols, fatty acids, amines, amides,
fatty esters, alkanol amides, glycol esters, sorbitan fatty acid esters, ethoxylated
alkyl phenols, ethoxylated acetylenic glycols and mixtures thereof.
8. A composition according to any preceding claim further comprising an alcohol replacement,
preferably chosen from 2-butoxy ethanol, n-hexoxyethanol, ethylene glycol, 2-ethyl-1,3-hexane
diol and mixtures thereof.
9. A composition according to any preceding claim further comprising less than 5%
of alcohol.
10. A composition according to any preceding claim further comprising one or more
additives selected from a protective colloid (preferably gum arabic or cellulose gum),
an acid or a biocide.
11. A process for reducing the dynamic surface tension of an aqueous fountain solution
containing a surfactant by adding to a fountain solution or fountain solution concentrate
an amount of hydrotrope effective to increase the solubility of the surfactant.
12. A process according to claim 11 in which the resultant fountain solution or concentrate
is a composition according to any preceding claim.
13. An offset lithographic printing process using a planographic plate that is treated
during the process with a fountain solution, characterised in that the fountain solution
is a fountain solution according to any of claim 1 to 10.